Hanze Guo

IR
h-index11
5papers
15citations
Novelty57%
AI Score53

5 Papers

IRJan 14Code
Why not Collaborative Filtering in Dual View? Bridging Sparse and Dense Models

Hanze Guo, Jianxun Lian, Xiao Zhou

Collaborative Filtering (CF) remains the cornerstone of modern recommender systems, with dense embedding--based methods dominating current practice. However, these approaches suffer from a critical limitation: our theoretical analysis reveals a fundamental signal-to-noise ratio (SNR) ceiling when modeling unpopular items, where parameter-based dense models experience diminishing SNR under severe data sparsity. To overcome this bottleneck, we propose SaD (Sparse and Dense), a unified framework that integrates the semantic expressiveness of dense embeddings with the structural reliability of sparse interaction patterns. We theoretically show that aligning these dual views yields a strictly superior global SNR. Concretely, SaD introduces a lightweight bidirectional alignment mechanism: the dense view enriches the sparse view by injecting semantic correlations, while the sparse view regularizes the dense model through explicit structural signals. Extensive experiments demonstrate that, under this dual-view alignment, even a simple matrix factorization--style dense model can achieve state-of-the-art performance. Moreover, SaD is plug-and-play and can be seamlessly applied to a wide range of existing recommender models, highlighting the enduring power of collaborative filtering when leveraged from dual perspectives. Further evaluations on real-world benchmarks show that SaD consistently outperforms strong baselines, ranking first on the BarsMatch leaderboard. The code is publicly available at https://github.com/harris26-G/SaD.

CLApr 7
Human Values Matter: Investigating How Misalignment Shapes Collective Behaviors in LLM Agent Communities

Xiangxu Zhang, Jiamin Wang, Qinlin Zhao et al.

As LLMs become increasingly integrated into human society, evaluating their orientations on human values from social science has drawn growing attention. Nevertheless, it is still unclear why human values matter for LLMs, especially in LLM-based multi-agent systems, where group-level failures may accumulate from individually misaligned actions. We ask whether misalignment with human values alters the collective behavior of LLM agents and what changes it induces? In this work, we introduce CIVA, a controlled multi-agent environment grounded in social science theories, where LLM agents form a community and autonomously communicate, explore, and compete for resources, enabling systematic manipulation of value prevalence and behavioral analysis. Through comprehensive simulation experiments, we reveal three key findings. (1) We identify several structurally critical values that substantially shape the community's collective dynamics, including those diverging from LLMs' original orientations. Triggered by the misspecification of these values, we (2) detect system failure modes, e.g., catastrophic collapse, at the macro level, and (3) observe emergent behaviors like deception and power-seeking at the micro level. These results offer quantitative evidence that human values are essential for collective outcomes in LLMs and motivate future multi-agent value alignment.

IRMay 4, 2025Code
Tricolore: Multi-Behavior User Profiling for Enhanced Candidate Generation in Recommender Systems

Xiao Zhou, Zhongxiang Zhao, Hanze Guo

Online platforms aggregate extensive user feedback across diverse behaviors, providing a rich source for enhancing user engagement. Traditional recommender systems, however, typically optimize for a single target behavior and represent user preferences with a single vector, limiting their ability to handle multiple important behaviors or optimization objectives. This conventional approach also struggles to capture the full spectrum of user interests, resulting in a narrow item pool during candidate generation. To address these limitations, we present Tricolore, a versatile multi-vector learning framework that uncovers connections between different behavior types for more robust candidate generation. Tricolore's adaptive multi-task structure is also customizable to specific platform needs. To manage the variability in sparsity across behavior types, we incorporate a behavior-wise multi-view fusion module that dynamically enhances learning. Moreover, a popularity-balanced strategy ensures the recommendation list balances accuracy with item popularity, fostering diversity and improving overall performance. Extensive experiments on public datasets demonstrate Tricolore's effectiveness across various recommendation scenarios, from short video platforms to e-commerce. By leveraging a shared base embedding strategy, Tricolore also significantly improves the performance for cold-start users. The source code is publicly available at: https://github.com/abnering/Tricolore.

SISep 30, 2025Code
SoREX: Towards Self-Explainable Social Recommendation with Relevant Ego-Path Extraction

Hanze Guo, Yijun Ma, Xiao Zhou

Social recommendation has been proven effective in addressing data sparsity in user-item interaction modeling by leveraging social networks. The recent integration of Graph Neural Networks (GNNs) has further enhanced prediction accuracy in contemporary social recommendation algorithms. However, many GNN-based approaches in social recommendation lack the ability to furnish meaningful explanations for their predictions. In this study, we confront this challenge by introducing SoREX, a self-explanatory GNN-based social recommendation framework. SoREX adopts a two-tower framework enhanced by friend recommendation, independently modeling social relations and user-item interactions, while jointly optimizing an auxiliary task to reinforce social signals. To offer explanations, we propose a novel ego-path extraction approach. This method involves transforming the ego-net of a target user into a collection of multi-hop ego-paths, from which we extract factor-specific and candidate-aware ego-path subsets as explanations. This process facilitates the summarization of detailed comparative explanations among different candidate items through intricate substructure analysis. Furthermore, we conduct explanation re-aggregation to explicitly correlate explanations with downstream predictions, imbuing our framework with inherent self-explainability. Comprehensive experiments conducted on four widely adopted benchmark datasets validate the effectiveness of SoREX in predictive accuracy. Additionally, qualitative and quantitative analyses confirm the efficacy of the extracted explanations in SoREX. Our code and data are available at https://github.com/antman9914/SoREX.

AIOct 21, 2025
Counterfactual Reasoning for Steerable Pluralistic Value Alignment of Large Language Models

Hanze Guo, Jing Yao, Xiao Zhou et al.

As large language models (LLMs) become increasingly integrated into applications serving users across diverse cultures, communities and demographics, it is critical to align LLMs with pluralistic human values beyond average principles (e.g., HHH). In psychological and social value theories such as Schwartz's Value Theory, pluralistic values are represented by multiple value dimensions paired with various priorities. However, existing methods encounter two challenges when aligning with such fine-grained value objectives: 1) they often treat multiple values as independent and equally important, ignoring their interdependence and relative priorities (value complexity); 2) they struggle to precisely control nuanced value priorities, especially those underrepresented ones (value steerability). To handle these challenges, we propose COUPLE, a COUnterfactual reasoning framework for PLuralistic valuE alignment. It introduces a structural causal model (SCM) to feature complex interdependency and prioritization among features, as well as the causal relationship between high-level value dimensions and behaviors. Moreover, it applies counterfactual reasoning to generate outputs aligned with any desired value objectives. Benefitting from explicit causal modeling, COUPLE also provides better interpretability. We evaluate COUPLE on two datasets with different value systems and demonstrate that COUPLE advances other baselines across diverse types of value objectives.