Joao Paulo Carvalho

Patrícia Pereira, Helena Moniz, Joao Paulo Carvalho

Emotion Recognition in Conversations (ERC) is a key step towards successful human-machine interaction. While the field has seen tremendous advancement in the last few years, new applications and implementation scenarios present novel challenges and opportunities. These range from leveraging the conversational context, speaker, and emotion dynamics modelling, to interpreting common sense expressions, informal language, and sarcasm, addressing challenges of real-time ERC, recognizing emotion causes, different taxonomies across datasets, multilingual ERC, and interpretability. This survey starts by introducing ERC, elaborating on the challenges and opportunities of this task. It proceeds with a description of the emotion taxonomies and a variety of ERC benchmark datasets employing such taxonomies. This is followed by descriptions comparing the most prominent works in ERC with explanations of the neural architectures employed. Then, it provides advisable ERC practices towards better frameworks, elaborating on methods to deal with subjectivity in annotations and modelling and methods to deal with the typically unbalanced ERC datasets. Finally, it presents systematic review tables comparing several works regarding the methods used and their performance. Benchmarking these works highlights resorting to pre-trained Transformer Language Models to extract utterance representations, using Gated and Graph Neural Networks to model the interactions between these utterances, and leveraging Generative Large Language Models to tackle ERC within a generative framework. This survey emphasizes the advantage of leveraging techniques to address unbalanced data, the exploration of mixed emotions, and the benefits of incorporating annotation subjectivity in the learning phase.

Patrícia Pereira, Helena Moniz, Isabel Dias et al.

Emotion Recognition in Conversations (ERC) has been gaining increasing importance as conversational agents become more and more common. Recognizing emotions is key for effective communication, being a crucial component in the development of effective and empathetic conversational agents. Knowledge and understanding of the conversational context are extremely valuable for identifying the emotions of the interlocutor. We thus approach Emotion Recognition in Conversations leveraging the conversational context, i.e., taking into attention previous conversational turns. The usual approach to model the conversational context has been to produce context-independent representations of each utterance and subsequently perform contextual modeling of these. Here we propose context-dependent embedding representations of each utterance by leveraging the contextual representational power of pre-trained transformer language models. In our approach, we feed the conversational context appended to the utterance to be classified as input to the RoBERTa encoder, to which we append a simple classification module, thus discarding the need to deal with context after obtaining the embeddings since these constitute already an efficient representation of such context. We also investigate how the number of introduced conversational turns influences our model performance. The effectiveness of our approach is validated on the open-domain DailyDialog dataset and on the task-oriented EmoWOZ dataset.

Patrícia Pereira, Rui Ribeiro, Helena Moniz et al.

Fuzzy Fingerprints have been successfully used as an interpretable text classification technique, but, like most other techniques, have been largely surpassed in performance by Large Pre-trained Language Models, such as BERT or RoBERTa. These models deliver state-of-the-art results in several Natural Language Processing tasks, namely Emotion Recognition in Conversations (ERC), but suffer from the lack of interpretability and explainability. In this paper, we propose to combine the two approaches to perform ERC, as a means to obtain simpler and more interpretable Large Language Models-based classifiers. We propose to feed the utterances and their previous conversational turns to a pre-trained RoBERTa, obtaining contextual embedding utterance representations, that are then supplied to an adapted Fuzzy Fingerprint classification module. We validate our approach on the widely used DailyDialog ERC benchmark dataset, in which we obtain state-of-the-art level results using a much lighter model.

Patrícia Pereira, Helena Moniz, Joao Paulo Carvalho

Empathy and emotion prediction are key components in the development of effective and empathetic agents, amongst several other applications. The WASSA shared task on empathy and emotion prediction in interactions presents an opportunity to benchmark approaches to these tasks. Appropriately selecting and representing the historical context is crucial in the modelling of empathy and emotion in conversations. In our submissions, we model empathy, emotion polarity and emotion intensity of each utterance in a conversation by feeding the utterance to be classified together with its conversational context, i.e., a certain number of previous conversational turns, as input to an encoder Pre-trained Language Model, to which we append a regression head for prediction. We also model perceived counterparty empathy of each interlocutor by feeding all utterances from the conversation and a token identifying the interlocutor for which we are predicting the empathy. Our system officially ranked $1^{st}$ at the CONV-turn track and $2^{nd}$ at the CONV-dialog track.

Rita Parada Ramos, Patrícia Pereira, Helena Moniz et al.

Deep neural networks have achieved state-of-the-art results in various vision and/or language tasks. Despite the use of large training datasets, most models are trained by iterating over single input-output pairs, discarding the remaining examples for the current prediction. In this work, we actively exploit the training data, using the information from nearest training examples to aid the prediction both during training and testing. Specifically, our approach uses the target of the most similar training example to initialize the memory state of an LSTM model, or to guide attention mechanisms. We apply this approach to image captioning and sentiment analysis, respectively through image and text retrieval. Results confirm the effectiveness of the proposed approach for the two tasks, on the widely used Flickr8 and IMDB datasets. Our code is publicly available at http://github.com/RitaRamo/retrieval-augmentation-nn.

Patrícia Pereira, Helena Moniz, Joao Paulo Carvalho

In Emotion Recognition in Conversations (ERC), model decisions should align with nuanced human perception and ideally provide insights on the classification process. Standard encoder pre-trained language models (PLMs) are the state-of-the-art at these tasks but offer little insight into why a certain prediction is made. This is especially problematic in imbalanced datasets, where most utterances are labeled as neutral, making these models frequently misclassify minority emotions as the majority neutral class. To tackle this issue, we introduced a novel, interpretable approach to ERC by combining PLMs with Fuzzy Fingerprints (FFPs). FFP provide class-specific prototypes that reflect the characteristic class activation patterns in the PLM's latent space. They are derived by ranking and fuzzifying the activations of the pooled conversational context-dependent embeddings across training instances for each emotion. At inference time, each input utterance is similarly fuzzy fingerprinted and matched to the emotion prototypes using a fuzzy similarity function based on the aggregation of the intersection of the fuzzy sets that define each FFP. Experimental results show that FFP integration reduces overclassification into the neutral class and human evaluation further supports the adequacy of FFP predictions. Our proposed method thus bridges the gap between deep neural inference and human perception, performing at state-of-the-art level while simultaneously offering valuable insights into the classification procedure.

Jose A. Diaz-Garcia, Joao Paulo Carvalho

The success of social media platforms has facilitated the emergence of various forms of online abuse within digital communities. This abuse manifests in multiple ways, including hate speech, cyberbullying, emotional abuse, grooming, and sexting. In this paper, we present a comprehensive analysis of the different forms of abuse prevalent in social media, with a particular focus on how emerging technologies, such as Language Models (LMs) and Large Language Models (LLMs), are reshaping both the detection and generation of abusive content within these networks. We delve into the mechanisms through which social media abuse is perpetuated, exploring the psychological and social impact. Additionally, we examine the dual role of advanced language models-highlighting their potential to enhance automated detection systems for abusive behavior while also acknowledging their capacity to generate harmful content. This paper aims to contribute to the ongoing discourse on online safety and ethics, offering insights into the evolving landscape of cyberabuse and the technological innovations that both mitigate and exacerbate it.