Dong Zhou

Nankai Lin, Guanqiu Qin, Jigang Wang et al.

The effectiveness of contrastive learning technology in natural language processing tasks is yet to be explored and analyzed. How to construct positive and negative samples correctly and reasonably is the core challenge of contrastive learning. It is even harder to discover contrastive objects in multi-label text classification tasks. There are very few contrastive losses proposed previously. In this paper, we investigate the problem from a different angle by proposing five novel contrastive losses for multi-label text classification tasks. These are Strict Contrastive Loss (SCL), Intra-label Contrastive Loss (ICL), Jaccard Similarity Contrastive Loss (JSCL), Jaccard Similarity Probability Contrastive Loss (JSPCL), and Stepwise Label Contrastive Loss (SLCL). We explore the effectiveness of contrastive learning for multi-label text classification tasks by the employment of these novel losses and provide a set of baseline models for deploying contrastive learning techniques on specific tasks. We further perform an interpretable analysis of our approach to show how different components of contrastive learning losses play their roles. The experimental results show that our proposed contrastive losses can bring improvement to multi-label text classification tasks. Our work also explores how contrastive learning should be adapted for multi-label text classification tasks.

Nankai Lin, Haonan Liu, Jiajun Fang et al.

Similar Case Matching (SCM) plays a pivotal role in the legal system by facilitating the efficient identification of similar cases for legal professionals. While previous research has primarily concentrated on enhancing the performance of SCM models, the aspect of interpretability has been neglected. To bridge the gap, this study proposes an integrated pipeline framework for interpretable SCM. The framework comprises four modules: judicial feature sentence identification, case matching, feature sentence alignment, and conflict resolution. In contrast to current SCM methods, our framework first extracts feature sentences within a legal case that contain essential information. Then it conducts case matching based on these extracted features. Subsequently, our framework aligns the corresponding sentences in two legal cases to provide evidence of similarity. In instances where the results of case matching and feature sentence alignment exhibit conflicts, the conflict resolution module resolves these inconsistencies. The experimental results show the effectiveness of our proposed framework, establishing a new benchmark for interpretable SCM.

Nankai Lin, Junheng He, Zhenghang Tang et al.

Recently, more and more research has focused on addressing bias in text classification models. However, existing research mainly focuses on the fairness of monolingual text classification models, and research on fairness for multilingual text classification is still very limited. In this paper, we focus on the task of multilingual text classification and propose a debiasing framework for multilingual text classification based on contrastive learning. Our proposed method does not rely on any external language resources and can be extended to any other languages. The model contains four modules: multilingual text representation module, language fusion module, text debiasing module, and text classification module. The multilingual text representation module uses a multilingual pre-trained language model to represent the text, the language fusion module makes the semantic spaces of different languages tend to be consistent through contrastive learning, and the text debiasing module uses contrastive learning to make the model unable to identify sensitive attributes' information. The text classification module completes the basic tasks of multilingual text classification. In addition, the existing research on the fairness of multilingual text classification is relatively simple in the evaluation mode. The evaluation method of fairness is the same as the monolingual equality difference evaluation method, that is, the evaluation is performed on a single language. We propose a multi-dimensional fairness evaluation framework for multilingual text classification, which evaluates the model's monolingual equality difference, multilingual equality difference, multilingual equality performance difference, and destructiveness of the fairness strategy. We hope that our work can provide a more general debiasing method and a more comprehensive evaluation framework for multilingual text fairness tasks.

Hengxu Lin, Dong Zhou, Weiqing Liu et al.

Successful quantitative investment usually relies on precise predictions of the future movement of the stock price. Recently, machine learning based solutions have shown their capacity to give more accurate stock prediction and become indispensable components in modern quantitative investment systems. However, the i.i.d. assumption behind existing methods is inconsistent with the existence of diverse trading patterns in the stock market, which inevitably limits their ability to achieve better stock prediction performance. In this paper, we propose a novel architecture, Temporal Routing Adaptor (TRA), to empower existing stock prediction models with the ability to model multiple stock trading patterns. Essentially, TRA is a lightweight module that consists of a set of independent predictors for learning multiple patterns as well as a router to dispatch samples to different predictors. Nevertheless, the lack of explicit pattern identifiers makes it quite challenging to train an effective TRA-based model. To tackle this challenge, we further design a learning algorithm based on Optimal Transport (OT) to obtain the optimal sample to predictor assignment and effectively optimize the router with such assignment through an auxiliary loss term. Experiments on the real-world stock ranking task show that compared to the state-of-the-art baselines, e.g., Attention LSTM and Transformer, the proposed method can improve information coefficient (IC) from 0.053 to 0.059 and 0.051 to 0.056 respectively. Our dataset and code used in this work are publicly available: https://github.com/microsoft/qlib/tree/main/examples/benchmarks/TRA.

Dong Zhou, Guanghui Sun, Wenxiao Lei

Active visual tracking of space non-cooperative object is significant for future intelligent spacecraft to realise space debris removal, asteroid exploration, autonomous rendezvous and docking. However, existing works often consider this task into different subproblems (e.g. image preprocessing, feature extraction and matching, position and pose estimation, control law design) and optimize each module alone, which are trivial and sub-optimal. To this end, we propose an end-to-end active visual tracking method based on DQN algorithm, named as DRLAVT. It can guide the chasing spacecraft approach to arbitrary space non-cooperative target merely relied on color or RGBD images, which significantly outperforms position-based visual servoing baseline algorithm that adopts state-of-the-art 2D monocular tracker, SiamRPN. Extensive experiments implemented with diverse network architectures, different perturbations and multiple targets demonstrate the advancement and robustness of DRLAVT. In addition, We further prove our method indeed learnt the motion patterns of target with deep reinforcement learning through hundreds of trial-and-errors.

Xiao Yang, Weiqing Liu, Dong Zhou et al.

Quantitative investment aims to maximize the return and minimize the risk in a sequential trading period over a set of financial instruments. Recently, inspired by rapid development and great potential of AI technologies in generating remarkable innovation in quantitative investment, there has been increasing adoption of AI-driven workflow for quantitative research and practical investment. In the meantime of enriching the quantitative investment methodology, AI technologies have raised new challenges to the quantitative investment system. Particularly, the new learning paradigms for quantitative investment call for an infrastructure upgrade to accommodate the renovated workflow; moreover, the data-driven nature of AI technologies indeed indicates a requirement of the infrastructure with more powerful performance; additionally, there exist some unique challenges for applying AI technologies to solve different tasks in the financial scenarios. To address these challenges and bridge the gap between AI technologies and quantitative investment, we design and develop Qlib that aims to realize the potential, empower the research, and create the value of AI technologies in quantitative investment.