6.8DCMay 24Code
Optimistic, Signature-Free Reliable Broadcast and Its ApplicationsNibesh Shrestha, Qianyu Yu, Aniket Kate et al.
Reliable broadcast (RBC) is a key primitive in fault-tolerant distributed systems, and improving its efficiency can benefit a wide range of applications. This work focuses on signature-free RBC protocols, which are particularly attractive due to their computational efficiency. Existing protocols in this setting incur an optimal 3 steps to reach a decision while tolerating up to $f < n/3$ Byzantine faults, where $n$ is the number of parties. In this work, we propose an optimistic RBC protocol that maintains the $f < n/3$ fault tolerance but achieves termination in just 2 steps under certain optimistic conditions--when at least $\lceil \frac{n+2f-2}{2} \rceil$ non-broadcaster parties behave honestly. We also prove a matching lower bound on the number of honest parties required for 2-step termination. We show that our latency-reduction technique generalizes beyond RBC and applies to other primitives such as asynchronous verifiable secret sharing (AVSS) and asynchronous verifiable information dispersal (AVID), enabling them to complete in 2 steps under similar optimistic conditions. To highlight the practical impact of our RBC protocol, we integrate it into Sailfish++, a new signature-free, post-quantum secure DAG-based Byzantine fault-tolerant (BFT) consensus protocol. Under optimistic conditions, this protocol achieves a commit latency of 3 steps--matching the performance of the best signature-based protocols. Our experimental evaluation shows that our protocol significantly outperforms existing post-quantum secure and signature-based protocols, even on machines with limited CPU resources. In contrast, signature-based protocols require high CPU capacity to achieve comparable performance. We have open-sourced our Rust implementation of Sailfish++ to facilitate reproducible results.
7.4CRMay 4
Proof-of-Learning with Incentive SecurityZishuo Zhao, Zhixuan Fang, Xuechao Wang et al.
Most concurrent blockchain systems rely heavily on the Proof-of-Work (PoW) or Proof-of-Stake (PoS) mechanisms for decentralized consensus and security assurance. However, the substantial energy expenditure stemming from computationally intensive yet meaningless tasks has raised considerable concerns surrounding traditional PoW approaches, The PoS mechanism, while free of energy consumption, is subject to security and economic issues. Addressing these issues, the paradigm of Proof-of-Useful-Work (PoUW) seeks to employ challenges of practical significance as PoW, thereby imbuing energy consumption with tangible value. While previous efforts in Proof of Learning (PoL) explored the utilization of deep learning model training SGD tasks as PoUW challenges, recent research has revealed its vulnerabilities to adversarial attacks and the theoretical hardness in crafting a byzantine-secure PoL mechanism. In this paper, we introduce the concept of incentive-security that incentivizes rational provers to behave honestly for their best interest, bypassing the existing hardness to design a PoL mechanism with computational efficiency, a provable incentive-security guarantee and controllable difficulty. Particularly, our work is secure against two attacks, and also improves the computational overhead from $Θ(1)$ to $O(\frac{\log E}{E})$. Furthermore, while most recent research assumes trusted problem providers and verifiers, our design also guarantees frontend incentive-security even when problem providers are untrusted, and verifier incentive-security that bypasses the Verifier's Dilemma. By incorporating ML training into blockchain consensus mechanisms with provable guarantees, our research not only proposes an eco-friendly solution to blockchain systems, but also provides a proposal for a completely decentralized computing power market in the new AI age.
7.0CRApr 10
TetraBFT: Reducing Latency of Unauthenticated, Responsive BFT ConsensusQianyu Yu, Giuliano Losa, Xuechao Wang
This paper presents TetraBFT, a novel unauthenticated Byzantine fault tolerant protocol for solving consensus in partial synchrony, eliminating the need for public key cryptography and ensuring resilience against computationally unbounded adversaries. TetraBFT has several compelling features: it necessitates only constant local storage, has optimal communication complexity, satisfies optimistic responsiveness -- allowing the protocol to operate at actual network speeds under ideal conditions -- and can achieve consensus in just 5 message delays, which outperforms all known unauthenticated protocols achieving the other properties listed. We validate the correctness of TetraBFT through rigorous security analysis and formal verification. Furthermore, we extend TetraBFT into a multi-shot, chained consensus protocol, making a pioneering effort in applying pipelining techniques to unauthenticated protocols. This positions TetraBFT as a practical and deployable solution for blockchain systems aiming for high efficiency.
Minotaur: Multi-Resource Blockchain ConsensusMatthias Fitzi, Xuechao Wang, Sreeram Kannan et al.
Resource-based consensus is the backbone of permissionless distributed ledger systems. The security of such protocols relies fundamentally on the level of resources actively engaged in the system. The variety of different resources (and related proof protocols, some times referred to as PoX in the literature) raises the fundamental question whether it is possible to utilize many of them in tandem and build multi-resource consensus protocols. The challenge in combining different resources is to achieve fungibility between them, in the sense that security would hold as long as the cumulative adversarial power across all resources is bounded. In this work, we put forth Minotaur, a multi-resource blockchain consensus protocol that combines proof-of-work (PoW) and proof-of-stake (PoS), and we prove it optimally fungible. At the core of our design, Minotaur operates in epochs while continuously sampling the active computational power to provide a fair exchange between the two resources, work and stake. Further, we demonstrate the ability of Minotaur to handle a higher degree of work fluctuation as compared to the Bitcoin blockchain; we also generalize Minotaur to any number of resources. We demonstrate the simplicity of Minotaur via implementing a full stack client in Rust (available open source). We use the client to test the robustness of Minotaur to variable mining power and combined work/stake attacks and demonstrate concrete empirical evidence towards the suitability of Minotaur to serve as the consensus layer of a real-world blockchain.
4.2CRApr 13, 2024
Proof-of-Learning with Incentive SecurityZishuo Zhao, Zhixuan Fang, Xuechao Wang et al.
Most concurrent blockchain systems rely heavily on the Proof-of-Work (PoW) or Proof-of-Stake (PoS) mechanisms for decentralized consensus and security assurance. However, the substantial energy expenditure stemming from computationally intensive yet meaningless tasks has raised considerable concerns surrounding traditional PoW approaches, The PoS mechanism, while free of energy consumption, is subject to security and economic issues. Addressing these issues, the paradigm of Proof-of-Useful-Work (PoUW) seeks to employ challenges of practical significance as PoW, thereby imbuing energy consumption with tangible value. While previous efforts in Proof of Learning (PoL) explored the utilization of deep learning model training SGD tasks as PoUW challenges, recent research has revealed its vulnerabilities to adversarial attacks and the theoretical hardness in crafting a byzantine-secure PoL mechanism. In this paper, we introduce the concept of incentive-security that incentivizes rational provers to behave honestly for their best interest, bypassing the existing hardness to design a PoL mechanism with computational efficiency, a provable incentive-security guarantee and controllable difficulty. Particularly, our work is secure against two attacks, and also improves the computational overhead from $Θ(1)$ to $O(\frac{\log E}{E})$. Furthermore, while most recent research assumes trusted problem providers and verifiers, our design also guarantees frontend incentive-security even when problem providers are untrusted, and verifier incentive-security that bypasses the Verifier's Dilemma. By incorporating ML training into blockchain consensus mechanisms with provable guarantees, our research not only proposes an eco-friendly solution to blockchain systems, but also provides a proposal for a completely decentralized computing power market in the new AI age.
6.4CROct 15, 2025
Nondeterminism-Aware Optimistic Verification for Floating-Point Neural NetworksJianzhu Yao, Hongxu Su, Taobo Liao et al.
Neural networks increasingly run on hardware outside the user's control (cloud GPUs, inference marketplaces). Yet ML-as-a-Service reveals little about what actually ran or whether returned outputs faithfully reflect the intended inputs. Users lack recourse against service downgrades (model swaps, quantization, graph rewrites, or discrepancies like altered ad embeddings). Verifying outputs is hard because floating-point(FP) execution on heterogeneous accelerators is inherently nondeterministic. Existing approaches are either impractical for real FP neural networks or reintroduce vendor trust. We present NAO: a Nondeterministic tolerance Aware Optimistic verification protocol that accepts outputs within principled operator-level acceptance regions rather than requiring bitwise equality. NAO combines two error models: (i) sound per-operator IEEE-754 worst-case bounds and (ii) tight empirical percentile profiles calibrated across hardware. Discrepancies trigger a Merkle-anchored, threshold-guided dispute game that recursively partitions the computation graph until one operator remains, where adjudication reduces to a lightweight theoretical-bound check or a small honest-majority vote against empirical thresholds. Unchallenged results finalize after a challenge window, without requiring trusted hardware or deterministic kernels. We implement NAO as a PyTorch-compatible runtime and a contract layer currently deployed on Ethereum Holesky testnet. The runtime instruments graphs, computes per-operator bounds, and runs unmodified vendor kernels in FP32 with negligible overhead (0.3% on Qwen3-8B). Across CNNs, Transformers and diffusion models on A100, H100, RTX6000, RTX4090, empirical thresholds are $10^2-10^3$ times tighter than theoretical bounds, and bound-aware adversarial attacks achieve 0% success. NAO reconciles scalability with verifiability for real-world heterogeneous ML compute.
10.7CRMay 6, 2021
Securing Parallel-chain Protocols under Variable Mining PowerXuechao Wang, Viswa Virinchi Muppirala, Lei Yang et al.
Several emerging PoW blockchain protocols rely on a "parallel-chain" architecture for scaling, where instead of a single chain, multiple chains are run in parallel and aggregated. A key requirement of practical PoW blockchains is to adapt to mining power variations over time. In this paper, we consider the design of provably secure parallel-chain protocols which can adapt to such mining power variations. The Bitcoin difficulty adjustment rule adjusts the difficulty target of block mining periodically to get a constant mean inter-block time. While superficially simple, the rule has proved itself to be sophisticated and successfully secure, both in practice and in theory. We show that natural adaptations of the Bitcoin adjustment rule to the parallel-chain case open the door to subtle, but catastrophic safety and liveness breaches. We uncover a meta-design principle that allow us to design variable mining difficulty protocols for three popular PoW blockchain proposals (Prism, OHIE, and Fruitchains) inside a common rubric. The principle has three components:(M1) a pivot chain, based on which blocks in all chains choose difficulty, (M2) a monotonicity condition for referencing pivot chain blocks and (M3) translating additional protocol aspects from using levels (depth) to using "difficulty levels". We show that protocols employing a subset of these principles may have catastrophic failures. The security of the designs is also proved using a common rubric - the key technical challenge involves analyzing the interaction between the pivot chain and the other chains, as well as bounding the sudden changes in difficulty target experienced in non-pivot chains. We empirically investigate the responsivity of the new mining difficulty rule via simulations based on historical Bitcoin data, and find that the protocol very effectively controls the forking rate across all the chains.
8.8CROct 26, 2020
Blockchain CAP Theorem Allows User-Dependent Adaptivity and FinalitySuryanarayana Sankagiri, Xuechao Wang, Sreeram Kannan et al.
Longest-chain blockchain protocols, such as Bitcoin, guarantee liveness even when the number of actively participating users is variable, i.e., they are adaptive. However, they are not safe under network partitions, i.e., they do not guarantee finality. On the other hand, classical blockchain protocols, like PBFT, achieve finality but not adaptivity. Indeed, the CAP theorem in the context of blockchains asserts that no protocol can simultaneously offer both adaptivity and finality. We propose a new blockchain protocol, called the checkpointed longest chain, that offers individual users the choice between finality and adaptivity instead of imposing it at a system-wide level. This protocol's salient feature is that it supports two distinct confirmation rules: one that guarantees adaptivity and the other finality. The more optimistic adaptive rule always confirms blocks that are marked as finalized by the more conservative rule, and may possibly confirm more blocks during variable participation levels. Clients (users) make a local choice between the confirmation rules as per their personal preference, while miners follow a fixed block proposal rule that is consistent with both confirmation rules. The proposed protocol has the additional benefit of intrinsic validity: the finalized blocks always lie on a single blockchain, and therefore miners can attest to the validity of transactions while proposing blocks. Our protocol builds on the notion of a finality gadget, a popular technique for adding finality to longest-chain protocols.
23.4CRMay 21, 2020
Everything is a Race and Nakamoto Always WinsAmir Dembo, Sreeram Kannan, Ertem Nusret Tas et al.
Nakamoto invented the longest chain protocol, and claimed its security by analyzing the private double-spend attack, a race between the adversary and the honest nodes to grow a longer chain. But is it the worst attack? We answer the question in the affirmative for three classes of longest chain protocols, designed for different consensus models: 1) Nakamoto's original Proof-of-Work protocol; 2) Ouroboros and SnowWhite Proof-of-Stake protocols; 3) Chia Proof-of-Space protocol. As a consequence, exact characterization of the maximum tolerable adversary power is obtained for each protocol as a function of the average block time normalized by the network delay. The security analysis of these protocols is performed in a unified manner by a novel method of reducing all attacks to a race between the adversary and the honest nodes.
Practical Low Latency Proof of Work ConsensusLei Yang, Xuechao Wang, Vivek Bagaria et al.
Bitcoin is the first fully-decentralized permissionless blockchain protocol to achieve a high level of security, but at the expense of poor throughput and latency. Scaling the performance of Bitcoin has a been a major recent direction of research. One successful direction of work has involved replacing proof of work (PoW) by proof of stake (PoS). Proposals to scale the performance in the PoW setting itself have focused mostly on parallelizing the mining process, scaling throughput; the few proposals to improve latency have either sacrificed throughput or the latency guarantees involve large constants rendering it practically useless. Our first contribution is to design a new PoW blockchain Prism++ that has provably low latency and high throughput; the design retains the parallel-chain approach espoused in Prism but invents a new confirmation rule to infer the permanency of a block by combining information across the parallel chains. We show security at the level of Bitcoin with very small confirmation latency (a small constant factor of block interarrival time). A key aspect to scaling the performance is to use a large number of parallel chains, which puts significant strain on the system. Our second contribution is the design and evaluation of a practical system to efficiently manage the memory, computation, and I/O imperatives of a large number of parallel chains. Our implementation of Prism++ achieves a throughput of over 80,000 transactions per second and confirmation latency of tens of seconds on networks of up to 900 EC2 Virtual Machines.