Martín Hernández

h-index2
2papers

2 Papers

MLSep 10, 2024
Constructive Universal Approximation and Finite Sample Memorization by Narrow Deep ReLU Networks

Martín Hernández, Enrique Zuazua

We present a fully constructive analysis of deep ReLU neural networks for classification and function approximation tasks. First, we prove that any dataset with $N$ distinct points in $\mathbb{R}^d$ and $M$ output classes can be exactly classified using a multilayer perceptron (MLP) of width $2$ and depth at most $2N + 4M - 1$, with all network parameters constructed explicitly. This result is sharp with respect to width and is interpreted through the lens of simultaneous or ensemble controllability in discrete nonlinear dynamics. Second, we show that these explicit constructions yield uniform bounds on the parameter norms and, in particular, provide upper estimates for minimizers of standard regularized training loss functionals in supervised learning. As the regularization parameter vanishes, the trained networks converge to exact classifiers with bounded norm, explaining the effectiveness of overparameterized training in the small-regularization regime. We also prove a universal approximation theorem in $L^p(Ω; \mathbb{R}_+)$ for any bounded domain $Ω\subset \mathbb{R}^d$ and $p \in [1, \infty)$, using MLPs of fixed width $d + 1$. The proof is constructive, geometrically motivated, and provides explicit estimates on the network depth when the target function belongs to the Sobolev space $W^{1,p}$. We also extend the approximation and depth estimation results to $L^p(Ω; \mathbb{R}^m)$ for any $m \geq 1$. Our results offer a unified and interpretable framework connecting controllability, expressivity, and training dynamics in deep neural networks.

LGOct 15, 2025
Convergence, design and training of continuous-time dropout as a random batch method

Antonio Álvarez-López, Martín Hernández

We study dropout regularization in continuous-time models through the lens of random-batch methods -- a family of stochastic sampling schemes originally devised to reduce the computational cost of interacting particle systems. We construct an unbiased, well-posed estimator that mimics dropout by sampling neuron batches over time intervals of length $h$. Trajectory-wise convergence is established with linear rate in $h$ for the expected uniform error. At the distribution level, we establish stability for the associated continuity equation, with total-variation error of order $h^{1/2}$ under mild moment assumptions. During training with fixed batch sampling across epochs, a Pontryagin-based adjoint analysis bounds deviations in the optimal cost and control, as well as in gradient-descent iterates. On the design side, we compare convergence rates for canonical batch sampling schemes, recover standard Bernoulli dropout as a special case, and derive a cost--accuracy trade-off yielding a closed-form optimal $h$. We then specialize to a single-layer neural ODE and validate the theory on classification and flow matching, observing the predicted rates, regularization effects, and favorable runtime and memory profiles.