Linlin Wang

Linlin Wang, Tianqing Zhu, Laiqiao Qin et al.

In Large Language Models, Retrieval-Augmented Generation (RAG) systems can significantly enhance the performance of large language models by integrating external knowledge. However, RAG also introduces new security risks. Existing research focuses mainly on how poisoning attacks in RAG systems affect model output quality, overlooking their potential to amplify model biases. For example, when querying about domestic violence victims, a compromised RAG system might preferentially retrieve documents depicting women as victims, causing the model to generate outputs that perpetuate gender stereotypes even when the original query is gender neutral. To show the impact of the bias, this paper proposes a Bias Retrieval and Reward Attack (BRRA) framework, which systematically investigates attack pathways that amplify language model biases through a RAG system manipulation. We design an adversarial document generation method based on multi-objective reward functions, employ subspace projection techniques to manipulate retrieval results, and construct a cyclic feedback mechanism for continuous bias amplification. Experiments on multiple mainstream large language models demonstrate that BRRA attacks can significantly enhance model biases in dimensions. In addition, we explore a dual stage defense mechanism to effectively mitigate the impacts of the attack. This study reveals that poisoning attacks in RAG systems directly amplify model output biases and clarifies the relationship between RAG system security and model fairness. This novel potential attack indicates that we need to keep an eye on the fairness issues of the RAG system.

Linlin Wang, Tianqing Zhu, Wanlei Zhou et al.

Federated learning is fast becoming a popular paradigm for applications involving mobile devices, banking systems, healthcare, and IoT systems. Hence, over the past five years, researchers have undertaken extensive studies on the privacy leaks, security threats, and fairness associated with these emerging models. For the most part, these three critical concepts have been studied in isolation; however, recent research has revealed that there may be an intricate interplay between them. For instance, some researchers have discovered that pursuing fairness may compromise privacy, or that efforts to enhance security can impact fairness. These emerging insights shed light on the fundamental connections between privacy, security, and fairness within federated learning, and, by delving deeper into these interconnections, we may be able to significantly augment research and development across the field. Consequently, the aim of this survey is to offer comprehensive descriptions of the privacy, security, and fairness issues in federated learning. Moreover, we analyze the complex relationships between these three dimensions of cyber safety and pinpoint the fundamental elements that influence each of them. We contend that there exists a trade-off between privacy and fairness and between security and gradient sharing. On this basis, fairness can function as a bridge between privacy and security to build models that are either more secure or more private. Building upon our observations, we identify the trade-offs between privacy and fairness and between security and fairness within the context of federated learning. The survey then concludes with promising directions for future research in this vanguard field.