Sheng Zhang

Sheng Zhang, Hao Cheng, Jianfeng Gao et al. · microsoft-research

We present a bi-encoder framework for named entity recognition (NER), which applies contrastive learning to map candidate text spans and entity types into the same vector representation space. Prior work predominantly approaches NER as sequence labeling or span classification. We instead frame NER as a representation learning problem that maximizes the similarity between the vector representations of an entity mention and its type. This makes it easy to handle nested and flat NER alike, and can better leverage noisy self-supervision signals. A major challenge to this bi-encoder formulation for NER lies in separating non-entity spans from entity mentions. Instead of explicitly labeling all non-entity spans as the same class $\texttt{Outside}$ ($\texttt{O}$) as in most prior methods, we introduce a novel dynamic thresholding loss. Experiments show that our method performs well in both supervised and distantly supervised settings, for nested and flat NER alike, establishing new state of the art across standard datasets in the general domain (e.g., ACE2004, ACE2005) and high-value verticals such as biomedicine (e.g., GENIA, NCBI, BC5CDR, JNLPBA). We release the code at github.com/microsoft/binder.

Yiqing Xie, Sheng Zhang, Hao Cheng et al. · microsoft-research

Medical text generation aims to assist with administrative work and highlight salient information to support decision-making. To reflect the specific requirements of medical text, in this paper, we propose a set of metrics to evaluate the completeness, conciseness, and attribution of the generated text at a fine-grained level. The metrics can be computed by various types of evaluators including instruction-following (both proprietary and open-source) and supervised entailment models. We demonstrate the effectiveness of the resulting framework, DocLens, with three evaluators on three tasks: clinical note generation, radiology report summarization, and patient question summarization. A comprehensive human study shows that DocLens exhibits substantially higher agreement with the judgments of medical experts than existing metrics. The results also highlight the need to improve open-source evaluators and suggest potential directions.

Sheng Zhang, Yanbo Xu, Naoto Usuyama et al. · cambridge, microsoft-research

Biomedical data is inherently multimodal, comprising physical measurements and natural language narratives. A generalist biomedical AI model needs to simultaneously process different modalities of data, including text and images. Therefore, training an effective generalist biomedical model requires high-quality multimodal data, such as parallel image-text pairs. Here, we present PMC-15M, a novel dataset that is two orders of magnitude larger than existing biomedical multimodal datasets such as MIMIC-CXR, and spans a diverse range of biomedical image types. PMC-15M contains 15 million biomedical image-text pairs collected from 4.4 million scientific articles. Based on PMC-15M, we have pretrained BiomedCLIP, a multimodal foundation model, with domain-specific adaptations tailored to biomedical vision-language processing. We conducted extensive experiments and ablation studies on standard biomedical imaging tasks from retrieval to classification to visual question-answering (VQA). BiomedCLIP achieved new state-of-the-art results in a wide range of standard datasets, substantially outperforming prior approaches. Intriguingly, by large-scale pretraining on diverse biomedical image types, BiomedCLIP even outperforms state-of-the-art radiology-specific models such as BioViL in radiology-specific tasks such as RSNA pneumonia detection. In summary, BiomedCLIP is a fully open-access foundation model that achieves state-of-the-art performance on various biomedical tasks, paving the way for transformative multimodal biomedical discovery and applications. We release our models at https://aka.ms/biomedclip to facilitate future research in multimodal biomedical AI.

Sheng Zhang, Salman Khan, Zhiqiang Shen et al.

Although existing semi-supervised learning models achieve remarkable success in learning with unannotated in-distribution data, they mostly fail to learn on unlabeled data sampled from novel semantic classes due to their closed-set assumption. In this work, we target a pragmatic but under-explored Generalized Novel Category Discovery (GNCD) setting. The GNCD setting aims to categorize unlabeled training data coming from known and novel classes by leveraging the information of partially labeled known classes. We propose a two-stage Contrastive Affinity Learning method with auxiliary visual Prompts, dubbed PromptCAL, to address this challenging problem. Our approach discovers reliable pairwise sample affinities to learn better semantic clustering of both known and novel classes for the class token and visual prompts. First, we propose a discriminative prompt regularization loss to reinforce semantic discriminativeness of prompt-adapted pre-trained vision transformer for refined affinity relationships.Besides, we propose contrastive affinity learning to calibrate semantic representations based on our iterative semi-supervised affinity graph generation method for semantically-enhanced supervision. Extensive experimental evaluation demonstrates that our PromptCAL method is more effective in discovering novel classes even with limited annotations and surpasses the current state-of-the-art on generic and fine-grained benchmarks (e.g., with nearly 11% gain on CUB-200, and 9% on ImageNet-100) on overall accuracy. Our code is available at https://github.com/sheng-eatamath/PromptCAL.

Harsha Nori, Yin Tat Lee, Sheng Zhang et al. · microsoft-research

Generalist foundation models such as GPT-4 have displayed surprising capabilities in a wide variety of domains and tasks. Yet, there is a prevalent assumption that they cannot match specialist capabilities of fine-tuned models. For example, most explorations to date on medical competency benchmarks have leveraged domain-specific training, as exemplified by efforts on BioGPT and Med-PaLM. We build on a prior study of GPT-4's capabilities on medical challenge benchmarks in the absence of special training. Rather than using simple prompting to highlight the model's out-of-the-box capabilities, we perform a systematic exploration of prompt engineering. We find that prompting innovation can unlock deeper specialist capabilities and show that GPT-4 easily tops prior leading results for medical benchmarks. The prompting methods we explore are general purpose, and make no specific use of domain expertise, removing the need for expert-curated content. Our experimental design carefully controls for overfitting during the prompt engineering process. We introduce Medprompt, based on a composition of several prompting strategies. With Medprompt, GPT-4 achieves state-of-the-art results on all nine of the benchmark datasets in the MultiMedQA suite. The method outperforms leading specialist models such as Med-PaLM 2 by a significant margin with an order of magnitude fewer calls to the model. Steering GPT-4 with Medprompt achieves a 27% reduction in error rate on the MedQA dataset over the best methods to date achieved with specialist models and surpasses a score of 90% for the first time. Beyond medical problems, we show the power of Medprompt to generalize to other domains and provide evidence for the broad applicability of the approach via studies of the strategy on exams in electrical engineering, machine learning, philosophy, accounting, law, nursing, and clinical psychology.

Shuaichen Chang, Jun Wang, Mingwen Dong et al. · amazon-science, ibm-research

Neural text-to-SQL models have achieved remarkable performance in translating natural language questions into SQL queries. However, recent studies reveal that text-to-SQL models are vulnerable to task-specific perturbations. Previous curated robustness test sets usually focus on individual phenomena. In this paper, we propose a comprehensive robustness benchmark based on Spider, a cross-domain text-to-SQL benchmark, to diagnose the model robustness. We design 17 perturbations on databases, natural language questions, and SQL queries to measure the robustness from different angles. In order to collect more diversified natural question perturbations, we utilize large pretrained language models (PLMs) to simulate human behaviors in creating natural questions. We conduct a diagnostic study of the state-of-the-art models on the robustness set. Experimental results reveal that even the most robust model suffers from a 14.0% performance drop overall and a 50.7% performance drop on the most challenging perturbation. We also present a breakdown analysis regarding text-to-SQL model designs and provide insights for improving model robustness.

Yiyun Zhao, Jiarong Jiang, Yiqun Hu et al. · amazon-science, ibm-research

Recently, there has been increasing interest in synthesizing data to improve downstream text-to-SQL tasks. In this paper, we first examined the existing synthesized datasets and discovered that state-of-the-art text-to-SQL algorithms did not further improve on popular benchmarks when trained with augmented synthetic data. We observed two shortcomings: illogical synthetic SQL queries from independent column sampling and arbitrary table joins. To address these issues, we propose a novel synthesis framework that incorporates key relationships from schema, imposes strong typing, and conducts schema-distance-weighted column sampling. We also adopt an intermediate representation (IR) for the SQL-to-text task to further improve the quality of the generated natural language questions. When existing powerful semantic parsers are pre-finetuned on our high-quality synthesized data, our experiments show that these models have significant accuracy boosts on popular benchmarks, including new state-of-the-art performance on Spider.

Wenxuan Zhou, Sheng Zhang, Hoifung Poon et al.

Large language models (LLMs) encode parametric knowledge about world facts and have shown remarkable performance in knowledge-driven NLP tasks. However, their reliance on parametric knowledge may cause them to overlook contextual cues, leading to incorrect predictions in context-sensitive NLP tasks (e.g., knowledge acquisition tasks). In this paper, we seek to assess and enhance LLMs' contextual faithfulness in two aspects: knowledge conflict and prediction with abstention. We demonstrate that LLMs' faithfulness can be significantly improved using carefully designed prompting strategies. In particular, we identify opinion-based prompts and counterfactual demonstrations as the most effective methods. Opinion-based prompts reframe the context as a narrator's statement and inquire about the narrator's opinions, while counterfactual demonstrations use instances containing false facts to improve faithfulness in knowledge conflict situations. Neither technique requires additional training. We conduct experiments on three datasets of two standard NLP tasks, machine reading comprehension and relation extraction, and the results demonstrate significant improvement in faithfulness to contexts. Code and data are released at https://github.com/wzhouad/context-faithful-llm.

Yu Gu, Sheng Zhang, Naoto Usuyama et al. · cambridge, microsoft-research

Large language models (LLMs), such as GPT-4, have demonstrated remarkable capabilities across a wide range of tasks, including health applications. In this paper, we study how LLMs can be used to scale biomedical knowledge curation. We find that while LLMs already possess decent competency in structuring biomedical text, by distillation into a task-specific student model through self-supervised learning, substantial gains can be attained over out-of-box LLMs, with additional advantages such as cost, efficiency, and white-box model access. We conduct a case study on adverse drug event (ADE) extraction, which is an important area for improving care. On standard ADE extraction evaluation, a GPT-3.5 distilled PubMedBERT model attained comparable accuracy as supervised state-of-the-art models without using any labeled data. Despite being over 1,000 times smaller, the distilled model outperformed its teacher GPT-3.5 by over 6 absolute points in F1 and GPT-4 by over 5 absolute points. Ablation studies on distillation model choice (e.g., PubMedBERT vs BioGPT) and ADE extraction architecture shed light on best practice for biomedical knowledge extraction. Similar gains were attained by distillation for other standard biomedical knowledge extraction tasks such as gene-disease associations and protected health information, further illustrating the promise of this approach.

Wenxuan Zhou, Sheng Zhang, Tristan Naumann et al. · cambridge, microsoft-research

Relation extraction (RE), which has relied on structurally annotated corpora for model training, has been particularly challenging in low-resource scenarios and domains. Recent literature has tackled low-resource RE by self-supervised learning, where the solution involves pretraining the entity pair embedding by RE-based objective and finetuning on labeled data by classification-based objective. However, a critical challenge to this approach is the gap in objectives, which prevents the RE model from fully utilizing the knowledge in pretrained representations. In this paper, we aim at bridging the gap and propose to pretrain and finetune the RE model using consistent objectives of contrastive learning. Since in this kind of representation learning paradigm, one relation may easily form multiple clusters in the representation space, we further propose a multi-center contrastive loss that allows one relation to form multiple clusters to better align with pretraining. Experiments on two document-level RE datasets, BioRED and Re-DocRED, demonstrate the effectiveness of our method. Particularly, when using 1% end-task training data, our method outperforms PLM-based RE classifier by 10.5% and 6.1% on the two datasets, respectively.

Fangyu Liu, Qianchu Liu, Shruthi Bannur et al. · cambridge, deepmind

Label scarcity is a bottleneck for improving task performance in specialised domains. We propose a novel compositional transfer learning framework (DoT5 - domain compositional zero-shot T5) for zero-shot domain transfer. Without access to in-domain labels, DoT5 jointly learns domain knowledge (from MLM of unlabelled in-domain free text) and task knowledge (from task training on more readily available general-domain data) in a multi-task manner. To improve the transferability of task training, we design a strategy named NLGU: we simultaneously train NLG for in-domain label-to-data generation which enables data augmentation for self-finetuning and NLU for label prediction. We evaluate DoT5 on the biomedical domain and the resource-lean subdomain of radiology, focusing on NLI, text summarisation and embedding learning. DoT5 demonstrates the effectiveness of compositional transfer learning through multi-task learning. In particular, DoT5 outperforms the current SOTA in zero-shot transfer by over 7 absolute points in accuracy on RadNLI. We validate DoT5 with ablations and a case study demonstrating its ability to solve challenging NLI examples requiring in-domain expertise.

Donghan Yu, Sheng Zhang, Patrick Ng et al.

Question answering over knowledge bases (KBs) aims to answer natural language questions with factual information such as entities and relations in KBs. Previous methods either generate logical forms that can be executed over KBs to obtain final answers or predict answers directly. Empirical results show that the former often produces more accurate answers, but it suffers from non-execution issues due to potential syntactic and semantic errors in the generated logical forms. In this work, we propose a novel framework DecAF that jointly generates both logical forms and direct answers, and then combines the merits of them to get the final answers. Moreover, different from most of the previous methods, DecAF is based on simple free-text retrieval without relying on any entity linking tools -- this simplification eases its adaptation to different datasets. DecAF achieves new state-of-the-art accuracy on WebQSP, FreebaseQA, and GrailQA benchmarks, while getting competitive results on the ComplexWebQuestions benchmark.

Miryam de Lhoneux, Sheng Zhang, Anders Søgaard

Large multilingual pretrained language models such as mBERT and XLM-RoBERTa have been found to be surprisingly effective for cross-lingual transfer of syntactic parsing models (Wu and Dredze 2019), but only between related languages. However, source and training languages are rarely related, when parsing truly low-resource languages. To close this gap, we adopt a method from multi-task learning, which relies on automated curriculum learning, to dynamically optimize for parsing performance on outlier languages. We show that this approach is significantly better than uniform and size-proportional sampling in the zero-shot setting.

Sheng Zhang, Jin Wang, Haitao Jiang et al.

With the growing popularity of deep-learning models, model understanding becomes more important. Much effort has been devoted to demystify deep neural networks for better interpretability. Some feature attribution methods have shown promising results in computer vision, especially the gradient-based methods where effectively smoothing the gradients with reference data is key to a robust and faithful result. However, direct application of these gradient-based methods to NLP tasks is not trivial due to the fact that the input consists of discrete tokens and the "reference" tokens are not explicitly defined. In this work, we propose Locally Aggregated Feature Attribution (LAFA), a novel gradient-based feature attribution method for NLP models. Instead of relying on obscure reference tokens, it smooths gradients by aggregating similar reference texts derived from language model embeddings. For evaluation purpose, we also design experiments on different NLP tasks including Entity Recognition and Sentiment Analysis on public datasets as well as key feature detection on a constructed Amazon catalogue dataset. The superior performance of the proposed method is demonstrated through experiments.

Sheng Zhang, Patrick Ng, Zhiguo Wang et al.

Relation extraction is an important but challenging task that aims to extract all hidden relational facts from the text. With the development of deep language models, relation extraction methods have achieved good performance on various benchmarks. However, we observe two shortcomings of previous methods: first, there is no unified framework that works well under various relation extraction settings; second, effectively utilizing external knowledge as background information is absent. In this work, we propose a knowledge-enhanced generative model to mitigate these two issues. Our generative model is a unified framework to sequentially generate relational triplets under various relation extraction settings and explicitly utilizes relevant knowledge from Knowledge Graph (KG) to resolve ambiguities. Our model achieves superior performance on multiple benchmarks and settings, including WebNLG, NYT10, and TACRED.

Qianchu Liu, Sheng Zhang, Guanghui Qin et al. · microsoft-research

Recent proprietary models (e.g., o3) have begun to demonstrate strong multimodal reasoning capabilities. Yet, most existing open-source research concentrates on training text-only reasoning models, with evaluations limited to mainly mathematical and general-domain tasks. Therefore, it remains unclear how to effectively extend reasoning capabilities beyond text input and general domains. This paper explores a fundamental research question: Is reasoning generalizable across modalities and domains? Our findings support an affirmative answer: General-domain text-based post-training can enable such strong generalizable reasoning. Leveraging this finding, we introduce X-Reasoner, a vision-language model post-trained solely on general-domain text for generalizable reasoning, using a two-stage approach: an initial supervised fine-tuning phase with distilled long chain-of-thoughts, followed by reinforcement learning with verifiable rewards. Experiments show that X-Reasoner successfully transfers reasoning capabilities to both multimodal and out-of-domain settings, outperforming existing state-of-the-art models trained with in-domain and multimodal data across various general and medical benchmarks (Figure 1). Additionally, we find that X-Reasoner's performance in specialized domains can be further enhanced through continued training on domain-specific text-only data. Building upon this, we introduce X-Reasoner-Med, a medical-specialized variant that achieves new state of the art on numerous text-only and multimodal medical benchmarks.

Zelalem Gero, Chandan Singh, Yiqing Xie et al. · microsoft-research

Summarizing clinical text is crucial in health decision-support and clinical research. Large language models (LLMs) have shown the potential to generate accurate clinical text summaries, but still struggle with issues regarding grounding and evaluation, especially in safety-critical domains such as health. Holistically evaluating text summaries is challenging because they may contain unsubstantiated information. Here, we explore a general mitigation framework using Attribute Structuring (AS), which structures the summary evaluation process. It decomposes the evaluation process into a grounded procedure that uses an LLM for relatively simple structuring and scoring tasks, rather than the full task of holistic summary evaluation. Experiments show that AS consistently improves the correspondence between human annotations and automated metrics in clinical text summarization. Additionally, AS yields interpretations in the form of a short text span corresponding to each output, which enables efficient human auditing, paving the way towards trustworthy evaluation of clinical information in resource-constrained scenarios. We release our code, prompts, and an open-source benchmark at https://github.com/microsoft/attribute-structuring.

Wang Zhao, Jiachen Liu, Sheng Zhang et al.

This paper presents a generalizable 3D plane detection and reconstruction framework named MonoPlane. Unlike previous robust estimator-based works (which require multiple images or RGB-D input) and learning-based works (which suffer from domain shift), MonoPlane combines the best of two worlds and establishes a plane reconstruction pipeline based on monocular geometric cues, resulting in accurate, robust and scalable 3D plane detection and reconstruction in the wild. Specifically, we first leverage large-scale pre-trained neural networks to obtain the depth and surface normals from a single image. These monocular geometric cues are then incorporated into a proximity-guided RANSAC framework to sequentially fit each plane instance. We exploit effective 3D point proximity and model such proximity via a graph within RANSAC to guide the plane fitting from noisy monocular depths, followed by image-level multi-plane joint optimization to improve the consistency among all plane instances. We further design a simple but effective pipeline to extend this single-view solution to sparse-view 3D plane reconstruction. Extensive experiments on a list of datasets demonstrate our superior zero-shot generalizability over baselines, achieving state-of-the-art plane reconstruction performance in a transferring setting. Our code is available at https://github.com/thuzhaowang/MonoPlane .

Wuwei Lan, Zhiguo Wang, Anuj Chauhan et al.

A practical text-to-SQL system should generalize well on a wide variety of natural language questions, unseen database schemas, and novel SQL query structures. To comprehensively evaluate text-to-SQL systems, we introduce a UNIfied benchmark for Text-to-SQL Evaluation (UNITE). It is composed of publicly available text-to-SQL datasets, containing natural language questions from more than 12 domains, SQL queries from more than 3.9K patterns, and 29K databases. Compared to the widely used Spider benchmark, we introduce $\sim$120K additional examples and a threefold increase in SQL patterns, such as comparative and boolean questions. We conduct a systematic study of six state-of-the-art (SOTA) text-to-SQL parsers on our new benchmark and show that: 1) Codex performs surprisingly well on out-of-domain datasets; 2) specially designed decoding methods (e.g. constrained beam search) can improve performance for both in-domain and out-of-domain settings; 3) explicitly modeling the relationship between questions and schemas further improves the Seq2Seq models. More importantly, our benchmark presents key challenges towards compositional generalization and robustness issues -- which these SOTA models cannot address well. Our code and data processing script are available at https://github.com/awslabs/unified-text2sql-benchmark

James Y. Huang, Wenxuan Zhou, Fei Wang et al. · microsoft-research

Despite the strong capabilities of Large Language Models (LLMs) to acquire knowledge from their training corpora, the memorization of sensitive information in the corpora such as copyrighted, biased, and private content has led to ethical and legal concerns. In response to these challenges, unlearning has emerged as a potential remedy for LLMs affected by problematic training data. However, previous unlearning techniques are either not applicable to black-box LLMs due to required access to model internal weights, or violate data protection principles by retaining sensitive data for inference-time correction. We propose δ-Unlearning, an offset unlearning framework for black-box LLMs. Instead of tuning the black-box LLM itself, δ-Unlearning learns the logit offset needed for unlearning by contrasting the logits from a pair of smaller models. Experiments demonstrate that δ- Unlearning can effectively unlearn target data while maintaining similar or even stronger performance on general out-of-forget-scope tasks. δ-Unlearning also effectively incorporates different unlearning algorithms, making our approach a versatile solution to adapting various existing unlearning algorithms to black-box LLMs.

Sheng Zhang, Qianchu Liu, Guanghui Qin et al. · microsoft-research

Reinforcement learning from verifiable rewards (RLVR) has recently gained attention for its ability to elicit self-evolved reasoning capabilitie from base language models without explicit reasoning supervisions, as demonstrated by DeepSeek-R1. While prior work on RLVR has primarily focused on mathematical and coding domains, its applicability to other tasks and domains remains unexplored. In this work, we investigate whether medical reasoning can emerge from RLVR. We introduce Med-RLVR as an initial study of RLVR in the medical domain leveraging medical multiple-choice question answering (MCQA) data as verifiable labels. Our results demonstrate that RLVR is not only effective for math and coding but also extends successfully to medical question answering. Notably, Med-RLVR achieves performance comparable to traditional supervised fine-tuning (SFT) on in-distribution tasks while significantly improving out-of-distribution generalization, with an 8-point accuracy gain. Further analysis of training dynamics reveals that, with no explicit reasoning supervision, reasoning emerges from the 3B-parameter base model. These findings underscore the potential of RLVR in domains beyond math and coding, opening new avenues for its application in knowledge-intensive fields such as medicine.

Fei Wang, Wenxuan Zhou, James Y. Huang et al.

Direct preference optimization (DPO) has shown to be an effective method for large language model (LLM) alignment. Recent works have attempted to apply DPO to multimodal scenarios but have found it challenging to achieve consistent improvement. Through a comparative experiment, we identify the unconditional preference problem in multimodal preference optimization, where the model overlooks the image condition. To address this problem, we propose mDPO, a multimodal DPO objective that prevents the over-prioritization of language-only preferences by also optimizing image preference. Moreover, we introduce a reward anchor that forces the reward to be positive for chosen responses, thereby avoiding the decrease in their likelihood -- an intrinsic problem of relative preference optimization. Experiments on two multimodal LLMs of different sizes and three widely used benchmarks demonstrate that mDPO effectively addresses the unconditional preference problem in multimodal preference optimization and significantly improves model performance, particularly in reducing hallucination.

Sijia Wang, Alexander Hanbo Li, Henry Zhu et al.

Entities can be expressed in diverse formats, such as texts, images, or column names and cell values in tables. While existing entity linking (EL) models work well on per modality configuration, such as text-only EL, visual grounding, or schema linking, it is more challenging to design a unified model for diverse modality configurations. To bring various modality configurations together, we constructed a benchmark for diverse-modal EL (DMEL) from existing EL datasets, covering all three modalities including text, image, and table. To approach the DMEL task, we proposed a generative diverse-modal model (GDMM) following a multimodal-encoder-decoder paradigm. Pre-training \Model with rich corpora builds a solid foundation for DMEL without storing the entire KB for inference. Fine-tuning GDMM builds a stronger DMEL baseline, outperforming state-of-the-art task-specific EL models by 8.51 F1 score on average. Additionally, extensive error analyses are conducted to highlight the challenges of DMEL, facilitating future research on this task.

Lihan Chen, Sihang Jiang, Jingping Liu et al.

Knowledge graphs (KGs) are an important source repository for a wide range of applications and rule mining from KGs recently attracts wide research interest in the KG-related research community. Many solutions have been proposed for the rule mining from large-scale KGs, which however are limited in the inefficiency of rule generation and ineffectiveness of rule evaluation. To solve these problems, in this paper we propose a generation-then-evaluation rule mining approach guided by reinforcement learning. Specifically, a two-phased framework is designed. The first phase aims to train a reinforcement learning agent for rule generation from KGs, and the second is to utilize the value function of the agent to guide the step-by-step rule generation. We conduct extensive experiments on several datasets and the results prove that our rule mining solution achieves state-of-the-art performance in terms of efficiency and effectiveness.

Jianian Wang, Sheng Zhang, Yanghua Xiao et al.

With multiple components and relations, financial data are often presented as graph data, since it could represent both the individual features and the complicated relations. Due to the complexity and volatility of the financial market, the graph constructed on the financial data is often heterogeneous or time-varying, which imposes challenges on modeling technology. Among the graph modeling technologies, graph neural network (GNN) models are able to handle the complex graph structure and achieve great performance and thus could be used to solve financial tasks. In this work, we provide a comprehensive review of GNN models in recent financial context. We first categorize the commonly-used financial graphs and summarize the feature processing step for each node. Then we summarize the GNN methodology for each graph type, application in each area, and propose some potential research areas.

Sheng Zhang, Cliff Wong, Naoto Usuyama et al.

Extracting relations across large text spans has been relatively underexplored in NLP, but it is particularly important for high-value domains such as biomedicine, where obtaining high recall of the latest findings is crucial for practical applications. Compared to conventional information extraction confined to short text spans, document-level relation extraction faces additional challenges in both inference and learning. Given longer text spans, state-of-the-art neural architectures are less effective and task-specific self-supervision such as distant supervision becomes very noisy. In this paper, we propose decomposing document-level relation extraction into relation detection and argument resolution, taking inspiration from Davidsonian semantics. This enables us to incorporate explicit discourse modeling and leverage modular self-supervision for each sub-problem, which is less noise-prone and can be further refined end-to-end via variational EM. We conduct a thorough evaluation in biomedical machine reading for precision oncology, where cross-paragraph relation mentions are prevalent. Our method outperforms prior state of the art, such as multi-scale learning and graph neural networks, by over 20 absolute F1 points. The gain is particularly pronounced among the most challenging relation instances whose arguments never co-occur in a paragraph.

Elias Stengel-Eskin, Kenton Murray, Sheng Zhang et al.

While numerous attempts have been made to jointly parse syntax and semantics, high performance in one domain typically comes at the price of performance in the other. This trade-off contradicts the large body of research focusing on the rich interactions at the syntax-semantics interface. We explore multiple model architectures which allow us to exploit the rich syntactic and semantic annotations contained in the Universal Decompositional Semantics (UDS) dataset, jointly parsing Universal Dependencies and UDS to obtain state-of-the-art results in both formalisms. We analyze the behaviour of a joint model of syntax and semantics, finding patterns supported by linguistic theory at the syntax-semantics interface. We then investigate to what degree joint modeling generalizes to a multilingual setting, where we find similar trends across 8 languages.

Sheng Zhang, Xin Zhang, Weiming Zhang et al.

Multi-task transfer learning based on pre-trained language encoders achieves state-of-the-art performance across a range of tasks. Standard approaches implicitly assume the tasks, for which we have training data, are equally representative of the tasks we are interested in, an assumption which is often hard to justify. This paper presents a more agnostic approach to multi-task transfer learning, which uses automated curriculum learning to minimize a new family of worst-case-aware losses across tasks. Not only do these losses lead to better performance on outlier tasks; they also lead to better performance in zero-shot and few-shot transfer settings.

Elias Stengel-Eskin, Aaron Steven White, Sheng Zhang et al.

We introduce a transductive model for parsing into Universal Decompositional Semantics (UDS) representations, which jointly learns to map natural language utterances into UDS graph structures and annotate the graph with decompositional semantic attribute scores. We also introduce a strong pipeline model for parsing into the UDS graph structure, and show that our transductive parser performs comparably while additionally performing attribute prediction. By analyzing the attribute prediction errors, we find the model captures natural relationships between attribute groups.

Aaron Steven White, Elias Stengel-Eskin, Siddharth Vashishtha et al.

We present the Universal Decompositional Semantics (UDS) dataset (v1.0), which is bundled with the Decomp toolkit (v0.1). UDS1.0 unifies five high-quality, decompositional semantics-aligned annotation sets within a single semantic graph specification---with graph structures defined by the predicative patterns produced by the PredPatt tool and real-valued node and edge attributes constructed using sophisticated normalization procedures. The Decomp toolkit provides a suite of Python 3 tools for querying UDS graphs using SPARQL. Both UDS1.0 and Decomp0.1 are publicly available at http://decomp.io.

Sheng Zhang, Xutai Ma, Kevin Duh et al.

We unify different broad-coverage semantic parsing tasks under a transduction paradigm, and propose an attention-based neural framework that incrementally builds a meaning representation via a sequence of semantic relations. By leveraging multiple attention mechanisms, the transducer can be effectively trained without relying on a pre-trained aligner. Experiments conducted on three separate broad-coverage semantic parsing tasks -- AMR, SDP and UCCA -- demonstrate that our attention-based neural transducer improves the state of the art on both AMR and UCCA, and is competitive with the state of the art on SDP.

Sheng Zhang, Xutai Ma, Kevin Duh et al.

We propose an attention-based model that treats AMR parsing as sequence-to-graph transduction. Unlike most AMR parsers that rely on pre-trained aligners, external semantic resources, or data augmentation, our proposed parser is aligner-free, and it can be effectively trained with limited amounts of labeled AMR data. Our experimental results outperform all previously reported SMATCH scores, on both AMR 2.0 (76.3% F1 on LDC2017T10) and AMR 1.0 (70.2% F1 on LDC2014T12).

Shuohang Wang, Sheng Zhang, Yelong Shen et al.

Commonsense reasoning is fundamental to natural language understanding. While traditional methods rely heavily on human-crafted features and knowledge bases, we explore learning commonsense knowledge from a large amount of raw text via unsupervised learning. We propose two neural network models based on the Deep Structured Semantic Models (DSSM) framework to tackle two classic commonsense reasoning tasks, Winograd Schema challenges (WSC) and Pronoun Disambiguation (PDP). Evaluation shows that the proposed models effectively capture contextual information in the sentence and co-reference information between pronouns and nouns, and achieve significant improvement over previous state-of-the-art approaches.

Sheng Zhang, Xiaodong Liu, Jingjing Liu et al.

We present a large-scale dataset, ReCoRD, for machine reading comprehension requiring commonsense reasoning. Experiments on this dataset demonstrate that the performance of state-of-the-art MRC systems fall far behind human performance. ReCoRD represents a challenge for future research to bridge the gap between human and machine commonsense reading comprehension. ReCoRD is available at http://nlp.jhu.edu/record.

Hongyuan Mei, Sheng Zhang, Kevin Duh et al.

Cross-lingual information extraction (CLIE) is an important and challenging task, especially in low resource scenarios. To tackle this challenge, we propose a training method, called Halo, which enforces the local region of each hidden state of a neural model to only generate target tokens with the same semantic structure tag. This simple but powerful technique enables a neural model to learn semantics-aware representations that are robust to noise, without introducing any extra parameter, thus yielding better generalization in both high and low resource settings.

Sheng Zhang, Kevin Duh, Benjamin Van Durme

We introduce the task of cross-lingual semantic parsing: mapping content provided in a source language into a meaning representation based on a target language. We present: (1) a meaning representation designed to allow systems to target varying levels of structural complexity (shallow to deep analysis), (2) an evaluation metric to measure the similarity between system output and reference meaning representations, (3) an end-to-end model with a novel copy mechanism that supports intrasentential coreference, and (4) an evaluation dataset where experiments show our model outperforms strong baselines by at least 1.18 F1 score.

Rachel Rudinger, Adam Teichert, Ryan Culkin et al.

We present a model for semantic proto-role labeling (SPRL) using an adapted bidirectional LSTM encoding strategy that we call "Neural-Davidsonian": predicate-argument structure is represented as pairs of hidden states corresponding to predicate and argument head tokens of the input sequence. We demonstrate: (1) state-of-the-art results in SPRL, and (2) that our network naturally shares parameters between attributes, allowing for learning new attribute types with limited added supervision.

Adrian Benton, Huda Khayrallah, Biman Gujral et al.

We present Deep Generalized Canonical Correlation Analysis (DGCCA) -- a method for learning nonlinear transformations of arbitrarily many views of data, such that the resulting transformations are maximally informative of each other. While methods for nonlinear two-view representation learning (Deep CCA, (Andrew et al., 2013)) and linear many-view representation learning (Generalized CCA (Horst, 1961)) exist, DGCCA is the first CCA-style multiview representation learning technique that combines the flexibility of nonlinear (deep) representation learning with the statistical power of incorporating information from many independent sources, or views. We present the DGCCA formulation as well as an efficient stochastic optimization algorithm for solving it. We learn DGCCA representations on two distinct datasets for three downstream tasks: phonetic transcription from acoustic and articulatory measurements, and recommending hashtags and friends on a dataset of Twitter users. We find that DGCCA representations soundly beat existing methods at phonetic transcription and hashtag recommendation, and in general perform no worse than standard linear many-view techniques.

Sheng Zhang, Rachel Rudinger, Kevin Duh et al.

Humans have the capacity to draw common-sense inferences from natural language: various things that are likely but not certain to hold based on established discourse, and are rarely stated explicitly. We propose an evaluation of automated common-sense inference based on an extension of recognizing textual entailment: predicting ordinal human responses on the subjective likelihood of an inference holding in a given context. We describe a framework for extracting common-sense knowledge from corpora, which is then used to construct a dataset for this ordinal entailment task. We train a neural sequence-to-sequence model on this dataset, which we use to score and generate possible inferences. Further, we annotate subsets of previously established datasets via our ordinal annotation protocol in order to then analyze the distinctions between these and what we have constructed.