Chengwei Liu

Kun Wang, Guibin Zhang, Zhenhong Zhou et al. · mit

The remarkable success of Large Language Models (LLMs) has illuminated a promising pathway toward achieving Artificial General Intelligence for both academic and industrial communities, owing to their unprecedented performance across various applications. As LLMs continue to gain prominence in both research and commercial domains, their security and safety implications have become a growing concern, not only for researchers and corporations but also for every nation. Currently, existing surveys on LLM safety primarily focus on specific stages of the LLM lifecycle, e.g., deployment phase or fine-tuning phase, lacking a comprehensive understanding of the entire "lifechain" of LLMs. To address this gap, this paper introduces, for the first time, the concept of "full-stack" safety to systematically consider safety issues throughout the entire process of LLM training, deployment, and eventual commercialization. Compared to the off-the-shelf LLM safety surveys, our work demonstrates several distinctive advantages: (I) Comprehensive Perspective. We define the complete LLM lifecycle as encompassing data preparation, pre-training, post-training, deployment and final commercialization. To our knowledge, this represents the first safety survey to encompass the entire lifecycle of LLMs. (II) Extensive Literature Support. Our research is grounded in an exhaustive review of over 800+ papers, ensuring comprehensive coverage and systematic organization of security issues within a more holistic understanding. (III) Unique Insights. Through systematic literature analysis, we have developed reliable roadmaps and perspectives for each chapter. Our work identifies promising research directions, including safety in data generation, alignment techniques, model editing, and LLM-based agent systems. These insights provide valuable guidance for researchers pursuing future work in this field.

Peiheng Zhou, Ming Hu, Xingrun Quan et al.

Although Deep Learning (DL) methods becoming increasingly popular in vulnerability detection, their performance is seriously limited by insufficient training data. This is mainly because few existing software organizations can maintain a complete set of high-quality samples for DL-based vulnerability detection. Due to the concerns about privacy leakage, most of them are reluctant to share data, resulting in the data silo problem. Since enables collaboratively model training without data sharing, Federated Learning (FL) has been investigated as a promising means of addressing the data silo problem in DL-based vulnerability detection. However, since existing FL-based vulnerability detection methods focus on specific applications, it is still far unclear i) how well FL adapts to common vulnerability detection tasks and ii) how to design a high-performance FL solution for a specific vulnerability detection task. To answer these two questions, this paper first proposes VulFL, an effective evaluation framework for FL-based vulnerability detection. Then, based on VulFL, this paper conducts a comprehensive study to reveal the underlying capabilities of FL in dealing with different types of CWEs, especially when facing various data heterogeneity scenarios. Our experimental results show that, compared to independent training, FL can significantly improve the detection performance of common AI models on all investigated CWEs, though the performance of FL-based vulnerability detection is limited by heterogeneous data. To highlight the performance differences between different FL solutions for vulnerability detection, we extensively investigate the impacts of different configuration strategies for each framework component of VulFL. Our study sheds light on the potential of FL in vulnerability detection, which can be used to guide the design of FL-based solutions for vulnerability detection.

Chengwei Liu, Sen Chen, Lingling Fan et al.

Third-party libraries with rich functionalities facilitate the fast development of Node.js software, but also bring new security threats that vulnerabilities could be introduced through dependencies. In particular, the threats could be excessively amplified by transitive dependencies. Existing research either considers direct dependencies or reasoning transitive dependencies based on reachability analysis, which neglects the NPM-specific dependency resolution rules, resulting in wrongly resolved dependencies. Consequently, further fine-grained analysis, such as vulnerability propagation and their evolution in dependencies, cannot be carried out precisely at a large scale, as well as deriving ecosystem-wide solutions for vulnerabilities in dependencies. To fill this gap, we propose a knowledge graph-based dependency resolution, which resolves the dependency relations of dependencies as trees (i.e., dependency trees), and investigates the security threats from vulnerabilities in dependency trees at a large scale. We first construct a complete dependency-vulnerability knowledge graph (DVGraph) that captures the whole NPM ecosystem (over 10 million library versions and 60 million well-resolved dependency relations). Based on it, we propose DTResolver to statically and precisely resolve dependency trees, as well as transitive vulnerability propagation paths, by considering the official dependency resolution rules. Based on that, we carry out an ecosystem-wide empirical study on vulnerability propagation and its evolution in dependency trees. Our study unveils lots of useful findings, and we further discuss the lessons learned and solutions for different stakeholders to mitigate the vulnerability impact in NPM. For example, we implement a dependency tree based vulnerability remediation method (DTReme) for NPM packages, and receive much better performance than the official tool (npm audit fix).