Guoxin Wang

Zineng Tang, Ziyi Yang, Guoxin Wang et al. · microsoft-research

We propose Universal Document Processing (UDOP), a foundation Document AI model which unifies text, image, and layout modalities together with varied task formats, including document understanding and generation. UDOP leverages the spatial correlation between textual content and document image to model image, text, and layout modalities with one uniform representation. With a novel Vision-Text-Layout Transformer, UDOP unifies pretraining and multi-domain downstream tasks into a prompt-based sequence generation scheme. UDOP is pretrained on both large-scale unlabeled document corpora using innovative self-supervised objectives and diverse labeled data. UDOP also learns to generate document images from text and layout modalities via masked image reconstruction. To the best of our knowledge, this is the first time in the field of document AI that one model simultaneously achieves high-quality neural document editing and content customization. Our method sets the state-of-the-art on 8 Document AI tasks, e.g., document understanding and QA, across diverse data domains like finance reports, academic papers, and websites. UDOP ranks first on the leaderboard of the Document Understanding Benchmark.

Tengchao Lv, Yupan Huang, Jingye Chen et al. · microsoft-research

The automatic reading of text-intensive images represents a significant advancement toward achieving Artificial General Intelligence (AGI). In this paper we present KOSMOS-2.5, a multimodal literate model for machine reading of text-intensive images. Pre-trained on a large-scale corpus of text-intensive images, KOSMOS-2.5 excels in two distinct yet complementary transcription tasks: (1) generating spatially-aware text blocks, where each block of text is assigned spatial coordinates within the image, and (2) producing structured text output that captures both style and structure in markdown format. This unified multimodal literate capability is achieved through a shared decoder-only autoregressive Transformer architecture and task-specific prompts. Building on this foundation, we fine-tune KOSMOS-2.5 for document understanding tasks, resulting in a document understanding generalist named KOSMOS-2.5-CHAT. Additionally, a large corpus of 357.4 million document pages spanning diverse domains was curated for pre-training. We evaluate KOSMOS-2.5 on two newly proposed benchmarks, OCREval and MarkdownEval, for document-level text recognition and image-to-markdown generation, demonstrating impressive literate capabilities comparable to GPT-4o. KOSMOS-2.5-CHAT achieves performance comparable to other state-of-the-art generalists that are five times larger (1.3B vs. 7B) across nine text-rich visual question answering benchmarks. Models and code have been available at \url{https://aka.ms/kosmos25}.

Hai Pham, Guoxin Wang, Yijuan Lu et al. · cmu

Despite several successes in document understanding, the practical task for long document understanding is largely under-explored due to several challenges in computation and how to efficiently absorb long multimodal input. Most current transformer-based approaches only deal with short documents and employ solely textual information for attention due to its prohibitive computation and memory limit. To address those issues in long document understanding, we explore different approaches in handling 1D and new 2D position-aware attention with essentially shortened context. Experimental results show that our proposed models have advantages for this task based on various evaluation metrics. Furthermore, our model makes changes only to the attention and thus can be easily adapted to any transformer-based architecture.

Chao Li, Chen Jiang, Xiaolong Liu et al.

Generating images with accurately represented text, especially in non-Latin languages, poses a significant challenge for diffusion models. Existing approaches, such as the integration of hint condition diagrams via auxiliary networks (e.g., ControlNet), have made strides towards addressing this issue. However, diffusion models often fall short in tasks requiring controlled text generation, such as specifying particular fonts or producing text in small fonts. In this paper, we introduce a novel approach for multilingual visual text creation, named JoyType, designed to maintain the font style of text during the image generation process. Our methodology begins with assembling a training dataset, JoyType-1M, comprising 1 million pairs of data. Each pair includes an image, its description, and glyph instructions corresponding to the font style within the image. We then developed a text control network, Font ControlNet, tasked with extracting font style information to steer the image generation. To further enhance our model's ability to maintain font style, notably in generating small-font text, we incorporated a multi-layer OCR-aware loss into the diffusion process. This enhancement allows JoyType to direct text rendering using low-level descriptors. Our evaluations, based on both visual and accuracy metrics, demonstrate that JoyType significantly outperforms existing state-of-the-art methods. Additionally, JoyType can function as a plugin, facilitating the creation of varied image styles in conjunction with other stable diffusion models on HuggingFace and CivitAI. Our project is open-sourced on https://jdh-algo.github.io/JoyType/.

Xuri Ge, Songpei Xu, Fuhai Chen et al.

In this paper, we propose a novel visual Semantic-Spatial Self-Highlighting Network (termed 3SHNet) for high-precision, high-efficiency and high-generalization image-sentence retrieval. 3SHNet highlights the salient identification of prominent objects and their spatial locations within the visual modality, thus allowing the integration of visual semantics-spatial interactions and maintaining independence between two modalities. This integration effectively combines object regions with the corresponding semantic and position layouts derived from segmentation to enhance the visual representation. And the modality-independence guarantees efficiency and generalization. Additionally, 3SHNet utilizes the structured contextual visual scene information from segmentation to conduct the local (region-based) or global (grid-based) guidance and achieve accurate hybrid-level retrieval. Extensive experiments conducted on MS-COCO and Flickr30K benchmarks substantiate the superior performances, inference efficiency and generalization of the proposed 3SHNet when juxtaposed with contemporary state-of-the-art methodologies. Specifically, on the larger MS-COCO 5K test set, we achieve 16.3%, 24.8%, and 18.3% improvements in terms of rSum score, respectively, compared with the state-of-the-art methods using different image representations, while maintaining optimal retrieval efficiency. Moreover, our performance on cross-dataset generalization improves by 18.6%. Data and code are available at https://github.com/XuriGe1995/3SHNet.

Yizhe Xiong, Hui Chen, Tianxiang Hao et al.

Recently, the scale of transformers has grown rapidly, which introduces considerable challenges in terms of training overhead and inference efficiency in the scope of task adaptation. Existing works, namely Parameter-Efficient Fine-Tuning (PEFT) and model compression, have separately investigated the challenges. However, PEFT cannot guarantee the inference efficiency of the original backbone, especially for large-scale models. Model compression requires significant training costs for structure searching and re-training. Consequently, a simple combination of them cannot guarantee accomplishing both training efficiency and inference efficiency with minimal costs. In this paper, we propose a novel Parallel Yielding Re-Activation (PYRA) method for such a challenge of training-inference efficient task adaptation. PYRA first utilizes parallel yielding adaptive weights to comprehensively perceive the data distribution in downstream tasks. A re-activation strategy for token modulation is then applied for tokens to be merged, leading to calibrated token features. Extensive experiments demonstrate that PYRA outperforms all competing methods under both low compression rate and high compression rate, demonstrating its effectiveness and superiority in maintaining both training efficiency and inference efficiency for large-scale foundation models. Our code is available at https://github.com/THU-MIG/PYRA.

Qingyuan Wang, Guoxin Wang, Barry Cardiff et al.

This paper presents ORXE, a modular and adaptable framework for achieving real-time configurable efficiency in AI models. By leveraging a collection of pre-trained experts with diverse computational costs and performance levels, ORXE dynamically adjusts inference pathways based on the complexity of input samples. Unlike conventional approaches that require complex metamodel training, ORXE achieves high efficiency and flexibility without complicating the development process. The proposed system utilizes a confidence-based gating mechanism to allocate appropriate computational resources for each input. ORXE also supports adjustments to the preference between inference cost and prediction performance across a wide range during runtime. We implemented a training-free ORXE system for image classification tasks, evaluating its efficiency and accuracy across various devices. The results demonstrate that ORXE achieves superior performance compared to individual experts and other dynamic models in most cases. This approach can be extended to other applications, providing a scalable solution for diverse real-world deployment scenarios.

Huiqiang Jiang, Guoxin Wang, Weile Chen et al.

While named entity recognition (NER) is a key task in natural language processing, most approaches only target flat entities, ignoring nested structures which are common in many scenarios. Most existing nested NER methods traverse all sub-sequences which is both expensive and inefficient, and also don't well consider boundary knowledge which is significant for nested entities. In this paper, we propose a joint entity mention detection and typing model via prior boundary knowledge (BoningKnife) to better handle nested NER extraction and recognition tasks. BoningKnife consists of two modules, MentionTagger and TypeClassifier. MentionTagger better leverages boundary knowledge beyond just entity start/end to improve the handling of nesting levels and longer spans, while generating high quality mention candidates. TypeClassifier utilizes a two-level attention mechanism to decouple different nested level representations and better distinguish entity types. We jointly train both modules sharing a common representation and a new dual-info attention layer, which leads to improved representation focus on entity-related information. Experiments over different datasets show that our approach outperforms previous state of the art methods and achieves 86.41, 85.46, and 94.2 F1 scores on ACE2004, ACE2005, and NNE, respectively.

Chenyi Lei, Shixian Luo, Yong Liu et al.

The pre-trained neural models have recently achieved impressive performances in understanding multimodal content. However, it is still very challenging to pre-train neural models for video and language understanding, especially for Chinese video-language data, due to the following reasons. Firstly, existing video-language pre-training algorithms mainly focus on the co-occurrence of words and video frames, but ignore other valuable semantic and structure information of video-language content, e.g., sequential order and spatiotemporal relationships. Secondly, there exist conflicts between video sentence alignment and other proxy tasks. Thirdly, there is a lack of large-scale and high-quality Chinese video-language datasets (e.g., including 10 million unique videos), which are the fundamental success conditions for pre-training techniques. In this work, we propose a novel video-language understanding framework named VICTOR, which stands for VIdeo-language understanding via Contrastive mulTimOdal pRe-training. Besides general proxy tasks such as masked language modeling, VICTOR constructs several novel proxy tasks under the contrastive learning paradigm, making the model be more robust and able to capture more complex multimodal semantic and structural relationships from different perspectives. VICTOR is trained on a large-scale Chinese video-language dataset, including over 10 million complete videos with corresponding high-quality textual descriptions. We apply the pre-trained VICTOR model to a series of downstream applications and demonstrate its superior performances, comparing against the state-of-the-art pre-training methods such as VideoBERT and UniVL. The codes and trained checkpoints will be publicly available to nourish further developments of the research community.

Yiheng Xu, Tengchao Lv, Lei Cui et al.

Multimodal pre-training with text, layout, and image has achieved SOTA performance for visually-rich document understanding tasks recently, which demonstrates the great potential for joint learning across different modalities. In this paper, we present LayoutXLM, a multimodal pre-trained model for multilingual document understanding, which aims to bridge the language barriers for visually-rich document understanding. To accurately evaluate LayoutXLM, we also introduce a multilingual form understanding benchmark dataset named XFUND, which includes form understanding samples in 7 languages (Chinese, Japanese, Spanish, French, Italian, German, Portuguese), and key-value pairs are manually labeled for each language. Experiment results show that the LayoutXLM model has significantly outperformed the existing SOTA cross-lingual pre-trained models on the XFUND dataset. The pre-trained LayoutXLM model and the XFUND dataset are publicly available at https://aka.ms/layoutxlm.

Yang Xu, Yiheng Xu, Tengchao Lv et al.

Pre-training of text and layout has proved effective in a variety of visually-rich document understanding tasks due to its effective model architecture and the advantage of large-scale unlabeled scanned/digital-born documents. We propose LayoutLMv2 architecture with new pre-training tasks to model the interaction among text, layout, and image in a single multi-modal framework. Specifically, with a two-stream multi-modal Transformer encoder, LayoutLMv2 uses not only the existing masked visual-language modeling task but also the new text-image alignment and text-image matching tasks, which make it better capture the cross-modality interaction in the pre-training stage. Meanwhile, it also integrates a spatial-aware self-attention mechanism into the Transformer architecture so that the model can fully understand the relative positional relationship among different text blocks. Experiment results show that LayoutLMv2 outperforms LayoutLM by a large margin and achieves new state-of-the-art results on a wide variety of downstream visually-rich document understanding tasks, including FUNSD (0.7895 $\to$ 0.8420), CORD (0.9493 $\to$ 0.9601), SROIE (0.9524 $\to$ 0.9781), Kleister-NDA (0.8340 $\to$ 0.8520), RVL-CDIP (0.9443 $\to$ 0.9564), and DocVQA (0.7295 $\to$ 0.8672). We made our model and code publicly available at \url{https://aka.ms/layoutlmv2}.

Yong Liu, Susen Yang, Chenyi Lei et al.

Side information of items, e.g., images and text description, has shown to be effective in contributing to accurate recommendations. Inspired by the recent success of pre-training models on natural language and images, we propose a pre-training strategy to learn item representations by considering both item side information and their relationships. We relate items by common user activities, e.g., co-purchase, and construct a homogeneous item graph. This graph provides a unified view of item relations and their associated side information in multimodality. We develop a novel sampling algorithm named MCNSampling to select contextual neighbors for each item. The proposed Pre-trained Multimodal Graph Transformer (PMGT) learns item representations with two objectives: 1) graph structure reconstruction, and 2) masked node feature reconstruction. Experimental results on real datasets demonstrate that the proposed PMGT model effectively exploits the multimodality side information to achieve better accuracies in downstream tasks including item recommendation, item classification, and click-through ratio prediction. We also report a case study of testing the proposed PMGT model in an online setting with 600 thousand users.

Lu Jinzhi, Ma Junda, Xiaochen Zheng et al.

Model-based systems engineering (MBSE) provides an important capability for managing the complexities of system development. MBSE empowers the formalisms of system architectures for supporting model-based requirement elicitation, specification, design, development, testing, fielding, etc. However, the modeling languages and techniques are quite heterogeneous, even within the same enterprise system, which creates difficulties for data interoperability. The discrepancies among data structures and language syntaxes make information exchange among MBSE models even more difficult, resulting in considerable information deviations when connecting data flows across the enterprise. For this reason, this paper presents an ontology based upon graphs, objects, points, properties, roles, and relationships with entensions (GOPPRRE), providing meta models that support the various lifecycle stages of MBSE formalisms. In particular, knowledge-graph models are developed to support unified model representations to further implement ontological data integration based on GOPPRRE throughout the entire lifecycle. The applicability of the MBSE formalism is verified using quantitative and qualitative approaches. Moreover, the GOPPRRE ontologies are generated from the MBSE language formalisms in a domain-specific modeling tool, \textit{MetaGraph} in order to evaluate its availiablity. The results demonstrate that the proposed ontology supports both formal structures and the descriptive logic of the systems engineering lifecycle.

Qianhui Wu, Zijia Lin, Guoxin Wang et al.

For languages with no annotated resources, transferring knowledge from rich-resource languages is an effective solution for named entity recognition (NER). While all existing methods directly transfer from source-learned model to a target language, in this paper, we propose to fine-tune the learned model with a few similar examples given a test case, which could benefit the prediction by leveraging the structural and semantic information conveyed in such similar examples. To this end, we present a meta-learning algorithm to find a good model parameter initialization that could fast adapt to the given test case and propose to construct multiple pseudo-NER tasks for meta-training by computing sentence similarities. To further improve the model's generalization ability across different languages, we introduce a masking scheme and augment the loss function with an additional maximum term during meta-training. We conduct extensive experiments on cross-lingual named entity recognition with minimal resources over five target languages. The results show that our approach significantly outperforms existing state-of-the-art methods across the board.

Yuying Zhu, Guoxin Wang, Börje F. Karlsson

Named entity recognition (NER) in Chinese is essential but difficult because of the lack of natural delimiters. Therefore, Chinese Word Segmentation (CWS) is usually considered as the first step for Chinese NER. However, models based on word-level embeddings and lexicon features often suffer from segmentation errors and out-of-vocabulary (OOV) words. In this paper, we investigate a Convolutional Attention Network called CAN for Chinese NER, which consists of a character-based convolutional neural network (CNN) with local-attention layer and a gated recurrent unit (GRU) with global self-attention layer to capture the information from adjacent characters and sentence contexts. Also, compared to other models, not depending on any external resources like lexicons and employing small size of char embeddings make our model more practical. Extensive experimental results show that our approach outperforms state-of-the-art methods without word embedding and external lexicon resources on different domain datasets including Weibo, MSRA and Chinese Resume NER dataset.