Yun Chen

Xin Guo, Haotian Xia, Zhaowei Liu et al.

Large language models have demonstrated outstanding performance in various natural language processing tasks, but their security capabilities in the financial domain have not been explored, and their performance on complex tasks like financial agent remains unknown. This paper presents FinEval, a benchmark designed to evaluate LLMs' financial domain knowledge and practical abilities. The dataset contains 8,351 questions categorized into four different key areas: Financial Academic Knowledge, Financial Industry Knowledge, Financial Security Knowledge, and Financial Agent. Financial Academic Knowledge comprises 4,661 multiple-choice questions spanning 34 subjects such as finance and economics. Financial Industry Knowledge contains 1,434 questions covering practical scenarios like investment research. Financial Security Knowledge assesses models through 1,640 questions on topics like application security and cryptography. Financial Agent evaluates tool usage and complex reasoning with 616 questions. FinEval has multiple evaluation settings, including zero-shot, five-shot with chain-of-thought, and assesses model performance using objective and subjective criteria. Our results show that Claude 3.5-Sonnet achieves the highest weighted average score of 72.9 across all financial domain categories under zero-shot setting. Our work provides a comprehensive benchmark closely aligned with Chinese financial domain.

Zeguan Xiao, Yan Yang, Guanhua Chen et al.

Extensive efforts have been made before the public release of Large language models (LLMs) to align their behaviors with human values. However, even meticulously aligned LLMs remain vulnerable to malicious manipulations such as jailbreaking, leading to unintended behaviors. In this work, we propose a novel black-box jailbreak framework for automated red teaming of LLMs. We designed malicious content concealing and memory reframing with an iterative optimization algorithm to jailbreak LLMs, motivated by the research about the distractibility and over-confidence phenomenon of LLMs. Extensive experiments of jailbreaking both open-source and proprietary LLMs demonstrate the superiority of our framework in terms of effectiveness, scalability and transferability. We also evaluate the effectiveness of existing jailbreak defense methods against our attack and highlight the crucial need to develop more effective and practical defense strategies.

Hanqing Wang, Yajing Luo, Boya Xiong et al.

Stylistic headline generation is the task to generate a headline that not only summarizes the content of an article, but also reflects a desired style that attracts users. As style-specific article-headline pairs are scarce, previous researches focus on unsupervised approaches with a standard headline generation dataset and mono-style corpora. In this work, we follow this line and propose StyleBART, an unsupervised approach for stylistic headline generation. Our method decorates the pretrained BART model with adapters that are responsible for different styles and allows the generation of headlines with diverse styles by simply switching the adapters. Different from previous works, StyleBART separates the task of style learning and headline generation, making it possible to freely combine the base model and the style adapters during inference. We further propose an inverse paraphrasing task to enhance the style adapters. Extensive automatic and human evaluations show that StyleBART achieves new state-of-the-art performance in the unsupervised stylistic headline generation task, producing high-quality headlines with the desired style.

Yutao Hou, Yajing Luo, Zhiwen Ruan et al.

Large language models (LLMs) demonstrate remarkable performance across various tasks, prompting researchers to develop diverse evaluation benchmarks. However, existing benchmarks typically measure the ability of LLMs to respond to individual questions, neglecting the complex interactions in real-world applications. In this paper, we introduce Compound Question Synthesis (CQ-Syn) to create the Compound-QA benchmark, focusing on compound questions with multiple sub-questions. This benchmark is derived from existing QA datasets, annotated with proprietary LLMs and verified by humans for accuracy. It encompasses five categories: Factual-Statement, Cause-and-Effect, Hypothetical-Analysis, Comparison-and-Selection, and Evaluation-and-Suggestion. It evaluates the LLM capability in terms of three dimensions including understanding, reasoning, and knowledge. Our assessment of eight open-source LLMs using Compound-QA reveals distinct patterns in their responses to compound questions, which are significantly poorer than those to non-compound questions. Additionally, we investigate various methods to enhance LLMs performance on compound questions. The results indicate that these approaches significantly improve the models' comprehension and reasoning abilities on compound questions.

Hanqing Wang, Bowen Ping, Shuo Wang et al.

LoRA employs lightweight modules to customize large language models (LLMs) for each downstream task or domain, where different learned additional modules represent diverse skills. Combining existing LoRAs to address new tasks can enhance the reusability of learned LoRAs, particularly beneficial for tasks with limited annotated data. Most prior works on LoRA combination primarily rely on task-level weights for each involved LoRA, making different examples and tokens share the same LoRA weights. However, in generative tasks, different tokens may necessitate diverse skills to manage. Taking the Chinese math task as an example, understanding the problem description may depend more on the Chinese LoRA, while the calculation part may rely more on the math LoRA. To this end, we propose LoRA-Flow, which utilizes dynamic weights to adjust the impact of different LoRAs. The weights at each step are determined by a fusion gate with extremely few parameters, which can be learned with only 200 training examples. Experiments across six generative tasks demonstrate that our method consistently outperforms baselines with task-level fusion weights. This underscores the necessity of introducing dynamic fusion weights for LoRA combination.

Zhiwen Ruan, Yun Chen, Yutao Hou et al.

The pretrained large language models (LLMs) are finetuned with labeled data for better instruction following ability and alignment with human values. In this paper, we study the learning dynamics of LLM finetuning on reasoning tasks and reveal the uncovered over-memorization phenomenon during a specific stage of LLM finetuning. At this stage, the LLMs have excessively memorized training data and exhibit high test perplexity while maintaining good test accuracy. We explore the conditions that contribute to over-memorization and discover that this issue is prevalent across various tasks, models, and fine-tuning methods, with prolonged training and large learning rates exacerbating the problem. Although models with over-memorization demonstrate comparable test accuracy to normal models, they suffer from reduced robustness, poor out-of-distribution generalization, and decreased generation diversity. In light of our findings on over-memorization, we offer recommendations for checkpoint selection and propose techniques such as checkpoint merging and memorization-aware reweighting to mitigate this effect.

Bowen Ping, Shuo Wang, Hanqing Wang et al.

Fine-tuning is a crucial process for adapting large language models (LLMs) to diverse applications. In certain scenarios, such as multi-tenant serving, deploying multiple LLMs becomes necessary to meet complex demands. Recent studies suggest decomposing a fine-tuned LLM into a base model and corresponding delta weights, which are then compressed using low-rank or low-bit approaches to reduce costs. In this work, we observe that existing low-rank and low-bit compression methods can significantly harm the model performance for task-specific fine-tuned LLMs (e.g., WizardMath for math problems). Motivated by the long-tail distribution of singular values in the delta weights, we propose a delta quantization approach using mixed-precision. This method employs higher-bit representation for singular vectors corresponding to larger singular values. We evaluate our approach on various fine-tuned LLMs, including math LLMs, code LLMs, chat LLMs, and even VLMs. Experimental results demonstrate that our approach performs comparably to full fine-tuned LLMs, surpassing both low-rank and low-bit baselines by a considerable margin. Additionally, we show that our method is compatible with various backbone LLMs, such as Llama-2, Llama-3, and Mistral, highlighting its generalizability.

Cunliang Kong, Liner Yang, Tianzuo Zhang et al.

Generating dictionary definitions automatically can prove useful for language learners. However, it's still a challenging task of cross-lingual definition generation. In this work, we propose to generate definitions in English for words in various languages. To achieve this, we present a simple yet effective approach based on publicly available pretrained language models. In this approach, models can be directly applied to other languages after trained on the English dataset. We demonstrate the effectiveness of this approach on zero-shot definition generation. Experiments and manual analyses on newly constructed datasets show that our models have a strong cross-lingual transfer ability and can generate fluent English definitions for Chinese words. We further measure the lexical complexity of generated and reference definitions. The results show that the generated definitions are much simpler, which is more suitable for language learners.