Rui Mao

Keane Ong, Rui Mao, Ranjan Satapathy et al.

Sustainability commonly refers to entities, such as individuals, companies, and institutions, having a non-detrimental (or even positive) impact on the environment, society, and the economy. With sustainability becoming a synonym of acceptable and legitimate behaviour, it is being increasingly demanded and regulated. Several frameworks and standards have been proposed to measure the sustainability impact of corporations, including United Nations' sustainable development goals and the recently introduced global sustainability reporting framework, amongst others. However, the concept of corporate sustainability is complex due to the diverse and intricate nature of firm operations (i.e. geography, size, business activities, interlinks with other stakeholders). As a result, corporate sustainability assessments are plagued by subjectivity both within data that reflect corporate sustainability efforts (i.e. corporate sustainability disclosures) and the analysts evaluating them. This subjectivity can be distilled into distinct challenges, such as incompleteness, ambiguity, unreliability and sophistication on the data dimension, as well as limited resources and potential bias on the analyst dimension. Put together, subjectivity hinders effective cost attribution to entities non-compliant with prevailing sustainability expectations, potentially rendering sustainability efforts and its associated regulations futile. To this end, we argue that Explainable Natural Language Processing (XNLP) can significantly enhance corporate sustainability analysis. Specifically, linguistic understanding algorithms (lexical, semantic, syntactic), integrated with XAI capabilities (interpretability, explainability, faithfulness), can bridge gaps in analyst resources and mitigate subjectivity problems within data.

Wenjin Liu, Haoran Luo, Xueyuan Lin et al.

Recently, advanced large language models (LLMs) have emerged at an increasingly rapid pace. However, when faced with complex problems, most users are often unable to provide accurate and effective prompts to interact with LLMs, thus limiting the performance of LLMs. To address this challenge, we propose Prompt-R1, an end-to-end reinforcement learning framework that uses a small-scale LLM to collaborate with large-scale LLMs, replacing user interaction to solve problems better. This collaboration is cast as a multi-turn prompt interaction, where the small-scale LLM thinks and generates prompts, and the large-scale LLM performs complex reasoning. A dual-constrained reward is designed to optimize for correctness, generation quality, and reasoning accuracy. Prompt-R1 provides a plug-and-play framework that supports both inference and training with various large-scale LLMs. Experiments on multiple public datasets show that Prompt-R1 significantly outperforms baseline models across tasks. Our code is publicly available at https://github.com/QwenQKing/Prompt-R1.

Shuangyan Deng, Haizhou Peng, Jiachen Xu et al.

Multimodal Large Language Models (MLLMs) have made substantial progress in recent years. However, their rigorous evaluation within specialized domains like finance is hindered by the absence of datasets characterized by professional-level knowledge intensity, detailed annotations, and advanced reasoning complexity. To address this critical gap, we introduce FinMR, a high-quality, knowledge-intensive multimodal dataset explicitly designed to evaluate expert-level financial reasoning capabilities at a professional analyst's standard. FinMR comprises over 3,200 meticulously curated and expertly annotated question-answer pairs across 15 diverse financial topics, ensuring broad domain diversity and integrating sophisticated mathematical reasoning, advanced financial knowledge, and nuanced visual interpretation tasks across multiple image types. Through comprehensive benchmarking with leading closed-source and open-source MLLMs, we highlight significant performance disparities between these models and professional financial analysts, uncovering key areas for model advancement, such as precise image analysis, accurate application of complex financial formulas, and deeper contextual financial understanding. By providing richly varied visual content and thorough explanatory annotations, FinMR establishes itself as an essential benchmark tool for assessing and advancing multimodal financial reasoning toward professional analyst-level competence.

Keane Ong, Rui Mao, Deeksha Varshney et al.

Counterfactual reasoning typically involves considering alternatives to actual events. While often applied to understand past events, a distinct form-forward counterfactual reasoning-focuses on anticipating plausible future developments. This type of reasoning is invaluable in dynamic financial markets, where anticipating market developments can powerfully unveil potential risks and opportunities for stakeholders, guiding their decision-making. However, performing this at scale is challenging due to the cognitive demands involved, underscoring the need for automated solutions. LLMs offer promise, but remain unexplored for this application. To address this gap, we introduce a novel benchmark, FIN-FORCE-FINancial FORward Counterfactual Evaluation. By curating financial news headlines and providing structured evaluation, FIN-FORCE supports LLM based forward counterfactual generation. This paves the way for scalable and automated solutions for exploring and anticipating future market developments, thereby providing structured insights for decision-making. Through experiments on FIN-FORCE, we evaluate state-of-the-art LLMs and counterfactual generation methods, analyzing their limitations and proposing insights for future research. We release the benchmark, supplementary data and all experimental codes at the following link: https://github.com/keanepotato/fin_force

Qi Wang, Tianfei Zhou, Ye Yuan et al.

Continual Graph Learning (CGL), which aims to accommodate new tasks over evolving graph data without forgetting prior knowledge, is garnering significant research interest. Mainstream solutions adopt the memory replay-based idea, ie, caching representative data from earlier tasks for retraining the graph model. However, this strategy struggles with scalability issues for constantly evolving graphs and raises concerns regarding data privacy. Inspired by recent advancements in the prompt-based learning paradigm, this paper introduces a novel prompt-driven continual graph learning (PROMPTCGL) framework, which learns a separate prompt for each incoming task and maintains the underlying graph neural network model fixed. In this way, PROMPTCGL naturally avoids catastrophic forgetting of knowledge from previous tasks. More specifically, we propose hierarchical prompting to instruct the model from both feature- and topology-level to fully address the variability of task graphs in dynamic continual learning. Additionally, we develop a personalized prompt generator to generate tailored prompts for each graph node while minimizing the number of prompts needed, leading to constant memory consumption regardless of the graph scale. Extensive experiments on four benchmarks show that PROMPTCGL achieves superior performance against existing CGL approaches while significantly reducing memory consumption. Our code is available at https://github.com/QiWang98/PromptCGL.

Xiaobao Wu, Liangming Pan, Yuxi Xie et al.

Data contamination hinders fair LLM evaluation by introducing test data into newer models' training sets. Existing studies solve this challenge by updating benchmarks with newly collected data. However, they fail to guarantee contamination-free evaluation as the newly collected data may contain pre-existing knowledge, and their benchmark updates rely on intensive human labor. To address these issues, we in this paper propose AntiLeak-Bench, an automated anti-leakage benchmarking framework. Instead of simply using newly collected data, we construct samples with explicitly new knowledge absent from LLMs' training sets, which thus ensures strictly contamination-free evaluation. We further design a fully automated workflow to build and update our benchmark without human labor. This significantly reduces the cost of benchmark maintenance to accommodate emerging LLMs. Through extensive experiments, we highlight that data contamination likely exists before LLMs' cutoff time and demonstrate AntiLeak-Bench effectively overcomes this challenge.

Keane Ong, Rui Mao, Deeksha Varshney et al.

Evaluating corporate sustainability performance is essential to drive sustainable business practices, amid the need for a more sustainable economy. However, this is hindered by the complexity and volume of corporate sustainability data (i.e. sustainability disclosures), not least by the effectiveness of the NLP tools used to analyse them. To this end, we identify three primary challenges - immateriality, complexity, and subjectivity, that exacerbate the difficulty of extracting insights from sustainability disclosures. To address these issues, we introduce ESGSenticNet, a publicly available knowledge base for sustainability analysis. ESGSenticNet is constructed from a neurosymbolic framework that integrates specialised concept parsing, GPT-4o inference, and semi-supervised label propagation, together with a hierarchical taxonomy. This approach culminates in a structured knowledge base of 44k knowledge triplets - ('halve carbon emission', supports, 'emissions control'), for effective sustainability analysis. Experiments indicate that ESGSenticNet, when deployed as a lexical method, more effectively captures relevant and actionable sustainability information from sustainability disclosures compared to state of the art baselines. Besides capturing a high number of unique ESG topic terms, ESGSenticNet outperforms baselines on the ESG relatedness and ESG action orientation of these terms by 26% and 31% respectively. These metrics describe the extent to which topic terms are related to ESG, and depict an action toward ESG. Moreover, when deployed as a lexical method, ESGSenticNet does not require any training, possessing a key advantage in its simplicity for non-technical stakeholders.

Yangshen Deng, Zhengxin You, Long Xiang et al.

AlayaDB is a cutting-edge vector database system natively architected for efficient and effective long-context inference for Large Language Models (LLMs) at AlayaDB AI. Specifically, it decouples the KV cache and attention computation from the LLM inference systems, and encapsulates them into a novel vector database system. For the Model as a Service providers (MaaS), AlayaDB consumes fewer hardware resources and offers higher generation quality for various workloads with different kinds of Service Level Objectives (SLOs), when comparing with the existing alternative solutions (e.g., KV cache disaggregation, retrieval-based sparse attention). The crux of AlayaDB is that it abstracts the attention computation and cache management for LLM inference into a query processing procedure, and optimizes the performance via a native query optimizer. In this work, we demonstrate the effectiveness of AlayaDB via (i) three use cases from our industry partners, and (ii) extensive experimental results on LLM inference benchmarks.

Deeksha Varshney, Keane Ong, Rui Mao et al.

Accurate assessments of extreme weather events are vital for research and policy, yet localized and granular data remain scarce in many parts of the world. This data gap limits our ability to analyze potential outcomes and implications of extreme weather events, hindering effective decision-making. Large Language Models (LLMs) can process vast amounts of unstructured text data, extract meaningful insights, and generate detailed assessments by synthesizing information from multiple sources. Furthermore, LLMs can seamlessly transfer their general language understanding to smaller models, enabling these models to retain key knowledge while being fine-tuned for specific tasks. In this paper, we propose Extreme Weather Reasoning-Aware Alignment (EWRA), a method that enhances small language models (SLMs) by incorporating structured reasoning paths derived from LLMs, and ExtremeWeatherNews, a large dataset of extreme weather event-related news articles. EWRA and ExtremeWeatherNews together form the overall framework, ClimaEmpact, that focuses on addressing three critical extreme-weather tasks: categorization of tangible vulnerabilities/impacts, topic labeling, and emotion analysis. By aligning SLMs with advanced reasoning strategies on ExtremeWeatherNews (and its derived dataset ExtremeAlign used specifically for SLM alignment), EWRA improves the SLMs' ability to generate well-grounded and domain-specific responses for extreme weather analytics. Our results show that the approach proposed guides SLMs to output domain-aligned responses, surpassing the performance of task-specific models and offering enhanced real-world applicability for extreme weather analytics.

Jing Chang, Chang Liu, Jinbin Huang et al.

Automated data preparation is crucial for democratizing machine learning, yet existing reinforcement learning (RL) based approaches suffer from inefficient exploration in the vast space of possible preprocessing pipelines. We present LLaPipe, a novel framework that addresses this exploration bottleneck by integrating Large Language Models (LLMs) as intelligent policy advisors. Unlike traditional methods that rely solely on statistical features and blind trial-and-error, LLaPipe leverages the semantic understanding capabilities of LLMs to provide contextually relevant exploration guidance. Our framework introduces three key innovations: (1) an LLM Policy Advisor that analyzes dataset semantics and pipeline history to suggest promising preprocessing operations, (2) an Experience Distillation mechanism that mines successful patterns from past pipelines and transfers this knowledge to guide future exploration, and (3) an Adaptive Advisor Triggering strategy (Advisor\textsuperscript{+}) that dynamically determines when LLM intervention is most beneficial, balancing exploration effectiveness with computational cost. Through extensive experiments on 18 diverse datasets spanning multiple domains, we demonstrate that LLaPipe achieves up to 22.4\% improvement in pipeline quality and 2.3$\times$ faster convergence compared to state-of-the-art RL-based methods, while maintaining computational efficiency through selective LLM usage (averaging only 19.0\% of total exploration steps).

Guanghua Li, Wensheng Lu, Wei Zhang et al.

The proliferation of fake news has had far-reaching implications on politics, the economy, and society at large. While Fake news detection methods have been employed to mitigate this issue, they primarily depend on two essential elements: the quality and relevance of the evidence, and the effectiveness of the verdict prediction mechanism. Traditional methods, which often source information from static repositories like Wikipedia, are limited by outdated or incomplete data, particularly for emerging or rare claims. Large Language Models (LLMs), known for their remarkable reasoning and generative capabilities, introduce a new frontier for fake news detection. However, like traditional methods, LLM-based solutions also grapple with the limitations of stale and long-tail knowledge. Additionally, retrieval-enhanced LLMs frequently struggle with issues such as low-quality evidence retrieval and context length constraints. To address these challenges, we introduce a novel, retrieval-augmented LLMs framework--the first of its kind to automatically and strategically extract key evidence from web sources for claim verification. Employing a multi-round retrieval strategy, our framework ensures the acquisition of sufficient, relevant evidence, thereby enhancing performance. Comprehensive experiments across three real-world datasets validate the framework's superiority over existing methods. Importantly, our model not only delivers accurate verdicts but also offers human-readable explanations to improve result interpretability.

Wentai Wu, Ligang He, Weiwei Lin et al.

Mobile Edge Computing (MEC), which incorporates the Cloud, edge nodes and end devices, has shown great potential in bringing data processing closer to the data sources. Meanwhile, Federated learning (FL) has emerged as a promising privacy-preserving approach to facilitating AI applications. However, it remains a big challenge to optimize the efficiency and effectiveness of FL when it is integrated with the MEC architecture. Moreover, the unreliable nature (e.g., stragglers and intermittent drop-out) of end devices significantly slows down the FL process and affects the global model's quality Xin such circumstances. In this paper, a multi-layer federated learning protocol called HybridFL is designed for the MEC architecture. HybridFL adopts two levels (the edge level and the cloud level) of model aggregation enacting different aggregation strategies. Moreover, in order to mitigate stragglers and end device drop-out, we introduce regional slack factors into the stage of client selection performed at the edge nodes using a probabilistic approach without identifying or probing the state of end devices (whose reliability is agnostic). We demonstrate the effectiveness of our method in modulating the proportion of clients selected and present the convergence analysis for our protocol. We have conducted extensive experiments with machine learning tasks in different scales of MEC system. The results show that HybridFL improves the FL training process significantly in terms of shortening the federated round length, speeding up the global model's convergence (by up to 12X) and reducing end device energy consumption (by up to 58%).