Wen Shen

Huilin Zhou, Hao Zhang, Huiqi Deng et al.

This paper explains the generalization power of a deep neural network (DNN) from the perspective of interactions. Although there is no universally accepted definition of the concepts encoded by a DNN, the sparsity of interactions in a DNN has been proved, i.e., the output score of a DNN can be well explained by a small number of interactions between input variables. In this way, to some extent, we can consider such interactions as interactive concepts encoded by the DNN. Therefore, in this paper, we derive an analytic explanation of inconsistency of concepts of different complexities. This may shed new lights on using the generalization power of concepts to explain the generalization power of the entire DNN. Besides, we discover that the DNN with stronger generalization power usually learns simple concepts more quickly and encodes fewer complex concepts. We also discover the detouring dynamics of learning complex concepts, which explains both the high learning difficulty and the low generalization power of complex concepts. The code will be released when the paper is accepted.

Wen Shen, Rohan Achar, Cristina V. Lopes

Autonomous ridesharing systems (ARS) promise many societal and environmental benefits, including decreased accident rates, reduced energy consumption and pollutant emissions, and diminished land use for parking. To unleash ARS' potential, stakeholders must understand how the degree of passenger participation influences the ridesharing systems' efficiency. To date, however, a careful study that quantifies the impact of user participation on ARS' performance is missing. Here, we present the first simulation analysis to investigate how and to what extent user participation affects the efficiency of ARS. We demonstrate how specific configurations (e.g., fleet size, vehicle capacity, and the maximum waiting time) of a system can be identified to counter the performance loss due to users' uncoordinated behavior on ridesharing participation. Our results indicate that stakeholders of ARS should base decisions regarding system configurations on insights from data-driven simulations and make tradeoffs between system efficiency and price of anarchy for desired outcomes.

Ling Tang, Wen Shen, Zhanpeng Zhou et al.

In this paper, we prove the representation defects of a cascaded convolutional decoder network, considering the capacity of representing different frequency components of an input sample. We conduct the discrete Fourier transform on each channel of the feature map in an intermediate layer of the decoder network. Then, we extend the 2D circular convolution theorem to represent the forward and backward propagations through convolutional layers in the frequency domain. Based on this, we prove three defects in representing feature spectrums. First, we prove that the convolution operation, the zero-padding operation, and a set of other settings all make a convolutional decoder network more likely to weaken high-frequency components. Second, we prove that the upsampling operation generates a feature spectrum, in which strong signals repetitively appear at certain frequencies. Third, we prove that if the frequency components in the input sample and frequency components in the target output for regression have a small shift, then the decoder usually cannot be effectively learned.

Wen Shen, Lei Cheng, Yuxiao Yang et al.

In this paper, we explain the inference logic of large language models (LLMs) as a set of symbolic concepts. Many recent studies have discovered that traditional DNNs usually encode sparse symbolic concepts. However, because an LLM has much more parameters than traditional DNNs, whether the LLM also encodes sparse symbolic concepts is still an open problem. Therefore, in this paper, we propose to disentangle the inference score of LLMs for dialogue tasks into a small number of symbolic concepts. We verify that we can use those sparse concepts to well estimate all inference scores of the LLM on all arbitrarily masking states of the input sentence. We also evaluate the transferability of concepts encoded by an LLM and verify that symbolic concepts usually exhibit high transferability across similar input sentences. More crucially, those symbolic concepts can be used to explain the exact reasons accountable for the LLM's prediction errors.

Xu Cheng, Hao Zhang, Yue Xin et al.

This paper mathematically derives an analytic solution of the adversarial perturbation on a ReLU network, and theoretically explains the difficulty of adversarial training. Specifically, we formulate the dynamics of the adversarial perturbation generated by the multi-step attack, which shows that the adversarial perturbation tends to strengthen eigenvectors corresponding to a few top-ranked eigenvalues of the Hessian matrix of the loss w.r.t. the input. We also prove that adversarial training tends to strengthen the influence of unconfident input samples with large gradient norms in an exponential manner. Besides, we find that adversarial training strengthens the influence of the Hessian matrix of the loss w.r.t. network parameters, which makes the adversarial training more likely to oscillate along directions of a few samples, and boosts the difficulty of adversarial training. Crucially, our proofs provide a unified explanation for previous findings in understanding adversarial training.

Zhanpeng Zhou, Wen Shen, Huixin Chen et al.

In this paper, we prove the effects of the BN operation on the back-propagation of the first and second derivatives of the loss. When we do the Taylor series expansion of the loss function, we prove that the BN operation will block the influence of the first-order term and most influence of the second-order term of the loss. We also find that such a problem is caused by the standardization phase of the BN operation. Experimental results have verified our theoretical conclusions, and we have found that the BN operation significantly affects feature representations in specific tasks, where losses of different samples share similar analytic formulas.

Qihan Ren, Jiayang Gao, Wen Shen et al.

This study aims to prove the emergence of symbolic concepts (or more precisely, sparse primitive inference patterns) in well-trained deep neural networks (DNNs). Specifically, we prove the following three conditions for the emergence. (i) The high-order derivatives of the network output with respect to the input variables are all zero. (ii) The DNN can be used on occluded samples and when the input sample is less occluded, the DNN will yield higher confidence. (iii) The confidence of the DNN does not significantly degrade on occluded samples. These conditions are quite common, and we prove that under these conditions, the DNN will only encode a relatively small number of sparse interactions between input variables. Moreover, we can consider such interactions as symbolic primitive inference patterns encoded by a DNN, because we show that inference scores of the DNN on an exponentially large number of randomly masked samples can always be well mimicked by numerical effects of just a few interactions.