Ondrej Sotolar

Ondrej Sotolar, Vojtech Formanek, Alok Debnath et al.

Empathetic response generation is a desirable aspect of conversational agents, crucial for facilitating engaging and emotionally intelligent multi-turn conversations between humans and machines. Leveraging large language models for this task has shown promising results, yet challenges persist in ensuring both the empathetic quality of the responses and retention of the generalization performance of the models. We propose a novel approach where we construct theory-driven preference datasets based on emotion grounding and use them to align LLMs with preference optimization algorithms to address these challenges. To evaluate empathetic response generation, we employ the EmpatheticDialogues dataset, assessing empathy with the diff-Epitome and BERTscore metrics and with multi-dimensional human evaluation. Additionally, we measure diversity and emotional valence using feature-based methods. We also evaluate the impact of training on the generalization performance using the MMLU benchmark and tasks from the Open LLM Leaderboard. The results show that LLMs can be aligned for empathetic response generation by preference optimization while retaining their general performance and that emotion grounding can guide preference dataset creation. We make all datasets, source code, and models publicly available. https://github.com/justtherightsize/empo

Vojtech Formanek, Ondrej Sotolar

A growing amount of literature critiques the current operationalizations of empathy based on loose definitions of the construct. Such definitions negatively affect dataset quality, model robustness, and evaluation reliability. We propose an empathy evaluation framework that operationalizes empathy close to its psychological origins. The framework measures the variance in responses of LLMs to prompts using existing metrics for empathy and emotional valence. The variance is introduced through the controlled generation of the prompts by varying social biases affecting context understanding, thus impacting empathetic understanding. The control over generation ensures high theoretical validity of the constructs in the prompt dataset. Also, it makes high-quality translation, especially into languages that currently have little-to-no way of evaluating empathy or bias, such as the Slavonic family, more manageable. Using chosen LLMs and various prompt types, we demonstrate the empathy evaluation with the framework, including multiple-choice answers and free generation. The variance in our initial evaluation sample is small and we were unable to measure convincing differences between the empathetic understanding in contexts given by different social groups. However, the results are promising because the models showed significant alterations their reasoning chains needed to capture the relatively subtle changes in the prompts. This provides the basis for future research into the construction of the evaluation sample and statistical methods for measuring the results.