12.5LGJul 4, 2024
A Survey of Controllable Learning: Methods and Applications in Information RetrievalChenglei Shen, Xiao Zhang, Teng Shi et al.
Controllability has become a crucial aspect of trustworthy machine learning, enabling learners to meet predefined targets and adapt dynamically at test time without requiring retraining as the targets shift. We provide a formal definition of controllable learning (CL), and discuss its applications in information retrieval (IR) where information needs are often complex and dynamic. The survey categorizes CL according to what is controllable (e.g., multiple objectives, user portrait, scenario adaptation), who controls (users or platforms), how control is implemented (e.g., rule-based method, Pareto optimization, hypernetwork and others), and where to implement control (e.g., pre-processing, in-processing, post-processing methods). Then, we identify challenges faced by CL across training, evaluation, task setting, and deployment in online environments. Additionally, we outline promising directions for CL in theoretical analysis, efficient computation, empowering large language models, application scenarios and evaluation frameworks.
31.7IRMar 28, 2025
Think Before Recommend: Unleashing the Latent Reasoning Power for Sequential RecommendationJiakai Tang, Sunhao Dai, Teng Shi et al.
Sequential Recommendation (SeqRec) aims to predict the next item by capturing sequential patterns from users' historical interactions, playing a crucial role in many real-world recommender systems. However, existing approaches predominantly adopt a direct forward computation paradigm, where the final hidden state of the sequence encoder serves as the user representation. We argue that this inference paradigm, due to its limited computational depth, struggles to model the complex evolving nature of user preferences and lacks a nuanced understanding of long-tail items, leading to suboptimal performance. To address this issue, we propose \textbf{ReaRec}, the first inference-time computing framework for recommender systems, which enhances user representations through implicit multi-step reasoning. Specifically, ReaRec autoregressively feeds the sequence's last hidden state into the sequential recommender while incorporating special reasoning position embeddings to decouple the original item encoding space from the multi-step reasoning space. Moreover, we introduce two lightweight reasoning-based learning methods, Ensemble Reasoning Learning (ERL) and Progressive Reasoning Learning (PRL), to further effectively exploit ReaRec's reasoning potential. Extensive experiments on five public real-world datasets and different SeqRec architectures demonstrate the generality and effectiveness of our proposed ReaRec. Remarkably, post-hoc analyses reveal that ReaRec significantly elevates the performance ceiling of multiple sequential recommendation backbones by approximately 30\%-50\%. Thus, we believe this work can open a new and promising avenue for future research in inference-time computing for sequential recommendation.
Retrieval Augmented Generation with Collaborative Filtering for Personalized Text GenerationTeng Shi, Jun Xu, Xiao Zhang et al.
Recently, the personalization of Large Language Models (LLMs) to generate content that aligns with individual user preferences has garnered widespread attention. Personalized Retrieval-Augmented Generation (RAG), which retrieves relevant documents from the user's history to reflect their preferences and enhance LLM generation, is one commonly used approach for personalization. However, existing personalized RAG methods do not consider that the histories of similar users can also assist in personalized generation for the current user, meaning that collaborative information between users can also benefit personalized generation. Inspired by the application of collaborative filtering in recommender systems, we propose a method called CFRAG, which adapts Collaborative Filtering to RAG for personalized text generation. However, this presents two challenges: (1)~how to incorporate collaborative information without explicit user similarity labels? (2)~how to retrieve documents that support personalized LLM generation? For Challenge 1, we use contrastive learning to train user embeddings to retrieve similar users and introduce collaborative information. For Challenge 2, we design a personalized retriever and reranker to retrieve the top-$k$ documents from these users' histories. We take into account the user's preference during retrieval and reranking. Then we leverage feedback from the LLM to fine-tune the personalized retriever and reranker, enabling them to retrieve documents that meet the personalized generation needs of the LLM. Experimental results on the Language Model Personalization (LaMP) benchmark validate the effectiveness of CFRAG. Further analysis confirms the importance of incorporating collaborative information.
14.4IRAug 10, 2025
PrLM: Learning Explicit Reasoning for Personalized RAG via Contrastive Reward OptimizationKepu Zhang, Teng Shi, Weijie Yu et al.
Personalized retrieval-augmented generation (RAG) aims to produce user-tailored responses by incorporating retrieved user profiles alongside the input query. Existing methods primarily focus on improving retrieval and rely on large language models (LLMs) to implicitly integrate the retrieved context with the query. However, such models are often sensitive to retrieval quality and may generate responses that are misaligned with user preferences. To address this limitation, we propose PrLM, a reinforcement learning framework that trains LLMs to explicitly reason over retrieved user profiles. Guided by a contrastively trained personalization reward model, PrLM effectively learns from user responses without requiring annotated reasoning paths. Experiments on three personalized text generation datasets show that PrLM outperforms existing methods and remains robust across varying numbers of retrieved profiles and different retrievers.