Jingyan Zhou

Jingyan Zhou, Minda Hu, Junan Li et al.

Making moral judgments is an essential step toward developing ethical AI systems. Prevalent approaches are mostly implemented in a bottom-up manner, which uses a large set of annotated data to train models based on crowd-sourced opinions about morality. These approaches have been criticized for overgeneralizing the moral stances of a limited group of annotators and lacking explainability. This work proposes a flexible top-down framework to steer (Large) Language Models (LMs) to perform moral reasoning with well-established moral theories from interdisciplinary research. The theory-guided top-down framework can incorporate various moral theories. Our experiments demonstrate the effectiveness of the proposed framework on datasets derived from moral theories. Furthermore, we show the alignment between different moral theories and existing morality datasets. Our analysis exhibits the potential and flaws in existing resources (models and datasets) in developing explainable moral judgment-making systems.

Hongru Wang, Lingzhi Wang, Yiming Du et al.

Dialogue systems (DS), including the task-oriented dialogue system (TOD) and the open-domain dialogue system (ODD), have always been a fundamental task in natural language processing (NLP), allowing various applications in practice. Owing to sophisticated training and well-designed model architecture, language models (LM) are usually adopted as the necessary backbone to build the dialogue system. Consequently, every breakthrough in LM brings about a shift in learning paradigm and research attention within dialogue system, especially the appearance of pre-trained language models (PLMs) and large language models (LLMs). In this paper, we take a deep look at the history of the dialogue system, especially its special relationship with the advancements of language models. Thus, our survey offers a systematic perspective, categorizing different stages in a chronological order aligned with LM breakthroughs, providing a comprehensive review of state-of-the-art research outcomes. What's more, we turn our attention to emerging topics and engage in a discussion on open challenges, providing valuable insights into the future directions for LLM-based dialogue systems. In summary, this survey delves into the dynamic interplay between language models and dialogue systems, unraveling the evolutionary path of this essential relationship. Through this exploration, we pave the way for a deeper comprehension of the field, guiding future developments in LM-based dialogue systems.

Jingyan Zhou, Kun Li, Junan Li et al.

Existing efforts in safeguarding LLMs are limited in actively exposing the vulnerabilities of the target LLM and readily adapting to newly emerging safety risks. To address this, we present Purple-teaming LLMs with Adversarial Defender training (PAD), a pipeline designed to safeguard LLMs by novelly incorporating the red-teaming (attack) and blue-teaming (safety training) techniques. In PAD, we automatically collect conversational data that cover the vulnerabilities of an LLM around specific safety risks in a self-play manner, where the attacker aims to elicit unsafe responses and the defender generates safe responses to these attacks. We then update both modules in a generative adversarial network style by training the attacker to elicit more unsafe responses and updating the defender to identify them and explain the unsafe reason. Experimental results demonstrate that PAD significantly outperforms existing baselines in both finding effective attacks and establishing a robust safe guardrail. Furthermore, our findings indicate that PAD excels in striking a balance between safety and overall model quality. We also reveal key challenges in safeguarding LLMs, including defending multi-turn attacks and the need for more delicate strategies to identify specific risks.

Jiawen Kang, Dongrui Han, Lingwei Meng et al.

Alzheimer's Disease (AD) detection employs machine learning classification models to distinguish between individuals with AD and those without. Different from conventional classification tasks, we identify within-class variation as a critical challenge in AD detection: individuals with AD exhibit a spectrum of cognitive impairments. Therefore, simplistic binary AD classification may overlook two crucial aspects: within-class heterogeneity and instance-level imbalance. In this work, we found using a sample score estimator can generate sample-specific soft scores aligning with cognitive scores. We subsequently propose two simple yet effective methods: Soft Target Distillation (SoTD) and Instance-level Re-balancing (InRe), targeting two problems respectively. Based on the ADReSS and CU-MARVEL corpora, we demonstrated and analyzed the advantages of the proposed approaches in detection performance. These findings provide insights for developing robust and reliable AD detection models.

Fei Mi, Yitong Li, Yulong Zeng et al.

In this paper, we introduce PanGu-Bot, a Chinese pre-trained open-domain dialogue generation model based on a large pre-trained language model (PLM) PANGU-alpha (Zeng et al.,2021). Different from other pre-trained dialogue models trained over a massive amount of dialogue data from scratch, we aim to build a powerful dialogue model with relatively fewer data and computation costs by inheriting valuable language capabilities and knowledge from PLMs. To this end, we train PanGu-Bot from the large PLM PANGU-alpha, which has been proven well-performed on a variety of Chinese natural language tasks. We investigate different aspects of responses generated by PanGu-Bot, including response quality, knowledge, and safety. We show that PanGu-Bot outperforms state-of-the-art Chinese dialogue systems (CDIALGPT (Wang et al., 2020), EVA (Zhou et al., 2021), EVA2.0 (Gu et al., 2022)) w.r.t. the above three aspects. We also demonstrate that PanGu-Bot can be easily deployed to generate emotional responses without further training. Throughout our empirical analysis, we also point out that the PanGu-Bot response quality, knowledge correctness, and safety are still far from perfect, and further explorations are indispensable to building reliable and smart dialogue systems. Our model and code will be available at https://github.com/huawei-noah/Pretrained-Language-Model/tree/master/PanGu-Bot soon.

Xiaoying Zhang, Baolin Peng, Ye Tian et al.

Despite showing increasingly human-like abilities, large language models (LLMs) often struggle with factual inaccuracies, i.e. "hallucinations", even when they hold relevant knowledge. To address these hallucinations, current approaches typically necessitate high-quality human factuality annotations. In this work, we explore Self-Alignment for Factuality, where we leverage the self-evaluation capability of an LLM to provide training signals that steer the model towards factuality. Specifically, we incorporate Self-Eval, a self-evaluation component, to prompt an LLM to validate the factuality of its own generated responses solely based on its internal knowledge. Additionally, we design Self-Knowledge Tuning (SK-Tuning) to augment the LLM's self-evaluation ability by improving the model's confidence estimation and calibration. We then utilize these self-annotated responses to fine-tune the model via Direct Preference Optimization algorithm. We show that the proposed self-alignment approach substantially enhances factual accuracy over Llama family models across three key knowledge-intensive tasks on TruthfulQA and BioGEN.

Minda Hu, Qiyuan Zhang, Yufei Wang et al.

As a crucial step to enhance LLMs alignment with human intentions, Instruction Fine-Tuning (IFT) has a high demand on dataset quality. However, existing IFT datasets often contain knowledge that is inconsistent with LLMs' internal knowledge learned from the pre-training phase, which can greatly affect the efficacy of IFT. To address this issue, we introduce NILE (iNternal consIstency aLignmEnt) framework, aimed at optimizing IFT datasets to unlock LLMs' capability further. NILE operates by eliciting target pre-trained LLM's internal knowledge corresponding to instruction data. The internal knowledge is leveraged to revise the answer in IFT datasets. Additionally, we propose a novel Internal Consistency Filtering (ICF) method to filter training samples, ensuring its high consistency with LLM's internal knowledge. Our experiments demonstrate that NILE-aligned IFT datasets sharply boost LLM performance across multiple LLM ability evaluation datasets, achieving up to 66.6% gain on Arena-Hard and 68.5% on Alpaca-Eval V2. Further analysis confirms that each component of the NILE}framework contributes to these substantial performance improvements, and provides compelling evidence that dataset consistency with pre-trained internal knowledge is pivotal for maximizing LLM potential.

Minda Hu, Licheng Zong, Hongru Wang et al.

Large Language Models (LLMs) have shown great potential in the biomedical domain with the advancement of retrieval-augmented generation (RAG). However, existing retrieval-augmented approaches face challenges in addressing diverse queries and documents, particularly for medical knowledge queries, resulting in sub-optimal performance. To address these limitations, we propose a novel plug-and-play LLM-based retrieval method called Self-Rewarding Tree Search (SeRTS) based on Monte Carlo Tree Search (MCTS) and a self-rewarding paradigm. By combining the reasoning capabilities of LLMs with the effectiveness of tree search, SeRTS boosts the zero-shot performance of retrieving high-quality and informative results for RAG. We further enhance retrieval performance by fine-tuning LLMs with Proximal Policy Optimization (PPO) objectives using the trajectories collected by SeRTS as feedback. Controlled experiments using the BioASQ-QA dataset with GPT-3.5-Turbo and LLama2-7b demonstrate that our method significantly improves the performance of the BM25 retriever and surpasses the strong baseline of self-reflection in both efficiency and scalability. Moreover, SeRTS generates higher-quality feedback for PPO training than self-reflection. Our proposed method effectively adapts LLMs to document retrieval tasks, enhancing their ability to retrieve highly relevant documents for RAG in the context of medical knowledge queries. This work presents a significant step forward in leveraging LLMs for accurate and comprehensive biomedical question answering.

Xiaoying Zhang, Baolin Peng, Ye Tian et al.

Large language models (LLMs) often struggle to provide up-to-date information due to their one-time training and the constantly evolving nature of the world. To keep LLMs current, existing approaches typically involve continued pre-training on new documents. However, they frequently face difficulties in extracting stored knowledge. Motivated by the remarkable success of the Feynman Technique in efficient human learning, we introduce Self-Tuning, a learning framework aimed at improving an LLM's ability to effectively acquire new knowledge from unseen raw documents through self-teaching. Specifically, we develop a Self-Teaching strategy that augments the documents with a set of knowledge-intensive tasks created in a self-supervised manner, focusing on three crucial aspects: memorization, comprehension, and self-reflection. Additionally, we introduce three Wiki-Newpages-2023-QA datasets to facilitate an in-depth analysis of an LLM's knowledge acquisition ability concerning memorization, extraction, and reasoning. Extensive experimental results on various models, e.g., Llama2-7B reveal that Self-Tuning consistently exhibits superior performance across all knowledge acquisition tasks and excels in preserving previous knowledge.

Xiaoying Zhang, Baolin Peng, Kun Li et al.

Building end-to-end task bots and maintaining their integration with new functionalities using minimal human efforts is a long-standing challenge in dialog research. Recently large language models (LLMs) have demonstrated exceptional proficiency in conversational engagement and adherence to instructions across various downstream tasks. In this work, we introduce SGP-TOD, Schema-Guided Prompting for building Task-Oriented Dialog systems effortlessly based on LLMs. Utilizing the symbolic knowledge -- task schema, we instruct fixed LLMs to generate appropriate responses on novel tasks, circumventing the need for training data. Specifically, SGP-TOD comprises three components: a LLM for engaging with users, a DST Prompter to aid the LLM with dialog state tracking, which is then used to retrieve database items, and a Policy Prompter to elicit proper responses adhering to the provided dialog policy. Experimental results on Multiwoz, RADDLE and STAR datasets show that our training-free strategy SGP-TOD, without any task-specific data, yields state-of-the-art (SOTA) zero-shot performance, greatly surpasses the few-shot approaches. In a domain-extension setting, SGP-TOD aptly adapts to new functionalities by merely adding supplementary schema rules. We make our code and data publicly available.

Jingyan Zhou, Jiawen Deng, Fei Mi et al.

The research of open-domain dialog systems has been greatly prospered by neural models trained on large-scale corpora, however, such corpora often introduce various safety problems (e.g., offensive languages, biases, and toxic behaviors) that significantly hinder the deployment of dialog systems in practice. Among all these unsafe issues, addressing social bias is more complex as its negative impact on marginalized populations is usually expressed implicitly, thus requiring normative reasoning and rigorous analysis. In this paper, we focus our investigation on social bias detection of dialog safety problems. We first propose a novel Dial-Bias Frame for analyzing the social bias in conversations pragmatically, which considers more comprehensive bias-related analyses rather than simple dichotomy annotations. Based on the proposed framework, we further introduce CDail-Bias Dataset that, to our knowledge, is the first well-annotated Chinese social bias dialog dataset. In addition, we establish several dialog bias detection benchmarks at different label granularities and input types (utterance-level and context-level). We show that the proposed in-depth analyses together with these benchmarks in our Dial-Bias Frame are necessary and essential to bias detection tasks and can benefit building safe dialog systems in practice.

Jingyan Zhou, Xiaohan Feng, King Keung Wu et al.

Popular approaches for Natural Language Understanding (NLU) usually rely on a huge amount of annotated data or handcrafted rules, which is laborious and not adaptive to domain extension. We recently proposed a Convex-Polytopic-Model-based framework that shows great potential in automatically extracting semantic patterns by exploiting the raw dialog corpus. The extracted semantic patterns can be used to generate semantic frames, which is essential in assisting NLU tasks. This paper further studies the CPM model in depth and visualizes its high interpretability and transparency at various levels. We show that this framework can exploit semantic-frame-related features in the corpus, reveal the underlying semantic structure of the utterances, and boost the performance of the state-of-the-art NLU model with minimal supervision. We conduct our experiments on the ATIS (Air Travel Information System) corpus.

Jiawen Deng, Jingyan Zhou, Hao Sun et al.

Offensive language detection is increasingly crucial for maintaining a civilized social media platform and deploying pre-trained language models. However, this task in Chinese is still under exploration due to the scarcity of reliable datasets. To this end, we propose a benchmark --COLD for Chinese offensive language analysis, including a Chinese Offensive Language Dataset --COLDATASET and a baseline detector --COLDETECTOR which is trained on the dataset. We show that the COLD benchmark contributes to Chinese offensive language detection which is challenging for existing resources. We then deploy the COLDETECTOR and conduct detailed analyses on popular Chinese pre-trained language models. We first analyze the offensiveness of existing generative models and show that these models inevitably expose varying degrees of offensive issues. Furthermore, we investigate the factors that influence the offensive generations, and we find that anti-bias contents and keywords referring to certain groups or revealing negative attitudes trigger offensive outputs easier.

Mudit Chaudhary, Borislav Dzodzo, Sida Huang et al.

Dialog systems enriched with external knowledge can handle user queries that are outside the scope of the supporting databases/APIs. In this paper, we follow the baseline provided in DSTC9 Track 1 and propose three subsystems, KDEAK, KnowleDgEFactor, and Ens-GPT, which form the pipeline for a task-oriented dialog system capable of accessing unstructured knowledge. Specifically, KDEAK performs knowledge-seeking turn detection by formulating the problem as natural language inference using knowledge from dialogs, databases and FAQs. KnowleDgEFactor accomplishes the knowledge selection task by formulating a factorized knowledge/document retrieval problem with three modules performing domain, entity and knowledge level analyses. Ens-GPT generates a response by first processing multiple knowledge snippets, followed by an ensemble algorithm that decides if the response should be solely derived from a GPT2-XL model, or regenerated in combination with the top-ranking knowledge snippet. Experimental results demonstrate that the proposed pipeline system outperforms the baseline and generates high-quality responses, achieving at least 58.77% improvement on BLEU-4 score.

Meng Chen, Ruixue Liu, Lei Shen et al.

Human conversations are complicated and building a human-like dialogue agent is an extremely challenging task. With the rapid development of deep learning techniques, data-driven models become more and more prevalent which need a huge amount of real conversation data. In this paper, we construct a large-scale real scenario Chinese E-commerce conversation corpus, JDDC, with more than 1 million multi-turn dialogues, 20 million utterances, and 150 million words. The dataset reflects several characteristics of human-human conversations, e.g., goal-driven, and long-term dependency among the context. It also covers various dialogue types including task-oriented, chitchat and question-answering. Extra intent information and three well-annotated challenge sets are also provided. Then, we evaluate several retrieval-based and generative models to provide basic benchmark performance on the JDDC corpus. And we hope JDDC can serve as an effective testbed and benefit the development of fundamental research in dialogue task