Paul Burgess

h-index5
2papers

2 Papers

CLDec 9, 2024Code
Evaluating LLM-based Approaches to Legal Citation Prediction: Domain-specific Pre-training, Fine-tuning, or RAG? A Benchmark and an Australian Law Case Study

Jiuzhou Han, Paul Burgess, Ehsan Shareghi

Large Language Models (LLMs) have demonstrated strong potential across legal tasks, yet the problem of legal citation prediction remains under-explored. At its core, this task demands fine-grained contextual understanding and precise identification of relevant legislation or precedent. We introduce the AusLaw Citation Benchmark, a real-world dataset comprising 55k Australian legal instances and 18,677 unique citations which to the best of our knowledge is the first of its scale and scope. We then conduct a systematic benchmarking across a range of solutions: (i) standard prompting of both general and law-specialised LLMs, (ii) retrieval-only pipelines with both generic and domain-specific embeddings, (iii) supervised fine-tuning, and (iv) several hybrid strategies that combine LLMs with retrieval augmentation through query expansion, voting ensembles, or re-ranking. Results show that neither general nor law-specific LLMs suffice as stand-alone solutions, with performance near zero. Instruction tuning (of even a generic open-source LLM) on task-specific dataset is among the best performing solutions. We highlight that database granularity along with the type of embeddings play a critical role in retrieval-based approaches, with hybrid methods which utilise a trained re-ranker delivering the best results. Despite this, a performance gap of nearly 50% remains, underscoring the value of this challenging benchmark as a rigorous test-bed for future research in legal-domain.

96.0CLApr 21
LePREC: Reasoning as Classification over Structured Factors for Assessing Relevance of Legal Issues

Fanyu Wang, Xiaoxi Kang, Paul Burgess et al.

More than half of the global population struggles to meet their civil justice needs due to limited legal resources. While Large Language Models (LLMs) have demonstrated impressive reasoning capabilities, significant challenges remain even at the foundational step of legal issue identification. To investigate LLMs' capabilities in this task, we constructed a dataset from 769 real-world Malaysian Contract Act court cases, using GPT-4o to extract facts and generate candidate legal issues, annotated by senior legal experts, which reveals a critical limitation: while LLMs generate diverse issue candidates, their precision remains inadequate (GPT-4o achieves only 62%). To address this gap, we propose LePREC (Legal Professional-inspired Reasoning Elicitation and Classification), a neuro-symbolic framework combining neural generation with structured statistical reasoning. LePREC consists of: (1) a neuro component leverages LLMs to transform legal descriptions into question-answer pairs representing diverse analytical factors, and (2) a symbolic component applies sparse linear models over these discrete features, learning explicit algebraic weights that identify the most informative reasoning factors. Unlike end-to-end neural approaches, LePREC achieves interpretability through transparent feature weighting while maintaining data efficiency through correlation-based statistical classification. Experiments show a 30-40% improvement over advanced LLM baselines, including GPT-4o and Claude, confirming that correlation-based factor-issue analysis offers a more data-efficient solution for relevance decisions.