Yutao Sun

Damai Dai, Yutao Sun, Li Dong et al. · microsoft-research, tsinghua

Large pretrained language models have shown surprising in-context learning (ICL) ability. With a few demonstration input-label pairs, they can predict the label for an unseen input without parameter updates. Despite the great success in performance, its working mechanism still remains an open question. In this paper, we explain language models as meta-optimizers and understand in-context learning as implicit finetuning. Theoretically, we figure out that Transformer attention has a dual form of gradient descent. On top of it, we understand ICL as follows: GPT first produces meta-gradients according to the demonstration examples, and then these meta-gradients are applied to the original GPT to build an ICL model. We comprehensively compare the behaviors of in-context learning and explicit finetuning on real tasks to provide empirical evidence that supports our understanding. Experimental results show that in-context learning behaves similarly to explicit finetuning from multiple perspectives. Inspired by the dual form between Transformer attention and gradient descent, we design a momentum-based attention by analogy with gradient descent with momentum. The improved performance over vanilla attention further supports our understanding from another perspective, and more importantly, shows the potential to utilize our understanding for future model design. The code is available at \url{https://aka.ms/icl}.

Yutao Sun, Mingshuai Chen, Tiancheng Zhao et al.

Artificial intelligence is rapidly encroaching on the field of service regulation. However, existing AI-based regulation techniques are often tailored to specific application domains and thus are difficult to generalize in an automated manner. This paper presents Horae, a unified specification language for modeling (multimodal) regulation rules across a diverse set of domains. We showcase how Horae facilitates an intelligent service regulation pipeline by further exploiting a fine-tuned large language model named RuleGPT that automates the Horae modeling process, thereby yielding an end-to-end framework for fully automated intelligent service regulation. The feasibility and effectiveness of our framework are demonstrated over a benchmark of various real-world regulation domains. In particular, we show that our open-sourced, fine-tuned RuleGPT with 7B parameters suffices to outperform GPT-3.5 and perform on par with GPT-4o.

Yinfeng Xia, Huiyan Li, Chenyang Le et al.

Applying large pre-trained speech models like Whisper has shown promise in reducing training costs for various speech tasks. However, integrating these models into streaming systems remains a challenge. This paper presents a novel prefix-to-prefix training framework for streaming recognition by fine-tuning the Whisper. We introduce the Continuous Integrate-and-Fire mechanism to establish a quasi-monotonic alignment between continuous speech sequences and discrete text tokens. Additionally, we design Monotonic Finite Look-ahead Attention, allowing each token to attend to infinite left-context and finite right-context from the speech sequences. We also employ the wait-k decoding strategy to simplify the decoding process while ensuring consistency between training and testing. Our theoretical analysis and experiments demonstrate that this approach achieves a controllable trade-off between latency and quality, making it suitable for various streaming applications.