Wei Chen

Yingqian Wu, Qiushi Wang, Zefei Long et al.

Financial report generation tasks range from macro- to micro-economics analysis, also requiring extensive data analysis. Existing LLM models are usually fine-tuned on simple QA tasks and cannot comprehensively analyze real financial scenarios. Given the complexity, financial companies often distribute tasks among departments. Inspired by this, we propose FinTeam, a financial multi-agent collaborative system, with a workflow with four LLM agents: document analyzer, analyst, accountant, and consultant. We train these agents with specific financial expertise using constructed datasets. We evaluate FinTeam on comprehensive financial tasks constructed from real online investment forums, including macroeconomic, industry, and company analysis. The human evaluation shows that by combining agents, the financial reports generate from FinTeam achieved a 62.00% acceptance rate, outperforming baseline models like GPT-4o and Xuanyuan. Additionally, FinTeam's agents demonstrate a 7.43% average improvement on FinCUGE and a 2.06% accuracy boost on FinEval. Project is available at https://github.com/FudanDISC/DISC-FinLLM/.

Yu-An Liu, Ruqing Zhang, Mingkun Zhang et al.

Neural ranking models (NRMs) have shown great success in information retrieval (IR). But their predictions can easily be manipulated using adversarial examples, which are crafted by adding imperceptible perturbations to legitimate documents. This vulnerability raises significant concerns about their reliability and hinders the widespread deployment of NRMs. By incorporating adversarial examples into training data, adversarial training has become the de facto defense approach to adversarial attacks against NRMs. However, this defense mechanism is subject to a trade-off between effectiveness and adversarial robustness. In this study, we establish theoretical guarantees regarding the effectiveness-robustness trade-off in NRMs. We decompose the robust ranking error into two components, i.e., a natural ranking error for effectiveness evaluation and a boundary ranking error for assessing adversarial robustness. Then, we define the perturbation invariance of a ranking model and prove it to be a differentiable upper bound on the boundary ranking error for attainable computation. Informed by our theoretical analysis, we design a novel \emph{perturbation-invariant adversarial training} (PIAT) method for ranking models to achieve a better effectiveness-robustness trade-off. We design a regularized surrogate loss, in which one term encourages the effectiveness to be maximized while the regularization term encourages the output to be smooth, so as to improve adversarial robustness. Experimental results on several ranking models demonstrate the superiority of PITA compared to existing adversarial defenses.

Zhongang Cai, Mingyuan Zhang, Jiawei Ren et al.

Image- and video-based 3D human recovery (i.e., pose and shape estimation) have achieved substantial progress. However, due to the prohibitive cost of motion capture, existing datasets are often limited in scale and diversity. In this work, we obtain massive human sequences by playing the video game with automatically annotated 3D ground truths. Specifically, we contribute GTA-Human, a large-scale 3D human dataset generated with the GTA-V game engine, featuring a highly diverse set of subjects, actions, and scenarios. More importantly, we study the use of game-playing data and obtain five major insights. First, game-playing data is surprisingly effective. A simple frame-based baseline trained on GTA-Human outperforms more sophisticated methods by a large margin. For video-based methods, GTA-Human is even on par with the in-domain training set. Second, we discover that synthetic data provides critical complements to the real data that is typically collected indoor. Our investigation into domain gap provides explanations for our data mixture strategies that are simple yet useful. Third, the scale of the dataset matters. The performance boost is closely related to the additional data available. A systematic study reveals the model sensitivity to data density from multiple key aspects. Fourth, the effectiveness of GTA-Human is also attributed to the rich collection of strong supervision labels (SMPL parameters), which are otherwise expensive to acquire in real datasets. Fifth, the benefits of synthetic data extend to larger models such as deeper convolutional neural networks (CNNs) and Transformers, for which a significant impact is also observed. We hope our work could pave the way for scaling up 3D human recovery to the real world. Homepage: https://caizhongang.github.io/projects/GTA-Human/

Wei Chen, Yu Liu, Erwin M. Bakker et al.

Accurately matching visual and textual data in cross-modal retrieval has been widely studied in the multimedia community. To address these challenges posited by the heterogeneity gap and the semantic gap, we propose integrating Shannon information theory and adversarial learning. In terms of the heterogeneity gap, we integrate modality classification and information entropy maximization adversarially. For this purpose, a modality classifier (as a discriminator) is built to distinguish the text and image modalities according to their different statistical properties. This discriminator uses its output probabilities to compute Shannon information entropy, which measures the uncertainty of the modality classification it performs. Moreover, feature encoders (as a generator) project uni-modal features into a commonly shared space and attempt to fool the discriminator by maximizing its output information entropy. Thus, maximizing information entropy gradually reduces the distribution discrepancy of cross-modal features, thereby achieving a domain confusion state where the discriminator cannot classify two modalities confidently. To reduce the semantic gap, Kullback-Leibler (KL) divergence and bi-directional triplet loss are used to associate the intra- and inter-modality similarity between features in the shared space. Furthermore, a regularization term based on KL-divergence with temperature scaling is used to calibrate the biased label classifier caused by the data imbalance issue. Extensive experiments with four deep models on four benchmarks are conducted to demonstrate the effectiveness of the proposed approach.

Pan Zhou, Ruchao Fan, Wei Chen et al.

Transformer has shown promising results in many sequence to sequence transformation tasks recently. It utilizes a number of feed-forward self-attention layers to replace the recurrent neural networks (RNN) in attention-based encoder decoder (AED) architecture. Self-attention layer learns temporal dependence by incorporating sinusoidal positional embedding of tokens in a sequence for parallel computing. Quicker iteration speed in training than sequential operation of RNN can be obtained. Deeper layers of the transformer also make it perform better than RNN-based AED. However, this parallelization ability is lost when applying scheduled sampling training. Self-attention with sinusoidal positional embedding may cause performance degradations for longer sequences that have similar acoustic or semantic information at different positions as well. To address these problems, we propose to use parallel scheduled sampling (PSS) and relative positional embedding (RPE) to help the transformer generalize to unseen data. Our proposed methods achieve a 7% relative improvement for short utterances and a 70% relative gain for long utterances on a 10,000-hour Mandarin ASR task.

Chen Wei, Lingxi Xie, Xutong Ren et al.

Learning visual features from unlabeled image data is an important yet challenging task, which is often achieved by training a model on some annotation-free information. We consider spatial contexts, for which we solve so-called jigsaw puzzles, i.e., each image is cut into grids and then disordered, and the goal is to recover the correct configuration. Existing approaches formulated it as a classification task by defining a fixed mapping from a small subset of configurations to a class set, but these approaches ignore the underlying relationship between different configurations and also limit their application to more complex scenarios. This paper presents a novel approach which applies to jigsaw puzzles with an arbitrary grid size and dimensionality. We provide a fundamental and generalized principle, that weaker cues are easier to be learned in an unsupervised manner and also transfer better. In the context of puzzle recognition, we use an iterative manner which, instead of solving the puzzle all at once, adjusts the order of the patches in each step until convergence. In each step, we combine both unary and binary features on each patch into a cost function judging the correctness of the current configuration. Our approach, by taking similarity between puzzles into consideration, enjoys a more reasonable way of learning visual knowledge. We verify the effectiveness of our approach in two aspects. First, it is able to solve arbitrarily complex puzzles, including high-dimensional puzzles, that prior methods are difficult to handle. Second, it serves as a reliable way of network initialization, which leads to better transfer performance in a few visual recognition tasks including image classification, object detection, and semantic segmentation.

Shizhao Sun, Wei Chen, Jiang Bian et al.

Data parallelism has emerged as a necessary technique to accelerate the training of deep neural networks (DNN). In a typical data parallelism approach, the local workers push the latest updates of all the parameters to the parameter server and pull all merged parameters back periodically. However, with the increasing size of DNN models and the large number of workers in practice, this typical data parallelism cannot achieve satisfactory training acceleration, since it usually suffers from the heavy communication cost due to transferring huge amount of information between workers and the parameter server. In-depth understanding on DNN has revealed that it is usually highly redundant, that deleting a considerable proportion of the parameters will not significantly decline the model performance. This redundancy property exposes a great opportunity to reduce the communication cost by only transferring the information of those significant parameters during the parallel training. However, if we only transfer information of temporally significant parameters of the latest snapshot, we may miss the parameters that are insignificant now but have potential to become significant as the training process goes on. To this end, we design an Explore-Exploit framework to dynamically choose the subset to be communicated, which is comprised of the significant parameters in the latest snapshot together with a random explored set of other parameters. We propose to measure the significance of the parameter by the combination of its magnitude and gradient. Our experimental results demonstrate that our proposed Slim-DP can achieve better training acceleration than standard data parallelism and its communication-efficient version by saving communication time without loss of accuracy.