Baosheng Wang

Zhenhua Wang, Wei Xie, Kai Chen et al.

Large language models (LLMs), such as ChatGPT, have emerged with astonishing capabilities approaching artificial general intelligence. While providing convenience for various societal needs, LLMs have also lowered the cost of generating harmful content. Consequently, LLM developers have deployed semantic-level defenses to recognize and reject prompts that may lead to inappropriate content. Unfortunately, these defenses are not foolproof, and some attackers have crafted "jailbreak" prompts that temporarily hypnotize the LLM into forgetting content defense rules and answering any improper questions. To date, there is no clear explanation of the principles behind these semantic-level attacks and defenses in both industry and academia. This paper investigates the LLM jailbreak problem and proposes an automatic jailbreak method for the first time. We propose the concept of a semantic firewall and provide three technical implementation approaches. Inspired by the attack that penetrates traditional firewalls through reverse tunnels, we introduce a "self-deception" attack that can bypass the semantic firewall by inducing LLM to generate prompts that facilitate jailbreak. We generated a total of 2,520 attack payloads in six languages (English, Russian, French, Spanish, Chinese, and Arabic) across seven virtual scenarios, targeting the three most common types of violations: violence, hate, and pornography. The experiment was conducted on two models, namely the GPT-3.5-Turbo and GPT-4. The success rates on the two models were 86.2% and 67%, while the failure rates were 4.7% and 2.2%, respectively. This highlighted the effectiveness of the proposed attack method. All experimental code and raw data will be released as open-source to inspire future research. We believe that manipulating AI behavior through carefully crafted prompts will become an important research direction in the future.

Wei Xie, Shuoyoucheng Ma, Zhenhua Wang et al.

Large Language Models (LLMs) with hundreds of billions of parameters have exhibited human-like intelligence by learning from vast amounts of internet-scale data. However, the uninterpretability of large-scale neural networks raises concerns about the reliability of LLM. Studies have attempted to assess the psychometric properties of LLMs by borrowing concepts from human psychology to enhance their interpretability, but they fail to account for the fundamental differences between LLMs and humans. This results in high rejection rates when human scales are reused directly. Furthermore, these scales do not support the measurement of LLM psychological property variations in different languages. This paper introduces AIPsychoBench, a specialized benchmark tailored to assess the psychological properties of LLM. It uses a lightweight role-playing prompt to bypass LLM alignment, improving the average effective response rate from 70.12% to 90.40%. Meanwhile, the average biases are only 3.3% (positive) and 2.1% (negative), which are significantly lower than the biases of 9.8% and 6.9%, respectively, caused by traditional jailbreak prompts. Furthermore, among the total of 112 psychometric subcategories, the score deviations for seven languages compared to English ranged from 5% to 20.2% in 43 subcategories, providing the first comprehensive evidence of the linguistic impact on the psychometrics of LLM.