3.3LGDec 13, 2022
An Exploratory Study of AI System Risk Assessment from the Lens of Data Distribution and UncertaintyZhijie Wang, Yuheng Huang, Lei Ma et al.
Deep learning (DL) has become a driving force and has been widely adopted in many domains and applications with competitive performance. In practice, to solve the nontrivial and complicated tasks in real-world applications, DL is often not used standalone, but instead contributes as a piece of gadget of a larger complex AI system. Although there comes a fast increasing trend to study the quality issues of deep neural networks (DNNs) at the model level, few studies have been performed to investigate the quality of DNNs at both the unit level and the potential impacts on the system level. More importantly, it also lacks systematic investigation on how to perform the risk assessment for AI systems from unit level to system level. To bridge this gap, this paper initiates an early exploratory study of AI system risk assessment from both the data distribution and uncertainty angles to address these issues. We propose a general framework with an exploratory study for analyzing AI systems. After large-scale (700+ experimental configurations and 5000+ GPU hours) experiments and in-depth investigations, we reached a few key interesting findings that highlight the practical need and opportunities for more in-depth investigations into AI systems.
2.1CLJan 13
Evaluating Implicit Regulatory Compliance in LLM Tool Invocation via Logic-Guided SynthesisDa Song, Yuheng Huang, Boqi Chen et al.
The integration of large language models (LLMs) into autonomous agents has enabled complex tool use, yet in high-stakes domains, these systems must strictly adhere to regulatory standards beyond simple functional correctness. However, existing benchmarks often overlook implicit regulatory compliance, thus failing to evaluate whether LLMs can autonomously enforce mandatory safety constraints. To fill this gap, we introduce LogiSafetyGen, a framework that converts unstructured regulations into Linear Temporal Logic oracles and employs logic-guided fuzzing to synthesize valid, safety-critical traces. Building on this framework, we construct LogiSafetyBench, a benchmark comprising 240 human-verified tasks that require LLMs to generate Python programs that satisfy both functional objectives and latent compliance rules. Evaluations of 13 state-of-the-art (SOTA) LLMs reveal that larger models, despite achieving better functional correctness, frequently prioritize task completion over safety, which results in non-compliant behavior.
6.6LGOct 22, 2023
LUNA: A Model-Based Universal Analysis Framework for Large Language ModelsDa Song, Xuan Xie, Jiayang Song et al.
Over the past decade, Artificial Intelligence (AI) has had great success recently and is being used in a wide range of academic and industrial fields. More recently, LLMs have made rapid advancements that have propelled AI to a new level, enabling even more diverse applications and industrial domains with intelligence, particularly in areas like software engineering and natural language processing. Nevertheless, a number of emerging trustworthiness concerns and issues exhibited in LLMs have already recently received much attention, without properly solving which the widespread adoption of LLMs could be greatly hindered in practice. The distinctive characteristics of LLMs, such as the self-attention mechanism, extremely large model scale, and autoregressive generation schema, differ from classic AI software based on CNNs and RNNs and present new challenges for quality analysis. Up to the present, it still lacks universal and systematic analysis techniques for LLMs despite the urgent industrial demand. Towards bridging this gap, we initiate an early exploratory study and propose a universal analysis framework for LLMs, LUNA, designed to be general and extensible, to enable versatile analysis of LLMs from multiple quality perspectives in a human-interpretable manner. In particular, we first leverage the data from desired trustworthiness perspectives to construct an abstract model as an auxiliary analysis asset, which is empowered by various abstract model construction methods. To assess the quality of the abstract model, we collect and define a number of evaluation metrics, aiming at both abstract model level and the semantics level. Then, the semantics, which is the degree of satisfaction of the LLM w.r.t. the trustworthiness perspective, is bound to and enriches the abstract model with semantics, which enables more detailed analysis applications for diverse purposes.
13.8SEAug 7, 2024
AcTracer: Active Testing of Large Language Model via Multi-Stage SamplingYuheng Huang, Jiayang Song, Qiang Hu et al.
Performance evaluation plays a crucial role in the development life cycle of large language models (LLMs). It estimates the model's capability, elucidates behavior characteristics, and facilitates the identification of potential issues and limitations, thereby guiding further improvement. Given that LLMs' diverse task-handling abilities stem from large volumes of training data, a comprehensive evaluation also necessitates abundant, well-annotated, and representative test data to assess LLM performance across various downstream tasks. However, the demand for high-quality test data often entails substantial time, computational resources, and manual efforts, sometimes causing the evaluation to be inefficient or impractical. To address these challenges, researchers propose active testing, which estimates the overall performance by selecting a subset of test data. Nevertheless, the existing active testing methods tend to be inefficient, even inapplicable, given the unique new challenges of LLMs (e.g., diverse task types, increased model complexity, and unavailability of training data). To mitigate such limitations and expedite the development cycle of LLMs, in this work, we introduce AcTracer, an active testing framework tailored for LLMs that strategically selects a small subset of test data to achieve a more accurate performance estimation for LLMs. AcTracer utilizes both internal and external information from LLMs to guide the test sampling process, reducing variance through a multi-stage pool-based active selection. Our experiment results demonstrate that AcTracer achieves state-of-the-art performance compared to existing methods across various tasks.