Xinyi Liu

h-index27
2papers
2,342citations

2 Papers

16.7TRJul 15, 2024Code
When AI Meets Finance (StockAgent): Large Language Model-based Stock Trading in Simulated Real-world Environments

Chong Zhang, Xinyi Liu, Zhongmou Zhang et al.

Can AI Agents simulate real-world trading environments to investigate the impact of external factors on stock trading activities (e.g., macroeconomics, policy changes, company fundamentals, and global events)? These factors, which frequently influence trading behaviors, are critical elements in the quest for maximizing investors' profits. Our work attempts to solve this problem through large language model based agents. We have developed a multi-agent AI system called StockAgent, driven by LLMs, designed to simulate investors' trading behaviors in response to the real stock market. The StockAgent allows users to evaluate the impact of different external factors on investor trading and to analyze trading behavior and profitability effects. Additionally, StockAgent avoids the test set leakage issue present in existing trading simulation systems based on AI Agents. Specifically, it prevents the model from leveraging prior knowledge it may have acquired related to the test data. We evaluate different LLMs under the framework of StockAgent in a stock trading environment that closely resembles real-world conditions. The experimental results demonstrate the impact of key external factors on stock market trading, including trading behavior and stock price fluctuation rules. This research explores the study of agents' free trading gaps in the context of no prior knowledge related to market data. The patterns identified through StockAgent simulations provide valuable insights for LLM-based investment advice and stock recommendation. The code is available at https://github.com/MingyuJ666/Stockagent.

9.7SEMay 18Code
PseudoBridge: Pseudo Code as the Bridge for Better Semantic and Logic Alignment in Code Retrieval

Yixuan Li, Xinyi Liu, Weidong Yang et al.

Code retrieval aims to find relevant code snippets matching natural language queries within massive codebases, playing a vital role in software development. Recent advances leverage PLMs to bridge the semantic gap between natural language (NL) and programming languages (PL), significantly outperforming traditional information retrieval and early deep learning approaches. However, existing methods still face key challenges, including a fundamental semantic gap between human intent and machine execution logic, and limited robustness to diverse code styles. To address this, we propose PseudoBridge, a novel code retrieval framework that introduces pseudo-code as an intermediate, semi-structured modality to align NL semantics with PL logic. Specifically, PseudoBridge consists of two stages: First, we employ an LLM to synthesize pseudo-code, enabling explicit alignment between NL queries and pseudo-code. Second, we introduce a logic-invariant code style augmentation strategy, employing the LLM to generate stylistically diverse yet logically equivalent code implementations, and then align these varied code styles with pseudo-code to enhance robustness. We evaluate PseudoBridge across 10 PLMs and 6 mainstream programming languages. Extensive experiments demonstrate that PseudoBridge consistently outperforms baselines, achieving significant improvements in generalization, particularly in zero-shot scenarios like Solidity and XLCoST. Extended evaluations using open-source LLMs and advanced embeddings confirm that these gains stem from PseudoBridge's intrinsic design, independent of specific closed-source models. PseudoBridge achieves performance comparable to SOTA embedding methods, highlighting the effectiveness of explicit logical and semantic alignment via pseudo-code as a robust solution for code retrieval.