Hanjie Chen

Hanjie Chen, Faeze Brahman, Xiang Ren et al.

Generating free-text rationales is a promising step towards explainable NLP, yet evaluating such rationales remains a challenge. Existing metrics have mostly focused on measuring the association between the rationale and a given label. We argue that an ideal metric should focus on the new information uniquely provided in the rationale that is otherwise not provided in the input or the label. We investigate this research problem from an information-theoretic perspective using conditional V-information (Hewitt et al., 2021). More concretely, we propose a metric called REV (Rationale Evaluation with conditional V-information), to quantify the amount of new, label-relevant information in a rationale beyond the information already available in the input or the label. Experiments across four benchmarks with reasoning tasks, including chain-of-thought, demonstrate the effectiveness of REV in evaluating rationale-label pairs, compared to existing metrics. We further demonstrate REV is consistent with human judgments on rationale evaluations and provides more sensitive measurements of new information in free-text rationales. When used alongside traditional performance metrics, REV provides deeper insights into models' reasoning and prediction processes.

Aaron Chan, Zhiyuan Zeng, Wyatt Lake et al. · meta-ai

Language models (LMs) have yielded impressive results on many language reasoning tasks, but their unexpected errors raise doubts about their reasoning abilities. In light of this, there is growing interest in finetuning/prompting LMs with both task instances and their associated free-text rationales (FTRs), which explain the correct reasoning process for predicting the correct task output (i.e., how to be "right for the right reasons"). However, existing finetuning methods fail to improve LM performance, while prompting needs prohibitively large (i.e., >50B) LMs to work well. We propose KNIFE, which shows that reasoning knowledge can be effectively distilled from FTRs into a small (i.e., <1B) LM and improve the LM's performance. First, KNIFE finetunes a teacher LM (given task input and FTR) to predict the task output, transferring reasoning knowledge from the FTRs to the teacher's hidden states. Second, KNIFE finetunes a student LM (given task input only) such that its hidden states are aligned with the teacher's. Thus, the student is endowed with reasoning knowledge but can be used for inference without direct FTR input. On two question-answering datasets, KNIFE outperforms various finetuning and prompting baselines in fully-supervised and low-resource settings. Also, we observe that FTR quality is crucial to KNIFE's performance.

Arshdeep Sekhon, Hanjie Chen, Aman Shrivastava et al.

Recent NLP literature has seen growing interest in improving model interpretability. Along this direction, we propose a trainable neural network layer that learns a global interaction graph between words and then selects more informative words using the learned word interactions. Our layer, we call WIGRAPH, can plug into any neural network-based NLP text classifiers right after its word embedding layer. Across multiple SOTA NLP models and various NLP datasets, we demonstrate that adding the WIGRAPH layer substantially improves NLP models' interpretability and enhances models' prediction performance at the same time.

Hanjie Chen, Yangfeng Ji

Neural language models show vulnerability to adversarial examples which are semantically similar to their original counterparts with a few words replaced by their synonyms. A common way to improve model robustness is adversarial training which follows two steps-collecting adversarial examples by attacking a target model, and fine-tuning the model on the augmented dataset with these adversarial examples. The objective of traditional adversarial training is to make a model produce the same correct predictions on an original/adversarial example pair. However, the consistency between model decision-makings on two similar texts is ignored. We argue that a robust model should behave consistently on original/adversarial example pairs, that is making the same predictions (what) based on the same reasons (how) which can be reflected by consistent interpretations. In this work, we propose a novel feature-level adversarial training method named FLAT. FLAT aims at improving model robustness in terms of both predictions and interpretations. FLAT incorporates variational word masks in neural networks to learn global word importance and play as a bottleneck teaching the model to make predictions based on important words. FLAT explicitly shoots at the vulnerability problem caused by the mismatch between model understandings on the replaced words and their synonyms in original/adversarial example pairs by regularizing the corresponding global word importance scores. Experiments show the effectiveness of FLAT in improving the robustness with respect to both predictions and interpretations of four neural network models (LSTM, CNN, BERT, and DeBERTa) to two adversarial attacks on four text classification tasks. The models trained via FLAT also show better robustness than baseline models on unforeseen adversarial examples across different attacks.

Hanjie Chen, Guoqing Zheng, Ahmed Hassan Awadallah et al.

Although adapting pre-trained language models with few examples has shown promising performance on text classification, there is a lack of understanding of where the performance gain comes from. In this work, we propose to answer this question by interpreting the adaptation behavior using post-hoc explanations from model predictions. By modeling feature statistics of explanations, we discover that (1) without fine-tuning, pre-trained models (e.g. BERT and RoBERTa) show strong prediction bias across labels; (2) although few-shot fine-tuning can mitigate the prediction bias and demonstrate promising prediction performance, our analysis shows models gain performance improvement by capturing non-task-related features (e.g. stop words) or shallow data patterns (e.g. lexical overlaps). These observations alert that pursuing model performance with fewer examples may incur pathological prediction behavior, which requires further sanity check on model predictions and careful design in model evaluations in few-shot fine-tuning.

Hanjie Chen, Zhouxiang Fang, Yash Singla et al.

LLMs have demonstrated impressive performance in answering medical questions, such as achieving passing scores on medical licensing examinations. However, medical board exams or general clinical questions do not capture the complexity of realistic clinical cases. Moreover, the lack of reference explanations means we cannot easily evaluate the reasoning of model decisions, a crucial component of supporting doctors in making complex medical decisions. To address these challenges, we construct two new datasets: JAMA Clinical Challenge and Medbullets.\footnote{Datasets and code are available at \url{https://github.com/HanjieChen/ChallengeClinicalQA}.} JAMA Clinical Challenge consists of questions based on challenging clinical cases, while Medbullets comprises simulated clinical questions. Both datasets are structured as multiple-choice question-answering tasks, accompanied by expert-written explanations. We evaluate seven LLMs on the two datasets using various prompts. Experiments demonstrate that our datasets are harder than previous benchmarks. In-depth automatic and human evaluations of model-generated explanations provide insights into the promise and deficiency of LLMs for explainable medical QA.

Ruixuan Tang, Hanjie Chen, Yangfeng Ji

Some recent works observed the instability of post-hoc explanations when input side perturbations are applied to the model. This raises the interest and concern in the stability of post-hoc explanations. However, the remaining question is: is the instability caused by the neural network model or the post-hoc explanation method? This work explores the potential source that leads to unstable post-hoc explanations. To separate the influence from the model, we propose a simple output probability perturbation method. Compared to prior input side perturbation methods, the output probability perturbation method can circumvent the neural model's potential effect on the explanations and allow the analysis on the explanation method. We evaluate the proposed method with three widely-used post-hoc explanation methods (LIME (Ribeiro et al., 2016), Kernel Shapley (Lundberg and Lee, 2017a), and Sample Shapley (Strumbelj and Kononenko, 2010)). The results demonstrate that the post-hoc methods are stable, barely producing discrepant explanations under output probability perturbations. The observation suggests that neural network models may be the primary source of fragile explanations.

Wanyu Du, Hanjie Chen, Yangfeng Ji

In task-oriented dialogue systems, response generation from meaning representations (MRs) often suffers from limited training examples, due to the high cost of annotating MR-to-Text pairs. Previous works on self-training leverage fine-tuned conversational models to automatically generate pseudo-labeled MR-to-Text pairs for further fine-tuning. However, some self-augmented data may be noisy or uninformative for the model to learn from. In this work, we propose a two-phase self-augmentation procedure to generate high-quality pseudo-labeled MR-to-Text pairs: the first phase selects the most informative MRs based on model's prediction uncertainty; with the selected MRs, the second phase generates accurate responses by aggregating multiple perturbed latent representations from each MR. Empirical experiments on two benchmark datasets, FewShotWOZ and FewShotSGD, show that our method generally outperforms existing self-training methods on both automatic and human evaluations.

Haotian Xia, Zhengbang Yang, Junbo Zou et al.

Multimodal Large Language Models (MLLMs) are advancing the ability to reason about complex sports scenarios by integrating textual and visual information. To comprehensively evaluate their capabilities, we introduce SPORTU, a benchmark designed to assess MLLMs across multi-level sports reasoning tasks. SPORTU comprises two key components: SPORTU-text, featuring 900 multiple-choice questions with human-annotated explanations for rule comprehension and strategy understanding. This component focuses on testing models' ability to reason about sports solely through question-answering (QA), without requiring visual inputs; SPORTU-video, consisting of 1,701 slow-motion video clips across 7 different sports and 12,048 QA pairs, designed to assess multi-level reasoning, from simple sports recognition to complex tasks like foul detection and rule application. We evaluate four prevalent LLMs mainly utilizing few-shot learning paradigms supplemented by chain-of-thought (CoT) prompting on the SPORTU-text part. We evaluate four LLMs using few-shot learning and chain-of-thought (CoT) prompting on SPORTU-text. GPT-4o achieves the highest accuracy of 71%, but still falls short of human-level performance, highlighting room for improvement in rule comprehension and reasoning. The evaluation for the SPORTU-video part includes 7 proprietary and 6 open-source MLLMs. Experiments show that models fall short on hard tasks that require deep reasoning and rule-based understanding. Claude-3.5-Sonnet performs the best with only 52.6% accuracy on the hard task, showing large room for improvement. We hope that SPORTU will serve as a critical step toward evaluating models' capabilities in sports understanding and reasoning.

Xiongtao Zhou, Jie He, Lanyu Chen et al.

Multimodal Chain of Thought (MCoT) is a popular prompting strategy for improving the performance of multimodal large language models (MLLMs) across a range of complex reasoning tasks. Despite its popularity, there is a notable absence of automated methods for evaluating the quality of reasoning steps in MCoT. To address this gap, we propose Multimodal Chain-of-Thought Evaluation (MiCEval), a framework designed to assess the correctness of reasoning chains by evaluating the quality of both the description and each reasoning step. The evaluation of the description component focuses on the accuracy of the image descriptions, while the reasoning step evaluates the quality of each step as it is conditionally generated based on the preceding steps. MiCEval is built upon a fine-grained dataset with annotations that rate each step according to correctness, relevance, and informativeness. Extensive experiments on four state-of-the-art MLLMs show that step-wise evaluations using MiCEval align more closely with human judgments compared to existing methods based on cosine similarity or fine-tuning approaches. MiCEval datasets and code can be found in https://github.com/alenai97/MiCEval.

Chunyuan Deng, Ruidi Chang, Hanjie Chen

Recent advancements in language models (LMs) have marked a shift toward the growing importance of post-training. Yet, post-training approaches such as supervised fine-tuning (SFT) do not guarantee the effective use of knowledge acquired during pretraining. We therefore introduce InfoSteer, a lightweight method that encourages parametric information utilization in LMs during post-training. Specifically, InfoSteer treats the feed-forward network (FFN) layer as associate key-value memory and promotes the use of stored memory vectors via forward-pass interventions or regularization during backpropagation. This simple guidance during post-training phase yields consistent performance improvements across diverse model families -- including Qwen, Gemma and Llama -- spanning 15 downstream tasks in both in-distribution (ID) and out-of-distribution (OOD) evaluations. Beyond performance gains, we also find that steered LMs can adaptively allocate information by placing more emphasis on generating semantically meaningful tokens, while using fewer resources on simple transition ones (e.g., `\texttt{,}' or `\texttt{and}'). Our work underscores that vanilla post-training does not fully exploit the potential gained during pre-training, and that steering LMs in latent representation space offers a promising approach to enhance both performance and interpretability. The code is available at: https://github.com/chili-lab/InfoSteer.

Zhengping Jiang, Yining Lu, Hanjie Chen et al.

Free-text rationales play a pivotal role in explainable NLP, bridging the knowledge and reasoning gaps behind a model's decision-making. However, due to the diversity of potential reasoning paths and a corresponding lack of definitive ground truth, their evaluation remains a challenge. Existing evaluation metrics rely on the degree to which a rationale supports a target label, but we find these fall short in evaluating rationales that inadvertently leak the labels. To address this problem, we propose RORA, a Robust free-text Rationale evaluation against label leakage. RORA quantifies the new information supplied by a rationale to justify the label. This is achieved by assessing the conditional V-information \citep{hewitt-etal-2021-conditional} with a predictive family robust against leaky features that can be exploited by a small model. RORA consistently outperforms existing approaches in evaluating human-written, synthetic, or model-generated rationales, particularly demonstrating robustness against label leakage. We also show that RORA aligns well with human judgment, providing a more reliable and accurate measurement across diverse free-text rationales.

Sean Wang, Yicheng Jiang, Yuxin Tang et al.

Uncertainty Quantification (UQ) for Natural Language Generation (NLG) is crucial for assessing the performance of Large Language Models (LLMs), as it reveals confidence in predictions, identifies failure modes, and gauges output reliability. Conformal Prediction (CP), a model-agnostic method that generates prediction sets with a specified error rate, has been adopted for UQ in classification tasks, where the size of the prediction set indicates the model's uncertainty. However, when adapting CP to NLG, the sampling-based method for generating candidate outputs cannot guarantee the inclusion of the ground truth, limiting its applicability across a wide range of error rates. To address this, we propose \ourmethod, a method that explicitly adds the ground truth to the candidate outputs and uses logit scores to measure nonconformity. Our experiments with six LLMs on four NLG tasks show that \ourmethod outperforms baseline methods in calibrating error rates and empirical cover rates, offering accurate UQ across a wide range of user-specified error rates.

Ruidi Chang, Chunyuan Deng, Hanjie Chen

Superposition refers to encoding representations of multiple features within a single neuron, which is common in deep neural networks. This property allows neurons to combine and represent multiple features, enabling the model to capture intricate information and handle complex tasks. Despite promising performance, the model's interpretability has been diminished. This paper presents a novel approach to enhance model interpretability by regularizing feature superposition. We introduce SAFR, which simply applies regularizations to the loss function to promote monosemantic representations for important tokens while encouraging polysemanticity for correlated token pairs, where important tokens and correlated token pairs are identified via VMASK and attention weights respectively. We evaluate SAFR with a transformer model on two classification tasks. Experiments demonstrate the effectiveness of SAFR in improving model interpretability without compromising prediction performance. Besides, SAFR provides explanations by visualizing the neuron allocation within the intermediate layers.

Ruidi Chang, Chunyuan Deng, Hanjie Chen

Transformer-based language models have achieved state-of-the-art performance in natural language generation (NLG) tasks, yet their internal mechanisms for synthesizing task-relevant information remain insufficiently understood. While prior studies suggest that intermediate layers often yield more generalizable representations than final layers, how this generalization ability emerges and propagates across layers during training remains unclear. To address this gap, we propose InfoRidge, an information-theoretic framework, to characterize how predictive information-the mutual information between hidden representations and target outputs-varies across depth. Estimating this quantity enables us to trace the flow of task-relevant information throughout the model during training. Our experiments across various models and datasets reveal a consistent non-monotonic trend: predictive information peaks in upper-middle layers-forming a generalization ridge-before declining in final layers, reflecting a transition between generalization and memorization. To further investigate this phenomenon, we introduce residual scaling coefficients-trainable scalar parameters applied to each residual block-which serve as functional probes for assessing the relative importance of individual transformer layers. These coefficients reveal that, under distribution shift, models downweight final layers and increasingly rely on ridge layers, highlighting their role in generalization. Together, these findings offer new insights into the internal mechanisms of transformers and underscore the critical role of intermediate layers in supporting generalization.

Haotian Xia, Zhengbang Yang, Yun Zhao et al.

Recent integration of Natural Language Processing (NLP) and multimodal models has advanced the field of sports analytics. This survey presents a comprehensive review of the datasets and applications driving these innovations post-2020. We overviewed and categorized datasets into three primary types: language-based, multimodal, and convertible datasets. Language-based and multimodal datasets are for tasks involving text or multimodality (e.g., text, video, audio), respectively. Convertible datasets, initially single-modal (video), can be enriched with additional annotations, such as explanations of actions and video descriptions, to become multimodal, offering future potential for richer and more diverse applications. Our study highlights the contributions of these datasets to various applications, from improving fan experiences to supporting tactical analysis and medical diagnostics. We also discuss the challenges and future directions in dataset development, emphasizing the need for diverse, high-quality data to support real-time processing and personalized user experiences. This survey provides a foundational resource for researchers and practitioners aiming to leverage NLP and multimodal models in sports, offering insights into current trends and future opportunities in the field.

Haiyan Zhao, Hanjie Chen, Fan Yang et al.

Large language models (LLMs) have demonstrated impressive capabilities in natural language processing. However, their internal mechanisms are still unclear and this lack of transparency poses unwanted risks for downstream applications. Therefore, understanding and explaining these models is crucial for elucidating their behaviors, limitations, and social impacts. In this paper, we introduce a taxonomy of explainability techniques and provide a structured overview of methods for explaining Transformer-based language models. We categorize techniques based on the training paradigms of LLMs: traditional fine-tuning-based paradigm and prompting-based paradigm. For each paradigm, we summarize the goals and dominant approaches for generating local explanations of individual predictions and global explanations of overall model knowledge. We also discuss metrics for evaluating generated explanations, and discuss how explanations can be leveraged to debug models and improve performance. Lastly, we examine key challenges and emerging opportunities for explanation techniques in the era of LLMs in comparison to conventional machine learning models.

Hanjie Chen, Wanyu Du, Yangfeng Ji

Predictive uncertainty estimation of pre-trained language models is an important measure of how likely people can trust their predictions. However, little is known about what makes a model prediction uncertain. Explaining predictive uncertainty is an important complement to explaining prediction labels in helping users understand model decision making and gaining their trust on model predictions, while has been largely ignored in prior works. In this work, we propose to explain the predictive uncertainty of pre-trained language models by extracting uncertain words from existing model explanations. We find the uncertain words are those identified as making negative contributions to prediction labels, while actually explaining the predictive uncertainty. Experiments show that uncertainty explanations are indispensable to explaining models and helping humans understand model prediction behavior.

Sanchit Sinha, Hanjie Chen, Arshdeep Sekhon et al.

Interpretability methods like Integrated Gradient and LIME are popular choices for explaining natural language model predictions with relative word importance scores. These interpretations need to be robust for trustworthy NLP applications in high-stake areas like medicine or finance. Our paper demonstrates how interpretations can be manipulated by making simple word perturbations on an input text. Via a small portion of word-level swaps, these adversarial perturbations aim to make the resulting text semantically and spatially similar to its seed input (therefore sharing similar interpretations). Simultaneously, the generated examples achieve the same prediction label as the seed yet are given a substantially different explanation by the interpretation methods. Our experiments generate fragile interpretations to attack two SOTA interpretation methods, across three popular Transformer models and on two different NLP datasets. We observe that the rank order correlation drops by over 20% when less than 10% of words are perturbed on average. Further, rank-order correlation keeps decreasing as more words get perturbed. Furthermore, we demonstrate that candidates generated from our method have good quality metrics.

Hanjie Chen, Song Feng, Jatin Ganhotra et al.

Explaining neural network models is important for increasing their trustworthiness in real-world applications. Most existing methods generate post-hoc explanations for neural network models by identifying individual feature attributions or detecting interactions between adjacent features. However, for models with text pairs as inputs (e.g., paraphrase identification), existing methods are not sufficient to capture feature interactions between two texts and their simple extension of computing all word-pair interactions between two texts is computationally inefficient. In this work, we propose the Group Mask (GMASK) method to implicitly detect word correlations by grouping correlated words from the input text pair together and measure their contribution to the corresponding NLP tasks as a whole. The proposed method is evaluated with two different model architectures (decomposable attention model and BERT) across four datasets, including natural language inference and paraphrase identification tasks. Experiments show the effectiveness of GMASK in providing faithful explanations to these models.

Hanjie Chen, Yangfeng Ji

To build an interpretable neural text classifier, most of the prior work has focused on designing inherently interpretable models or finding faithful explanations. A new line of work on improving model interpretability has just started, and many existing methods require either prior information or human annotations as additional inputs in training. To address this limitation, we propose the variational word mask (VMASK) method to automatically learn task-specific important words and reduce irrelevant information on classification, which ultimately improves the interpretability of model predictions. The proposed method is evaluated with three neural text classifiers (CNN, LSTM, and BERT) on seven benchmark text classification datasets. Experiments show the effectiveness of VMASK in improving both model prediction accuracy and interpretability.

Hanjie Chen, Guangtao Zheng, Yangfeng Ji

Generating explanations for neural networks has become crucial for their applications in real-world with respect to reliability and trustworthiness. In natural language processing, existing methods usually provide important features which are words or phrases selected from an input text as an explanation, but ignore the interactions between them. It poses challenges for humans to interpret an explanation and connect it to model prediction. In this work, we build hierarchical explanations by detecting feature interactions. Such explanations visualize how words and phrases are combined at different levels of the hierarchy, which can help users understand the decision-making of black-box models. The proposed method is evaluated with three neural text classifiers (LSTM, CNN, and BERT) on two benchmark datasets, via both automatic and human evaluations. Experiments show the effectiveness of the proposed method in providing explanations that are both faithful to models and interpretable to humans.

Hanjie Chen, Yangfeng Ji

Sentiment analysis has been widely used by businesses for social media opinion mining, especially in the financial services industry, where customers' feedbacks are critical for companies. Recent progress of neural network models has achieved remarkable performance on sentiment classification, while the lack of classification interpretation may raise the trustworthy and many other issues in practice. In this work, we study the problem of improving the explainability of existing sentiment classifiers. We propose two data augmentation methods that create additional training examples to help improve model explainability: one method with a predefined sentiment word list as external knowledge and the other with adversarial examples. We test the proposed methods on both CNN and RNN classifiers with three benchmark sentiment datasets. The model explainability is assessed by both human evaluators and a simple automatic evaluation measurement. Experiments show the proposed data augmentation methods significantly improve the explainability of both neural classifiers.