Cheng Li

Yaqing Wang, Jiepu Jiang, Mingyang Zhang et al.

Personalized text generation presents a specialized mechanism for delivering content that is specific to a user's personal context. While the research progress in this area has been rapid, evaluation still presents a challenge. Traditional automated metrics such as BLEU and ROUGE primarily measure lexical similarity to human-written references, and are not able to distinguish personalization from other subtle semantic aspects, thus falling short of capturing the nuances of personalized generated content quality. On the other hand, human judgments are costly to obtain, especially in the realm of personalized evaluation. Inspired by these challenges, we explore the use of large language models (LLMs) for evaluating personalized text generation, and examine their ability to understand nuanced user context. We present AuPEL, a novel evaluation method that distills three major semantic aspects of the generated text: personalization, quality and relevance, and automatically measures these aspects. To validate the effectiveness of AuPEL, we design carefully controlled experiments and compare the accuracy of the evaluation judgments made by LLMs versus that of judgements made by human annotators, and conduct rigorous analyses of the consistency and sensitivity of the proposed metric. We find that, compared to existing evaluation metrics, AuPEL not only distinguishes and ranks models based on their personalization abilities more accurately, but also presents commendable consistency and efficiency for this task. Our work suggests that using LLMs as the evaluators of personalized text generation is superior to traditional text similarity metrics, even though interesting new challenges still remain.

Yizun Lin, Jian-Feng Cai, Zhao-Rong Lai et al.

This paper investigates a category of constrained fractional optimization problems that emerge in various practical applications. The objective function for this category is characterized by the ratio of a numerator and denominator, both being convex, semi-algebraic, Lipschitz continuous, and differentiable with Lipschitz continuous gradients over the constraint sets. The constrained sets associated with these problems are closed, convex, and semi-algebraic. We propose an efficient algorithm that is inspired by the proximal gradient method, and we provide a thorough convergence analysis. Our algorithm offers several benefits compared to existing methods. It requires only a single proximal gradient operation per iteration, thus avoiding the complicated inner-loop concave maximization usually required. Additionally, our method converges to a critical point without the typical need for a nonnegative numerator, and this critical point becomes a globally optimal solution with an appropriate condition. Our approach is adaptable to unbounded constraint sets as well. Therefore, our approach is viable for many more practical models. Numerical experiments show that our method not only reliably reaches ground-truth solutions in some model problems but also outperforms several existing methods in maximizing the Sharpe ratio with real-world financial data.

Liu Yang, Mingyang Zhang, Cheng Li et al.

Many natural language processing and information retrieval problems can be formalized as the task of semantic matching. Existing work in this area has been largely focused on matching between short texts (e.g., question answering), or between a short and a long text (e.g., ad-hoc retrieval). Semantic matching between long-form documents, which has many important applications like news recommendation, related article recommendation and document clustering, is relatively less explored and needs more research effort. In recent years, self-attention based models like Transformers and BERT have achieved state-of-the-art performance in the task of text matching. These models, however, are still limited to short text like a few sentences or one paragraph due to the quadratic computational complexity of self-attention with respect to input text length. In this paper, we address the issue by proposing the Siamese Multi-depth Transformer-based Hierarchical (SMITH) Encoder for long-form document matching. Our model contains several innovations to adapt self-attention models for longer text input. In order to better capture sentence level semantic relations within a document, we pre-train the model with a novel masked sentence block language modeling task in addition to the masked word language modeling task used by BERT. Our experimental results on several benchmark datasets for long-form document matching show that our proposed SMITH model outperforms the previous state-of-the-art models including hierarchical attention, multi-depth attention-based hierarchical recurrent neural network, and BERT. Comparing to BERT based baselines, our model is able to increase maximum input text length from 512 to 2048. We will open source a Wikipedia based benchmark dataset, code and a pre-trained checkpoint to accelerate future research on long-form document matching.

Zixuan Ke, Weize Kong, Cheng Li et al.

Large Language Models (LLMs) have demonstrated superior results across a wide range of tasks, and Retrieval-augmented Generation (RAG) is an effective way to enhance the performance by locating relevant information and placing it into the context window of the LLM. However, the relationship between retrievers and LLMs in a RAG is still under-investigated. Most existing work treats the retriever and the LLM as independent components and leaves a gap between retrieving human-"friendly" information and assembling a LLM-"friendly" context. In this work, we examine a novel bridge mechanism. We validate the ranking and selection assumptions of retrievers in the context of RAG and propose a framework that chains together supervised and reinforcement learning to train a bridge model that optimizes the connection between the retriever and the LLM. Empirical results demonstrate the effectiveness of our method in both question-answering and personalized generation tasks.

Youngwoo Kim, Cheng Li, Bingyang Ye et al.

ICD coding is the international standard for capturing and reporting health conditions and diagnosis for revenue cycle management in healthcare. Manually assigning ICD codes is prone to human error due to the large code vocabulary and the similarities between codes. Since machine learning based approaches require ground truth training data, the inconsistency among human coders is manifested as noise in labeling, which makes the training and evaluation of ICD classifiers difficult in presence of such noise. This paper investigates the characteristics of such noise in manually-assigned ICD-10 codes and furthermore, proposes a method to train robust ICD-10 classifiers in the presence of labeling noise. Our research concluded that the nature of such noise is systematic. Most of the existing methods for handling label noise assume that the noise is completely random and independent of features or labels, which is not the case for ICD data. Therefore, we develop a new method for training robust classifiers in the presence of systematic noise. We first identify ICD-10 codes that human coders tend to misuse or confuse, based on the codes' locations in the ICD-10 hierarchy, the types of the codes, and baseline classifier's prediction behaviors; we then develop a novel training strategy that accounts for such noise. We compared our method with the baseline that does not handle label noise and the baseline methods that assume random noise, and demonstrated that our proposed method outperforms all baselines when evaluated on expert validated labels.

Kechen Qin, Yu Wang, Cheng Li et al.

Multi-hop knowledge based question answering (KBQA) is a complex task for natural language understanding. Many KBQA approaches have been proposed in recent years, and most of them are trained based on labeled reasoning path. This hinders the system's performance as many correct reasoning paths are not labeled as ground truth, and thus they cannot be learned. In this paper, we introduce an end-to-end KBQA system which can leverage multiple reasoning paths' information and only requires labeled answer as supervision. We conduct experiments on several benchmark datasets containing both single-hop simple questions as well as muti-hop complex questions, including WebQuestionSP (WQSP), ComplexWebQuestion-1.1 (CWQ), and PathQuestion-Large (PQL), and demonstrate strong performance.

Jingfeng Zhang, Cheng Li, Antonio Robles-Kelly et al.

When the federated learning is adopted among competitive agents with siloed datasets, agents are self-interested and participate only if they are fairly rewarded. To encourage the application of federated learning, this paper employs a management strategy, i.e., more contributions should lead to more rewards. We propose a novel hierarchically fair federated learning (HFFL) framework. Under this framework, agents are rewarded in proportion to their pre-negotiated contribution levels. HFFL+ extends this to incorporate heterogeneous models. Theoretical analysis and empirical evaluation on several datasets confirm the efficacy of our frameworks in upholding fairness and thus facilitating federated learning in the competitive settings.

Kechen Qin, Cheng Li, Virgil Pavlu et al.

We present an adaptation of RNN sequence models to the problem of multi-label classification for text, where the target is a set of labels, not a sequence. Previous such RNN models define probabilities for sequences but not for sets; attempts to obtain a set probability are after-thoughts of the network design, including pre-specifying the label order, or relating the sequence probability to the set probability in ad hoc ways. Our formulation is derived from a principled notion of set probability, as the sum of probabilities of corresponding permutation sequences for the set. We provide a new training objective that maximizes this set probability, and a new prediction objective that finds the most probable set on a test document. These new objectives are theoretically appealing because they give the RNN model freedom to discover the best label order, which often is the natural one (but different among documents). We develop efficient procedures to tackle the computation difficulties involved in training and prediction. Experiments on benchmark datasets demonstrate that we outperform state-of-the-art methods for this task.

Aman Agarwal, Xuanhui Wang, Cheng Li et al.

Ranking functions return ranked lists of items, and users often interact with these items. How to evaluate ranking functions using historical interaction logs, also known as off-policy evaluation, is an important but challenging problem. The commonly used Inverse Propensity Scores (IPS) approaches work better for the single item case, but suffer from extremely low data efficiency for the ranked list case. In this paper, we study how to improve the data efficiency of IPS approaches in the offline comparison setting. We propose two approaches Trunc-match and Rand-interleaving for offline comparison using uniformly randomized data. We show that these methods can improve the data efficiency and also the comparison sensitivity based on one of the largest email search engines.

Bingyu Wang, Cheng Li, Virgil Pavlu et al.

Multi-label text classification is a popular machine learning task where each document is assigned with multiple relevant labels. This task is challenging due to high dimensional features and correlated labels. Multi-label text classifiers need to be carefully regularized to prevent the severe over-fitting in the high dimensional space, and also need to take into account label dependencies in order to make accurate predictions under uncertainty. We demonstrate significant and practical improvement by carefully regularizing the model complexity during training phase, and also regularizing the label search space during prediction phase. Specifically, we regularize the classifier training using Elastic-net (L1+L2) penalty for reducing model complexity/size, and employ early stopping to prevent overfitting. At prediction time, we apply support inference to restrict the search space to label sets encountered in the training set, and F-optimizer GFM to make optimal predictions for the F1 metric. We show that although support inference only provides density estimations on existing label combinations, when combined with GFM predictor, the algorithm can output unseen label combinations. Taken collectively, our experiments show state of the art results on many benchmark datasets. Beyond performance and practical contributions, we make some interesting observations. Contrary to the prior belief, which deems support inference as purely an approximate inference procedure, we show that support inference acts as a strong regularizer on the label prediction structure. It allows the classifier to take into account label dependencies during prediction even if the classifiers had not modeled any label dependencies during training.