Rui Wen

Ziqing Yang, Yixin Wu, Rui Wen et al.

With the rapid adoption of large language models (LLMs), conversational AI agents have become widely deployed across real-world applications. To enhance safety, these agents are often equipped with guardrails that moderate harmful content. Identifying the guardrails in an agent thus becomes critical for adversaries to understand the system and design guard-specific attacks. In this work, we introduce AP-Test, a novel approach that leverages guard-specific adversarial prompts to detect the identity of guardrails deployed in black-box AI agents. Our method addresses key challenges in this task, including the influence of safety-aligned LLMs and other guardrails, as well as a lack of principled decision-making strategies. AP-Test employs two complementary testing strategies, input and output guard tests, and a new metric, match score, to enable robust identification. Experiments across diverse agents and four open-source guardrails demonstrate that AP-Test achieves perfect classification accuracy in multiple scenarios. Ablation studies further highlight the necessity of our proposed components. Our findings reveal a practical path toward guardrail identification in real-world AI systems.

Rui Wen, Tianhao Wang, Michael Backes et al.

Large Language Models (LLMs) are powerful tools for natural language processing, enabling novel applications and user experiences. However, to achieve optimal performance, LLMs often require adaptation with private data, which poses privacy and security challenges. Several techniques have been proposed to adapt LLMs with private data, such as Low-Rank Adaptation (LoRA), Soft Prompt Tuning (SPT), and In-Context Learning (ICL), but their comparative privacy and security properties have not been systematically investigated. In this work, we fill this gap by evaluating the robustness of LoRA, SPT, and ICL against three types of well-established attacks: membership inference, which exposes data leakage (privacy); backdoor, which injects malicious behavior (security); and model stealing, which can violate intellectual property (privacy and security). Our results show that there is no silver bullet for privacy and security in LLM adaptation and each technique has different strengths and weaknesses.