Sen Zhang

Shengyu Zhang, Linfeng Dong, Xiaoya Li et al.

This paper surveys research works in the quickly advancing field of instruction tuning (IT), which can also be referred to as supervised fine-tuning (SFT)\footnote{In this paper, unless specified otherwise, supervised fine-tuning (SFT) and instruction tuning (IT) are used interchangeably.}, a crucial technique to enhance the capabilities and controllability of large language models (LLMs). Instruction tuning refers to the process of further training LLMs on a dataset consisting of \textsc{(instruction, output)} pairs in a supervised fashion, which bridges the gap between the next-word prediction objective of LLMs and the users' objective of having LLMs adhere to human instructions. In this work, we make a systematic review of the literature, including the general methodology of SFT, the construction of SFT datasets, the training of SFT models, and applications to different modalities, domains and application, along with analysis on aspects that influence the outcome of SFT (e.g., generation of instruction outputs, size of the instruction dataset, etc). We also review the potential pitfalls of SFT along with criticism against it, along with efforts pointing out current deficiencies of existing strategies and suggest some avenues for fruitful research. Project Page: github.com/xiaoya-li/Instruction-Tuning-Survey

Haoyu Wang, Guozheng Ma, Cong Yu et al.

The swift advancement in the scales and capabilities of Large Language Models (LLMs) positions them as promising tools for a variety of downstream tasks. In addition to the pursuit of better performance and the avoidance of violent feedback on a certain prompt, to ensure the responsibility of the LLM, much attention is drawn to the robustness of LLMs. However, existing evaluation methods mostly rely on traditional question answering datasets with predefined supervised labels, which do not align with the superior generation capabilities of contemporary LLMs. To address this issue, we propose a novel rational evaluation approach that leverages pre-trained reward models as diagnostic tools to evaluate the longer conversation generated from more challenging open questions by LLMs, which we refer to as the Reward Model for Reasonable Robustness Evaluation (TREvaL). Longer conversations manifest the comprehensive grasp of language models in terms of their proficiency in understanding questions, a capability not entirely encompassed by individual words or letters, which may exhibit oversimplification and inherent biases. Our extensive empirical experiments demonstrate that TREvaL provides an innovative method for evaluating the robustness of an LLM. Furthermore, our results demonstrate that LLMs frequently exhibit vulnerability to word-level perturbations that are commonplace in daily language usage. Notably, we are surprised to discover that robustness tends to decrease as fine-tuning (SFT and RLHF) is conducted. The code of TREval is available in https://github.com/Harry-mic/TREvaL.

Zi Liang, Qingqing Ye, Yanyun Wang et al.

Model extraction attacks (MEAs) on large language models (LLMs) have received increasing attention in recent research. However, existing attack methods typically adapt the extraction strategies originally developed for deep neural networks (DNNs). They neglect the underlying inconsistency between the training tasks of MEA and LLM alignment, leading to suboptimal attack performance. To tackle this issue, we propose Locality Reinforced Distillation (LoRD), a novel model extraction algorithm specifically designed for LLMs. In particular, LoRD employs a newly defined policy-gradient-style training task that utilizes the responses of victim model as the signal to guide the crafting of preference for the local model. Theoretical analyses demonstrate that I) The convergence procedure of LoRD in model extraction is consistent with the alignment procedure of LLMs, and II) LoRD can reduce query complexity while mitigating watermark protection through our exploration-based stealing. Extensive experiments validate the superiority of our method in extracting various state-of-the-art commercial LLMs. Our code is available at: https://github.com/liangzid/LoRD-MEA .

Yupei Lin, Sen Zhang, Tianshui Chen et al.

Unpaired image-to-image translation aims to find a mapping between the source domain and the target domain. To alleviate the problem of the lack of supervised labels for the source images, cycle-consistency based methods have been proposed for image structure preservation by assuming a reversible relationship between unpaired images. However, this assumption only uses limited correspondence between image pairs. Recently, contrastive learning (CL) has been used to further investigate the image correspondence in unpaired image translation by using patch-based positive/negative learning. Patch-based contrastive routines obtain the positives by self-similarity computation and recognize the rest patches as negatives. This flexible learning paradigm obtains auxiliary contextualized information at a low cost. As the negatives own an impressive sample number, with curiosity, we make an investigation based on a question: are all negatives necessary for feature contrastive learning? Unlike previous CL approaches that use negatives as much as possible, in this paper, we study the negatives from an information-theoretic perspective and introduce a new negative Pruning technology for Unpaired image-to-image Translation (PUT) by sparsifying and ranking the patches. The proposed algorithm is efficient, flexible and enables the model to learn essential information between corresponding patches stably. By putting quality over quantity, only a few negative patches are required to achieve better results. Lastly, we validate the superiority, stability, and versatility of our model through comparative experiments.

Penghui Wen, Kun Hu, Wenxi Yue et al.

Robust audio anti-spoofing has been increasingly challenging due to the recent advancements on deepfake techniques. While spectrograms have demonstrated their capability for anti-spoofing, complementary information presented in multi-order spectral patterns have not been well explored, which limits their effectiveness for varying spoofing attacks. Therefore, we propose a novel deep learning method with a spectral fusion-reconstruction strategy, namely S2pecNet, to utilise multi-order spectral patterns for robust audio anti-spoofing representations. Specifically, spectral patterns up to second-order are fused in a coarse-to-fine manner and two branches are designed for the fine-level fusion from the spectral and temporal contexts. A reconstruction from the fused representation to the input spectrograms further reduces the potential fused information loss. Our method achieved the state-of-the-art performance with an EER of 0.77% on a widely used dataset: ASVspoof2019 LA Challenge.

Penghui Wen, Zexin Hu, Sen Zhang et al.

Precipitation nowcasting remains challenging due to the highly localized, rapidly evolving, and heterogeneous nature of atmospheric dynamics. Although recent methods increasingly adopt attention-based architectures in both unimodal and multimodal settings, they mainly emphasize stronger representation learning and prediction capacity, while paying less attention to the stability of attention responses across samples. In this work, we show that cross-sample instability of attention-response energy is an important and previously underexplored source of forecasting unreliability. Empirically, inaccurate forecasts are associated with larger attention-response energy variance across heads and layers. Theoretically, we show that cross-sample variability can propagate through self-attention, and enlarge a lower bound on prediction error. Based on this insight, we propose HARECast, a Head-wise Attention Response Energy-regulated framework for precipitation nowcasting. HARECast explicitly models head-wise attention-response energy and stabilizes it through a group-wise regularization objective that reduces cross-sample fluctuations. The proposed formulation is generic and applicable to both unimodal and multimodal nowcasting architectures. We instantiate HARECast in a standard forecasting pipeline with reconstruction branches and a diffusion-based predictor, and evaluate it on commonly used benchmarks--SEVIR and MeteoNet. Experimental results demonstrate that HARECast achieves state-of-the-art performance.

Hao Wang, Licheng Pan, Zhichao Chen et al. · pku

Time series modeling presents unique challenges due to autocorrelation in both historical data and future sequences. While current research predominantly addresses autocorrelation within historical data, the correlations among future labels are often overlooked. Specifically, modern forecasting models primarily adhere to the Direct Forecast (DF) paradigm, generating multi-step forecasts independently and disregarding label autocorrelation over time. In this work, we demonstrate that the learning objective of DF is biased in the presence of label autocorrelation. To address this issue, we propose the Frequency-enhanced Direct Forecast (FreDF), which mitigates label autocorrelation by learning to forecast in the frequency domain, thereby reducing estimation bias. Our experiments show that FreDF significantly outperforms existing state-of-the-art methods and is compatible with a variety of forecast models. Code is available at https://github.com/Master-PLC/FreDF.

Tianyang Wang, Ziqian Bi, Keyu Chen et al.

Object-Oriented Programming (OOP) has become a crucial paradigm for managing the growing complexity of modern software systems, particularly in fields like machine learning, deep learning, large language models (LLM), and data analytics. This work provides a comprehensive introduction to the integration of OOP techniques within these domains, with a focus on improving code modularity, maintainability, and scalability. We begin by outlining the evolution of computing and the rise of OOP, followed by an in-depth discussion of key OOP principles such as encapsulation, inheritance, polymorphism, and abstraction. The practical application of these principles is demonstrated using Python, a widely adopted language in AI and data science. Furthermore, we examine how design patterns and modular programming can be employed to enhance the structure and efficiency of machine learning systems. In subsequent sections, we apply these OOP concepts to real-world AI tasks, including the encapsulation of preprocessing workflows, machine learning model training, and evaluation. Detailed examples illustrate how OOP can be used to build reusable, scalable machine learning systems while maintaining code clarity and reducing redundancy.This work is intended to serve as a bridge for both beginners and experienced developers, equipping them with the necessary knowledge to apply OOP methodologies in AI-driven projects, ultimately fostering the development of more robust and maintainable systems.

Keyu Chen, Ziqian Bi, Qian Niu et al.

The application of TensorFlow pre-trained models in deep learning is explored, with an emphasis on practical guidance for tasks such as image classification and object detection. The study covers modern architectures, including ResNet, MobileNet, and EfficientNet, and demonstrates the effectiveness of transfer learning through real-world examples and experiments. A comparison of linear probing and model fine-tuning is presented, supplemented by visualizations using techniques like PCA, t-SNE, and UMAP, allowing for an intuitive understanding of the impact of these approaches. The work provides complete example code and step-by-step instructions, offering valuable insights for both beginners and advanced users. By integrating theoretical concepts with hands-on practice, the paper equips readers with the tools necessary to address deep learning challenges efficiently.

Benji Peng, Xuanhe Pan, Yizhu Wen et al.

This book explores the role of Artificial Intelligence (AI), Machine Learning (ML), and Deep Learning (DL) in driving the progress of big data analytics and management. The book focuses on simplifying the complex mathematical concepts behind deep learning, offering intuitive visualizations and practical case studies to help readers understand how neural networks and technologies like Convolutional Neural Networks (CNNs) work. It introduces several classic models and technologies such as Transformers, GPT, ResNet, BERT, and YOLO, highlighting their applications in fields like natural language processing, image recognition, and autonomous driving. The book also emphasizes the importance of pre-trained models and how they can enhance model performance and accuracy, with instructions on how to apply these models in various real-world scenarios. Additionally, it provides an overview of key big data management technologies like SQL and NoSQL databases, as well as distributed computing frameworks such as Apache Hadoop and Spark, explaining their importance in managing and processing vast amounts of data. Ultimately, the book underscores the value of mastering deep learning and big data management skills as critical tools for the future workforce, making it an essential resource for both beginners and experienced professionals.

Tianyang Wang, Ziqian Bi, Yichao Zhang et al.

Deep learning has transformed AI applications but faces critical security challenges, including adversarial attacks, data poisoning, model theft, and privacy leakage. This survey examines these vulnerabilities, detailing their mechanisms and impact on model integrity and confidentiality. Practical implementations, including adversarial examples, label flipping, and backdoor attacks, are explored alongside defenses such as adversarial training, differential privacy, and federated learning, highlighting their strengths and limitations. Advanced methods like contrastive and self-supervised learning are presented for enhancing robustness. The survey concludes with future directions, emphasizing automated defenses, zero-trust architectures, and the security challenges of large AI models. A balanced approach to performance and security is essential for developing reliable deep learning systems.

Pohsun Feng, Ziqian Bi, Yizhu Wen et al.

A comprehensive guide to Automated Machine Learning (AutoML) is presented, covering fundamental principles, practical implementations, and future trends. The paper is structured to assist both beginners and experienced practitioners, with detailed discussions on popular AutoML tools such as TPOT, AutoGluon, and Auto-Keras. Emerging topics like Neural Architecture Search (NAS) and AutoML's applications in deep learning are also addressed. It is anticipated that this work will contribute to ongoing research and development in the field of AI and machine learning.

Jiahao Zheng, Sen Zhang, Xiaoping Wang et al.

Multimodal sentiment analysis (MSA) is a fundamental complex research problem due to the heterogeneity gap between different modalities and the ambiguity of human emotional expression. Although there have been many successful attempts to construct multimodal representations for MSA, there are still two challenges to be addressed: 1) A more robust multimodal representation needs to be constructed to bridge the heterogeneity gap and cope with the complex multimodal interactions, and 2) the contextual dynamics must be modeled effectively throughout the information flow. In this work, we propose a multimodal representation model based on Mutual information Maximization and Minimization and Identity Embedding (MMMIE). We combine mutual information maximization between modal pairs, and mutual information minimization between input data and corresponding features to mine the modal-invariant and task-related information. Furthermore, Identity Embedding is proposed to prompt the downstream network to perceive the contextual information. Experimental results on two public datasets demonstrate the effectiveness of the proposed model.

Yukai Shi, Sen Zhang, Chenxing Zhou et al.

Non-parallel text style transfer has attracted increasing research interests in recent years. Despite successes in transferring the style based on the encoder-decoder framework, current approaches still lack the ability to preserve the content and even logic of original sentences, mainly due to the large unconstrained model space or too simplified assumptions on latent embedding space. Since language itself is an intelligent product of humans with certain grammars and has a limited rule-based model space by its nature, relieving this problem requires reconciling the model capacity of deep neural networks with the intrinsic model constraints from human linguistic rules. To this end, we propose a method called Graph Transformer based Auto Encoder (GTAE), which models a sentence as a linguistic graph and performs feature extraction and style transfer at the graph level, to maximally retain the content and the linguistic structure of original sentences. Quantitative experiment results on three non-parallel text style transfer tasks show that our model outperforms state-of-the-art methods in content preservation, while achieving comparable performance on transfer accuracy and sentence naturalness.

Yuling Li, Yixin Yin, Sen Zhang et al.

Composite adaptive control schemes, which use both the system tracking errors and the prediction error to drive the update laws, have become widespread in achieving an improvement of system performance. However, a strong persistent-excitation (PE) condition should be satisfied to guarantee the parameter convergence. This paper proposes a novel composite adaptive control to guarantee parameter convergence without PE condition for nonlinear teleoperation systems with dynamic uncertainties and time-varying communication delays. The stability criteria of the closed-loop teleoperation system are given in terms of linear matrix inequalities. New tracking performance measures are proposed to evaluate the position tracking between the master and the slave. Simulation studies are given to show the effectiveness of the proposed method.