Chao Li

Runhua Xu, Shiqi Gao, Chao Li et al.

Federated learning (FL) is inherently susceptible to privacy breaches and poisoning attacks. To tackle these challenges, researchers have separately devised secure aggregation mechanisms to protect data privacy and robust aggregation methods that withstand poisoning attacks. However, simultaneously addressing both concerns is challenging; secure aggregation facilitates poisoning attacks as most anomaly detection techniques require access to unencrypted local model updates, which are obscured by secure aggregation. Few recent efforts to simultaneously tackle both challenges offen depend on impractical assumption of non-colluding two-server setups that disrupt FL's topology, or three-party computation which introduces scalability issues, complicating deployment and application. To overcome this dilemma, this paper introduce a Dual Defense Federated learning (DDFed) framework. DDFed simultaneously boosts privacy protection and mitigates poisoning attacks, without introducing new participant roles or disrupting the existing FL topology. DDFed initially leverages cutting-edge fully homomorphic encryption (FHE) to securely aggregate model updates, without the impractical requirement for non-colluding two-server setups and ensures strong privacy protection. Additionally, we proposes a unique two-phase anomaly detection mechanism for encrypted model updates, featuring secure similarity computation and feedback-driven collaborative selection, with additional measures to prevent potential privacy breaches from Byzantine clients incorporated into the detection process. We conducted extensive experiments on various model poisoning attacks and FL scenarios, including both cross-device and cross-silo FL. Experiments on publicly available datasets demonstrate that DDFed successfully protects model privacy and effectively defends against model poisoning threats.

Zhiyong Jin, Runhua Xu, Chao Li et al.

Federated Learning (FL) enables collaborative model training across distributed clients while preserving data privacy, yet it faces significant challenges in communication efficiency and vulnerability to poisoning attacks. While sparsification techniques mitigate communication overhead by transmitting only critical model parameters, they inadvertently amplify security risks: adversarial clients can exploit sparse updates to evade detection and degrade model performance. Existing defense mechanisms, designed for standard FL communication scenarios, are ineffective in addressing these vulnerabilities within sparsified FL. To bridge this gap, we propose FLARE, a novel federated learning framework that integrates sparse index mask inspection and model update sign similarity analysis to detect and mitigate poisoning attacks in sparsified FL. Extensive experiments across multiple datasets and adversarial scenarios demonstrate that FLARE significantly outperforms existing defense strategies, effectively securing sparsified FL against poisoning attacks while maintaining communication efficiency.

Runhua Xu, Chao Li, James Joshi

Increasingly, information systems rely on computational, storage, and network resources deployed in third-party facilities such as cloud centers and edge nodes. Such an approach further exacerbates cybersecurity concerns constantly raised by numerous incidents of security and privacy attacks resulting in data leakage and identity theft, among others. These have, in turn, forced the creation of stricter security and privacy-related regulations and have eroded the trust in cyberspace. In particular, security-related services and infrastructures, such as Certificate Authorities (CAs) that provide digital certificate services and Third-Party Authorities (TPAs) that provide cryptographic key services, are critical components for establishing trust in crypto-based privacy-preserving applications and services. To address such trust issues, various transparency frameworks and approaches have been recently proposed in the literature. This paper proposes TAB framework that provides transparency and trustworthiness of third-party authority and third-party facilities using blockchain techniques for emerging crypto-based privacy-preserving applications. TAB employs the Ethereum blockchain as the underlying public ledger and also includes a novel smart contract to automate accountability with an incentive mechanism that motivates users to participate in auditing, and punishes unintentional or malicious behaviors. We implement TAB and show through experimental evaluation in the Ethereum official test network, Rinkeby, that the framework is efficient. We also formally show the security guarantee provided by TAB, and analyze the privacy guarantee and trustworthiness it provides.

Yangchun Yan, Rongzuo Guo, Chao Li et al.

Channel pruning has demonstrated its effectiveness in compressing ConvNets. In many related arts, the importance of an output feature map is only determined by its associated filter. However, these methods ignore a small part of weights in the next layer which disappears as the feature map is removed. They ignore the phenomenon of weight dependency. Besides, many pruning methods use only one criterion for evaluation and find a sweet spot of pruning structure and accuracy in a trial-and-error fashion, which can be time-consuming. In this paper, we proposed a channel pruning algorithm via multi-criteria based on weight dependency, CPMC, which can compress a pre-trained model directly. CPMC defines channel importance in three aspects, including its associated weight value, computational cost, and parameter quantity. According to the phenomenon of weight dependency, CPMC gets channel importance by assessing its associated filter and the corresponding partial weights in the next layer. Then CPMC uses global normalization to achieve cross-layer comparison. Finally, CPMC removes less important channels by global ranking. CPMC can compress various CNN models, including VGGNet, ResNet, and DenseNet on various image classification datasets. Extensive experiments have shown CPMC outperforms the others significantly.