Haobo Zhang

Haobo Zhang, Junyuan Hong, Yuyang Deng et al.

Deep Gradient Leakage (DGL) is a highly effective attack that recovers private training images from gradient vectors. This attack casts significant privacy challenges on distributed learning from clients with sensitive data, where clients are required to share gradients. Defending against such attacks requires but lacks an understanding of when and how privacy leakage happens, mostly because of the black-box nature of deep networks. In this paper, we propose a novel Inversion Influence Function (I$^2$F) that establishes a closed-form connection between the recovered images and the private gradients by implicitly solving the DGL problem. Compared to directly solving DGL, I$^2$F is scalable for analyzing deep networks, requiring only oracle access to gradients and Jacobian-vector products. We empirically demonstrate that I$^2$F effectively approximated the DGL generally on different model architectures, datasets, modalities, attack implementations, and perturbation-based defenses. With this novel tool, we provide insights into effective gradient perturbation directions, the unfairness of privacy protection, and privacy-preferred model initialization. Our codes are provided in https://github.com/illidanlab/inversion-influence-function.

Yicheng Li, Haobo Zhang, Qian Lin

The widely observed 'benign overfitting phenomenon' in the neural network literature raises the challenge to the 'bias-variance trade-off' doctrine in the statistical learning theory. Since the generalization ability of the 'lazy trained' over-parametrized neural network can be well approximated by that of the neural tangent kernel regression, the curve of the excess risk (namely, the learning curve) of kernel ridge regression attracts increasing attention recently. However, most recent arguments on the learning curve are heuristic and are based on the 'Gaussian design' assumption. In this paper, under mild and more realistic assumptions, we rigorously provide a full characterization of the learning curve: elaborating the effect and the interplay of the choice of the regularization parameter, the source condition and the noise. In particular, our results suggest that the 'benign overfitting phenomenon' exists in very wide neural networks only when the noise level is small.

Weihao Lu, Haobo Zhang, Yicheng Li et al.

We perform a study on kernel regression for large-dimensional data (where the sample size $n$ is polynomially depending on the dimension $d$ of the samples, i.e., $n\asymp d^γ$ for some $γ>0$ ). We first build a general tool to characterize the upper bound and the minimax lower bound of kernel regression for large dimensional data through the Mendelson complexity $\varepsilon_{n}^{2}$ and the metric entropy $\bar{\varepsilon}_{n}^{2}$ respectively. When the target function falls into the RKHS associated with a (general) inner product model defined on $\mathbb{S}^{d}$, we utilize the new tool to show that the minimax rate of the excess risk of kernel regression is $n^{-1/2}$ when $n\asymp d^γ$ for $γ=2, 4, 6, 8, \cdots$. We then further determine the optimal rate of the excess risk of kernel regression for all the $γ>0$ and find that the curve of optimal rate varying along $γ$ exhibits several new phenomena including the multiple descent behavior and the periodic plateau behavior. As an application, For the neural tangent kernel (NTK), we also provide a similar explicit description of the curve of optimal rate. As a direct corollary, we know these claims hold for wide neural networks as well.

Zhenhua Xu, Haobo Zhang, Zhebo Wang et al.

Existing invasive (backdoor) fingerprints suffer from high-perplexity triggers that are easily filtered, fixed response patterns exposed by heuristic detectors, and spurious activations on benign inputs. We introduce \textsc{ForgetMark}, a stealthy fingerprinting framework that encodes provenance via targeted unlearning. It builds a compact, human-readable key--value set with an assistant model and predictive-entropy ranking, then trains lightweight LoRA adapters to suppress the original values on their keys while preserving general capabilities. Ownership is verified under black/gray-box access by aggregating likelihood and semantic evidence into a fingerprint success rate. By relying on probabilistic forgetting traces rather than fixed trigger--response patterns, \textsc{ForgetMark} avoids high-perplexity triggers, reduces detectability, and lowers false triggers. Across diverse architectures and settings, it achieves 100\% ownership verification on fingerprinted models while maintaining standard performance, surpasses backdoor baselines in stealthiness and robustness to model merging, and remains effective under moderate incremental fine-tuning. Our code and data are available at \href{https://github.com/Xuzhenhua55/ForgetMark}{https://github.com/Xuzhenhua55/ForgetMark}.

Shuyang Yu, Junyuan Hong, Haobo Zhang et al.

Training a high-performance deep neural network requires large amounts of data and computational resources. Protecting the intellectual property (IP) and commercial ownership of a deep model is challenging yet increasingly crucial. A major stream of watermarking strategies implants verifiable backdoor triggers by poisoning training samples, but these are often unrealistic due to data privacy and safety concerns and are vulnerable to minor model changes such as fine-tuning. To overcome these challenges, we propose a safe and robust backdoor-based watermark injection technique that leverages the diverse knowledge from a single out-of-distribution (OoD) image, which serves as a secret key for IP verification. The independence of training data makes it agnostic to third-party promises of IP security. We induce robustness via random perturbation of model parameters during watermark injection to defend against common watermark removal attacks, including fine-tuning, pruning, and model extraction. Our experimental results demonstrate that the proposed watermarking approach is not only time- and sample-efficient without training data, but also robust against the watermark removal attacks above.

Yicheng Li, Haobo Zhang, Qian Lin

The saturation effect refers to the phenomenon that the kernel ridge regression (KRR) fails to achieve the information theoretical lower bound when the smoothness of the underground truth function exceeds certain level. The saturation effect has been widely observed in practices and a saturation lower bound of KRR has been conjectured for decades. In this paper, we provide a proof of this long-standing conjecture.

Feijie Wu, Song Guo, Haozhao Wang et al.

In the setting of federated optimization, where a global model is aggregated periodically, step asynchronism occurs when participants conduct model training by efficiently utilizing their computational resources. It is well acknowledged that step asynchronism leads to objective inconsistency under non-i.i.d. data, which degrades the model's accuracy. To address this issue, we propose a new algorithm FedaGrac, which calibrates the local direction to a predictive global orientation. Taking advantage of the estimated orientation, we guarantee that the aggregated model does not excessively deviate from the global optimum while fully utilizing the local updates of faster nodes. We theoretically prove that FedaGrac holds an improved order of convergence rate than the state-of-the-art approaches and eliminates the negative effect of step asynchronism. Empirical results show that our algorithm accelerates the training and enhances the final accuracy.

Haobo Zhang, Tingzhi Mao, Haihua Xu et al.

We report our NTU-AISG Text-to-speech (TTS) entry systems for the Blizzard Challenge 2020 in this paper. There are two TTS tasks in this year's challenge, one is a Mandarin TTS task, the other is a Shanghai dialect TTS task. We have participated both. One of the main challenges is to build TTS systems with low-resource constraints, particularly for the case of Shanghai dialect, of which about three hours data are available to participants. To overcome the constraint, we adopt an average-speaker modeling method. That is, we first employ external Mandarin data to train both End-to-end acoustic model and WaveNet vocoder, then we use Shanghai dialect to tune the acoustic model and WaveNet vocoder respectively. Apart from this, we have no Shanghai dialect lexicon despite syllable transcripts are provided for the training data. Since we are not sure if similar syllable transcripts are provided for the evaluation data during the training stage, we use Mandarin lexicon for Shanghai dialect instead. With the letter, as decomposed from the corresponding Mandarin syllable, as input, though the naturalness and original speaker similarity of the synthesized speech are good, subjective evaluation results indicate the intelligibility of the synthesized speech is deeply undermined for the Shanghai dialect TTS system.

Yizhou Peng, Jicheng Zhang, Haobo Zhang et al.

Human can recognize speech, as well as the peculiar accent of the speech simultaneously. However, present state-of-the-art ASR system can rarely do that. In this paper, we propose a multilingual approach to recognizing English speech, and related accent that speaker conveys using DNN-HMM framework. Specifically, we assume different accents of English as different languages. We then merge them together and train a multilingual ASR system. During decoding, we conduct two experiments. One is a monolingual ASR-based decoding, with the accent information embedded at phone level, realizing word-based accent recognition (AR), and the other is a multilingual ASR-based decoding, realizing an approximated utterance-based AR. Experimental results on an 8-accent English speech recognition show both methods can yield WERs close to the conventional ASR systems that completely ignore the accent, as well as desired AR accuracy. Besides, we conduct extensive analysis for the proposed method, such as transfer learning without-domain data exploitation, cross-accent recognition confusion, as well as characteristics of accented-word.