Xingyuan Pan

Rui Pan, Shivanshu Shekhar, Boyao Wang et al.

Small language models (SLMs) have attracted considerable attention from both academia and industry due to their broad range of applications in edge devices. To obtain SLMs with strong performance, conventional approaches either pre-train the models from scratch, which incurs substantial computational costs, or compress/prune existing large language models (LLMs), which results in performance drops and falls short in comparison to pre-training. In this paper, we investigate the family of acceleration methods that involve both structured pruning and model training. We found 1) layer-wise adaptive pruning (Adapt-Pruner) is extremely effective in LLMs and yields significant improvements over existing pruning techniques, 2) adaptive pruning equipped with further training leads to models comparable to those pre-training from scratch, 3) incremental pruning brings non-trivial performance gain by interleaving pruning with training and only removing a small portion of neurons ($\sim$5%) at a time. Experimental results on LLaMA-3.1-8B demonstrate that Adapt-Pruner outperforms conventional pruning methods, such as LLM-Pruner, FLAP, and SliceGPT, by an average of 1%-7% in accuracy on commonsense benchmarks. Additionally, Adapt-Pruner restores the performance of MobileLLM-125M to 600M on the MMLU benchmark with 200$\times$ fewer tokens via pruning from its larger counterparts, and discovers a new 1B model that surpasses LLaMA-3.2-1B in multiple benchmarks. The official code is released at https://github.com/research4pan/AdaptPruner.

Yifan Hao, Xingyuan Pan, Hanning Zhang et al.

Supervised fine-tuning (SFT) on domain-specific data is the dominant approach for adapting foundation models to specialized tasks. However, it has been observed that SFT models tend to forget knowledge acquired during pretraining. In vision models, ensembling a pretrained model with its fine-tuned counterpart has been shown to mitigate this issue. In this work, we demonstrate that the same holds for language models, and, more strikingly, we observe an overadaptation phenomenon: the ensemble model not only retains general knowledge from the foundation model but also outperforms the fine-tuned model even on the fine-tuning domain itself. Despite the empirical success of ensembling, a theoretical understanding of its benefits remains underexplored. We develop a formal theoretical analysis of the overadaptation phenomenon. Ensembling mitigates this by balancing two primary sources of error: bias, caused by insufficient fine-tuning, and variance, introduced by overfitting to fine-tuning data. While regularization techniques aim to address this trade-off, we show that ensembling provides a more effective solution. We analyze this phenomenon in over-parameterized linear settings and demonstrate that interpolating between pretrained and fine-tuned weights significantly improves performance. These findings offer theoretical justification for the observed advantages of model ensembling, supported by empirical experiments consistent with our analysis.

Xingyuan Pan, Chenlu Ye, Joseph Melkonian et al.

Training data attribution (TDA) methods aim to identify which training examples influence a model's predictions on specific test data most. By quantifying these influences, TDA supports critical applications such as data debugging, curation, and valuation. Gradient-based TDA methods rely on gradients and second-order information, limiting their applicability at scale. While recent random projection-based methods improve scalability, they often suffer from degraded attribution accuracy. Motivated by connections between uncertainty and influence functions, we introduce Daunce - a simple yet effective data attribution approach through uncertainty estimation. Our method operates by fine-tuning a collection of perturbed models and computing the covariance of per-example losses across these models as the attribution score. Daunce is scalable to large language models (LLMs) and achieves more accurate attribution compared to existing TDA methods. We validate Daunce on tasks ranging from vision tasks to LLM fine-tuning, and further demonstrate its compatibility with black-box model access. Applied to OpenAI's GPT models, our method achieves, to our knowledge, the first instance of data attribution on proprietary LLMs.

Rui Pan, Dylan Zhang, Hanning Zhang et al.

Bilevel optimization has shown its utility across various machine learning settings, yet most algorithms in practice require second-order information, making it challenging to scale them up. Only recently, a paradigm of first-order algorithms has emerged in the theoretical literature, capable of effectively addressing bilevel optimization problems. Nevertheless, the practical efficiency of this paradigm remains unverified, particularly in the context of large language models (LLMs). This paper introduces the first scalable instantiation of this paradigm called ScaleBiO, focusing on bilevel optimization for large-scale LLM data reweighting. By combining with a recently proposed memory-efficient training technique called LISA, our novel algorithm allows the paradigm to scale to $\sim$30B-sized LLMs on $8\times$H100 GPUs, marking the first successful application of bilevel optimization under practical scenarios for large-sized LLMs. Empirically, extensive experiments on data reweighting verify the effectiveness of ScaleBiO for different-scaled models, including Llama-3-8B, Gemma-2-9B, Qwen-2-7B, and Qwen-2.5-32B, where bilevel optimization succeeds in instruction-following and math reasoning tasks, outperforming several popular baselines, including uniform sampling, influence-aware data filtering, and reference-model-based sampling methods. Theoretically, ScaleBiO ensures the optimality of the learned data weights, along with a convergence guarantee matching the conventional first-order bilevel optimization paradigm on smooth and strongly convex objectives.