Beyond Knowledge to Agency: Evaluating Expertise, Autonomy, and Integrity in Finance with CNFinBenchJinru Ding, Chao Ding, Yidong Jiang et al.
As large language models (LLMs) become high-privilege agents in risk-sensitive settings, they introduce systemic threats beyond hallucination, where minor compliance errors can cause critical data leaks. However, existing benchmarks focus on rule-based QA, lacking agentic execution modeling, overlooking compliance drift in adversarial interactions, and relying on binary safety metrics that fail to capture behavioral degradation. To bridge these gaps, we present CNFinBench, a comprehensive benchmark spanning 29 subtasks grounded in the triad of expertise, autonomy, and integrity. It assesses domain-specific capabilities through certified regulatory corpora and professional financial tasks, reconstructs end-to-end agent workflows from requirement parsing to tool verification, and simulates multi-turn adversarial attacks that induce behavioral compliance drift. To quantify safety degradation, we introduce the Harmful Instruction Compliance Score (HICS), a multi-dimensional safety metric that integrates risk-type-specific deductions, multi-turn consistency tracking, and severity-adjusted penalty scaling based on fine-grained violation triggers. Evaluations over 22 open-/closed-source models reveal: LLMs perform well in applied tasks yet lack robust rule understanding, suffer a 15.4 decline from single modules to full execution chains, and collapse rapidly in multi-turn attacks, with average violations surging by 159.05% in Round 2. CNFinBench is available at https://cnfinbench.opencompass.org.cn and https://github.com/VertiAIBench/CNFinBench.
FinEval: A Chinese Financial Domain Knowledge Evaluation Benchmark for Large Language ModelsXin Guo, Haotian Xia, Zhaowei Liu et al.
Large language models have demonstrated outstanding performance in various natural language processing tasks, but their security capabilities in the financial domain have not been explored, and their performance on complex tasks like financial agent remains unknown. This paper presents FinEval, a benchmark designed to evaluate LLMs' financial domain knowledge and practical abilities. The dataset contains 8,351 questions categorized into four different key areas: Financial Academic Knowledge, Financial Industry Knowledge, Financial Security Knowledge, and Financial Agent. Financial Academic Knowledge comprises 4,661 multiple-choice questions spanning 34 subjects such as finance and economics. Financial Industry Knowledge contains 1,434 questions covering practical scenarios like investment research. Financial Security Knowledge assesses models through 1,640 questions on topics like application security and cryptography. Financial Agent evaluates tool usage and complex reasoning with 616 questions. FinEval has multiple evaluation settings, including zero-shot, five-shot with chain-of-thought, and assesses model performance using objective and subjective criteria. Our results show that Claude 3.5-Sonnet achieves the highest weighted average score of 72.9 across all financial domain categories under zero-shot setting. Our work provides a comprehensive benchmark closely aligned with Chinese financial domain.
9.6CLNov 18, 2025
MedBench v4: A Robust and Scalable Benchmark for Evaluating Chinese Medical Language Models, Multimodal Models, and Intelligent AgentsJinru Ding, Lu Lu, Chao Ding et al.
Recent advances in medical large language models (LLMs), multimodal models, and agents demand evaluation frameworks that reflect real clinical workflows and safety constraints. We present MedBench v4, a nationwide, cloud-based benchmarking infrastructure comprising over 700,000 expert-curated tasks spanning 24 primary and 91 secondary specialties, with dedicated tracks for LLMs, multimodal models, and agents. Items undergo multi-stage refinement and multi-round review by clinicians from more than 500 institutions, and open-ended responses are scored by an LLM-as-a-judge calibrated to human ratings. We evaluate 15 frontier models. Base LLMs reach a mean overall score of 54.1/100 (best: Claude Sonnet 4.5, 62.5/100), but safety and ethics remain low (18.4/100). Multimodal models perform worse overall (mean 47.5/100; best: GPT-5, 54.9/100), with solid perception yet weaker cross-modal reasoning. Agents built on the same backbones substantially improve end-to-end performance (mean 79.8/100), with Claude Sonnet 4.5-based agents achieving up to 85.3/100 overall and 88.9/100 on safety tasks. MedBench v4 thus reveals persisting gaps in multimodal reasoning and safety for base models, while showing that governance-aware agentic orchestration can markedly enhance benchmarked clinical readiness without sacrificing capability. By aligning tasks with Chinese clinical guidelines and regulatory priorities, the platform offers a practical reference for hospitals, developers, and policymakers auditing medical AI.
2.7CRJul 18, 2019
Towards a Multi-Chain Future of Proof-of-SpaceShuyang Tang, Jilai Zheng, Yao Deng et al.
Proof-of-Space provides an intriguing alternative for consensus protocol of permissionless blockchains due to its recyclable nature and the potential to support multiple chains simultaneously. However, a direct shared proof of the same storage, which was adopted in the existing multi-chain schemes based on Proof-of-Space, could give rise to newborn attack on new chain launching. To fix this gap, we propose an innovative framework of single-chain Proof-of-Space and further present a novel multi-chain scheme which can resist newborn attack effectively by elaborately combining shared proof and chain-specific proof of storage. Moreover, we analyze the security of the multi-chain scheme and prove that it is incentive-compatible. This means that participants in such multi-chain system can achieve their greatest utility with our proposed strategy of storage resource partition.
An Adaptive Remote Stochastic Gradient Method for Training Neural NetworksYushu Chen, Hao Jing, Wenlai Zhao et al.
We present the remote stochastic gradient (RSG) method, which computes the gradients at configurable remote observation points, in order to improve the convergence rate and suppress gradient noise at the same time for different curvatures. RSG is further combined with adaptive methods to construct ARSG for acceleration. The method is efficient in computation and memory, and is straightforward to implement. We analyze the convergence properties by modeling the training process as a dynamic system, which provides a guideline to select the configurable observation factor without grid search. ARSG yields $O(1/\sqrt{T})$ convergence rate in non-convex settings, that can be further improved to $O(\log(T)/T)$ in strongly convex settings. Numerical experiments demonstrate that ARSG achieves both faster convergence and better generalization, compared with popular adaptive methods, such as ADAM, NADAM, AMSGRAD, and RANGER for the tested problems. In particular, for training ResNet-50 on ImageNet, ARSG outperforms ADAM in convergence speed and meanwhile it surpasses SGD in generalization.
4.2LGNov 17, 2013
Towards Big Topic ModelingJian-Feng Yan, Jia Zeng, Zhi-Qiang Liu et al.
To solve the big topic modeling problem, we need to reduce both time and space complexities of batch latent Dirichlet allocation (LDA) algorithms. Although parallel LDA algorithms on the multi-processor architecture have low time and space complexities, their communication costs among processors often scale linearly with the vocabulary size and the number of topics, leading to a serious scalability problem. To reduce the communication complexity among processors for a better scalability, we propose a novel communication-efficient parallel topic modeling architecture based on power law, which consumes orders of magnitude less communication time when the number of topics is large. We combine the proposed communication-efficient parallel architecture with the online belief propagation (OBP) algorithm referred to as POBP for big topic modeling tasks. Extensive empirical results confirm that POBP has the following advantages to solve the big topic modeling problem: 1) high accuracy, 2) communication-efficient, 3) fast speed, and 4) constant memory usage when compared with recent state-of-the-art parallel LDA algorithms on the multi-processor architecture.
5.8LGOct 8, 2012
Fast Online EM for Big Topic ModelingJia Zeng, Zhi-Qiang Liu, Xiao-Qin Cao
The expectation-maximization (EM) algorithm can compute the maximum-likelihood (ML) or maximum a posterior (MAP) point estimate of the mixture models or latent variable models such as latent Dirichlet allocation (LDA), which has been one of the most popular probabilistic topic modeling methods in the past decade. However, batch EM has high time and space complexities to learn big LDA models from big data streams. In this paper, we present a fast online EM (FOEM) algorithm that infers the topic distribution from the previously unseen documents incrementally with constant memory requirements. Within the stochastic approximation framework, we show that FOEM can converge to the local stationary point of the LDA's likelihood function. By dynamic scheduling for the fast speed and parameter streaming for the low memory usage, FOEM is more efficient for some lifelong topic modeling tasks than the state-of-the-art online LDA algorithms to handle both big data and big models (aka, big topic modeling) on just a PC.
4.9LGJun 11, 2012
Communication-Efficient Parallel Belief Propagation for Latent Dirichlet AllocationJian-feng Yan, Zhi-Qiang Liu, Yang Gao et al.
This paper presents a novel communication-efficient parallel belief propagation (CE-PBP) algorithm for training latent Dirichlet allocation (LDA). Based on the synchronous belief propagation (BP) algorithm, we first develop a parallel belief propagation (PBP) algorithm on the parallel architecture. Because the extensive communication delay often causes a low efficiency of parallel topic modeling, we further use Zipf's law to reduce the total communication cost in PBP. Extensive experiments on different data sets demonstrate that CE-PBP achieves a higher topic modeling accuracy and reduces more than 80% communication cost than the state-of-the-art parallel Gibbs sampling (PGS) algorithm.
2.7LGApr 30, 2012
Residual Belief Propagation for Topic ModelingJia Zeng, Xiao-Qin Cao, Zhi-Qiang Liu
Fast convergence speed is a desired property for training latent Dirichlet allocation (LDA), especially in online and parallel topic modeling for massive data sets. This paper presents a novel residual belief propagation (RBP) algorithm to accelerate the convergence speed for training LDA. The proposed RBP uses an informed scheduling scheme for asynchronous message passing, which passes fast-convergent messages with a higher priority to influence those slow-convergent messages at each learning iteration. Extensive empirical studies confirm that RBP significantly reduces the training time until convergence while achieves a much lower predictive perplexity than other state-of-the-art training algorithms for LDA, including variational Bayes (VB), collapsed Gibbs sampling (GS), loopy belief propagation (BP), and residual VB (RVB).