Jun Luo

Amir Rasouli, Randy Goebel, Matthew E. Taylor et al. · gatech, nvidia

Driving SMARTS is a regular competition designed to tackle problems caused by the distribution shift in dynamic interaction contexts that are prevalent in real-world autonomous driving (AD). The proposed competition supports methodologically diverse solutions, such as reinforcement learning (RL) and offline learning methods, trained on a combination of naturalistic AD data and open-source simulation platform SMARTS. The two-track structure allows focusing on different aspects of the distribution shift. Track 1 is open to any method and will give ML researchers with different backgrounds an opportunity to solve a real-world autonomous driving challenge. Track 2 is designed for strictly offline learning methods. Therefore, direct comparisons can be made between different methods with the aim to identify new promising research directions. The proposed setup consists of 1) realistic traffic generated using real-world data and micro simulators to ensure fidelity of the scenarios, 2) framework accommodating diverse methods for solving the problem, and 3) baseline method. As such it provides a unique opportunity for the principled investigation into various aspects of autonomous vehicle deployment.

Zichen Zhang, Jun Jin, Martin Jagersand et al.

Cross-Entropy Method (CEM) is commonly used for planning in model-based reinforcement learning (MBRL) where a centralized approach is typically utilized to update the sampling distribution based on only the top-$k$ operation's results on samples. In this paper, we show that such a centralized approach makes CEM vulnerable to local optima, thus impairing its sample efficiency. To tackle this issue, we propose Decentralized CEM (DecentCEM), a simple but effective improvement over classical CEM, by using an ensemble of CEM instances running independently from one another, and each performing a local improvement of its own sampling distribution. We provide both theoretical and empirical analysis to demonstrate the effectiveness of this simple decentralized approach. We empirically show that, compared to the classical centralized approach using either a single or even a mixture of Gaussian distributions, our DecentCEM finds the global optimum much more consistently thus improves the sample efficiency. Furthermore, we plug in our DecentCEM in the planning problem of MBRL, and evaluate our approach in several continuous control environments, with comparison to the state-of-art CEM based MBRL approaches (PETS and POPLIN). Results show sample efficiency improvement by simply replacing the classical CEM module with our DecentCEM module, while only sacrificing a reasonable amount of computational cost. Lastly, we conduct ablation studies for more in-depth analysis. Code is available at https://github.com/vincentzhang/decentCEM

Jun Luo, Matias Mendieta, Chen Chen et al.

Personalized federated learning has received an upsurge of attention due to the mediocre performance of conventional federated learning (FL) over heterogeneous data. Unlike conventional FL which trains a single global consensus model, personalized FL allows different models for different clients. However, existing personalized FL algorithms only implicitly transfer the collaborative knowledge across the federation by embedding the knowledge into the aggregated model or regularization. We observed that this implicit knowledge transfer fails to maximize the potential of each client's empirical risk toward other clients. Based on our observation, in this work, we propose Personalized Global Federated Learning (PGFed), a novel personalized FL framework that enables each client to personalize its own global objective by explicitly and adaptively aggregating the empirical risks of itself and other clients. To avoid massive (O(N^2)) communication overhead and potential privacy leakage while achieving this, each client's risk is estimated through a first-order approximation for other clients' adaptive risk aggregation. On top of PGFed, we develop a momentum upgrade, dubbed PGFedMo, to more efficiently utilize clients' empirical risks. Our extensive experiments on four datasets under different federated settings show consistent improvements of PGFed over previous state-of-the-art methods. The code is publicly available at https://github.com/ljaiverson/pgfed.

Mahdi Karami, Jun Luo

In real world domains, most graphs naturally exhibit a hierarchical structure. However, data-driven graph generation is yet to effectively capture such structures. To address this, we propose a novel approach that recursively generates community structures at multiple resolutions, with the generated structures conforming to training data distribution at each level of the hierarchy. The graphs generation is designed as a sequence of coarse-to-fine generative models allowing for parallel generation of all sub-structures, resulting in a high degree of scalability. Our method demonstrates generative performance improvement on multiple graph datasets.

Jun Luo, Shandong Wu

Conventional federated learning (FL) trains one global model for a federation of clients with decentralized data, reducing the privacy risk of centralized training. However, the distribution shift across non-IID datasets, often poses a challenge to this one-model-fits-all solution. Personalized FL aims to mitigate this issue systematically. In this work, we propose APPLE, a personalized cross-silo FL framework that adaptively learns how much each client can benefit from other clients' models. We also introduce a method to flexibly control the focus of training APPLE between global and local objectives. We empirically evaluate our method's convergence and generalization behaviors, and perform extensive experiments on two benchmark datasets and two medical imaging datasets under two non-IID settings. The results show that the proposed personalized FL framework, APPLE, achieves state-of-the-art performance compared to several other personalized FL approaches in the literature. The code is publicly available at https://github.com/ljaiverson/pFL-APPLE.

Xurui Song, Zhixin Xie, Shuo Huai et al.

The wide adoption of Large Language Models (LLMs) has attracted significant attention from $\textit{jailbreak}$ attacks, where adversarial prompts crafted through optimization or manual design exploit LLMs to generate malicious contents. However, optimization-based attacks have limited efficiency and transferability, while existing manual designs are either easily detectable or demand intricate interactions with LLMs. In this paper, we first point out a novel perspective for jailbreak attacks: LLMs are more responsive to $\textit{positive}$ prompts. Based on this, we deploy Happy Ending Attack (HEA) to wrap up a malicious request in a scenario template involving a positive prompt formed mainly via a $\textit{happy ending}$, it thus fools LLMs into jailbreaking either immediately or at a follow-up malicious request. This has made HEA both efficient and effective, as it requires only up to two turns to fully jailbreak LLMs. Extensive experiments show that our HEA can successfully jailbreak on state-of-the-art LLMs, including GPT-4o, Llama3-70b, Gemini-pro, and achieves 88.79% attack success rate on average. We also provide quantitative explanations for the success of HEA.

Jun Luo, Shandong Wu

Machine learning in medical research, by nature, needs careful attention on obeying the regulations of data privacy, making it difficult to train a machine learning model over gathered data from different medical centers. Failure of leveraging data of the same kind may result in poor generalizability for the trained model. Federated learning (FL) enables collaboratively training a joint model while keeping the data decentralized for multiple medical centers. However, federated optimizations often suffer from the heterogeneity of the data distribution across medical centers. In this work, we propose Federated Learning with Shared Label Distribution (FedSLD) for classification tasks, a method that assumes knowledge of the label distributions for all the participating clients in the federation. FedSLD adjusts the contribution of each data sample to the local objective during optimization given knowledge of the distribution, mitigating the instability brought by data heterogeneity across all clients. We conduct extensive experiments on four publicly available image datasets with different types of non-IID data distributions. Our results show that FedSLD achieves better convergence performance than the compared leading FL optimization algorithms, increasing the test accuracy by up to 5.50 percentage points.

Jun Jin, Daniel Graves, Cameron Haigh et al.

We consider real-world reinforcement learning (RL) of robotic manipulation tasks that involve both visuomotor skills and contact-rich skills. We aim to train a policy that maps multimodal sensory observations (vision and force) to a manipulator's joint velocities under practical considerations. We propose to use offline samples to learn a set of general value functions (GVFs) that make counterfactual predictions from the visual inputs. We show that combining the offline learned counterfactual predictions with force feedbacks in online policy learning allows efficient reinforcement learning given only a terminal (success/failure) reward. We argue that the learned counterfactual predictions form a compact and informative representation that enables sample efficiency and provides auxiliary reward signals that guide online explorations towards contact-rich states. Various experiments in simulation and real-world settings were performed for evaluation. Recordings of the real-world robot training can be found via https://sites.google.com/view/realrl.