RBGNet: Ray-based Grouping for 3D Object DetectionHaiyang Wang, Shaoshuai Shi, Ze Yang et al. · pku
As a fundamental problem in computer vision, 3D object detection is experiencing rapid growth. To extract the point-wise features from the irregularly and sparsely distributed points, previous methods usually take a feature grouping module to aggregate the point features to an object candidate. However, these methods have not yet leveraged the surface geometry of foreground objects to enhance grouping and 3D box generation. In this paper, we propose the RBGNet framework, a voting-based 3D detector for accurate 3D object detection from point clouds. In order to learn better representations of object shape to enhance cluster features for predicting 3D boxes, we propose a ray-based feature grouping module, which aggregates the point-wise features on object surfaces using a group of determined rays uniformly emitted from cluster centers. Considering the fact that foreground points are more meaningful for box estimation, we design a novel foreground biased sampling strategy in downsample process to sample more points on object surfaces and further boost the detection performance. Our model achieves state-of-the-art 3D detection performance on ScanNet V2 and SUN RGB-D with remarkable performance gains. Code will be available at https://github.com/Haiyang-W/RBGNet.
mPLUG-2: A Modularized Multi-modal Foundation Model Across Text, Image and VideoHaiyang Xu, Qinghao Ye, Ming Yan et al.
Recent years have witnessed a big convergence of language, vision, and multi-modal pretraining. In this work, we present mPLUG-2, a new unified paradigm with modularized design for multi-modal pretraining, which can benefit from modality collaboration while addressing the problem of modality entanglement. In contrast to predominant paradigms of solely relying on sequence-to-sequence generation or encoder-based instance discrimination, mPLUG-2 introduces a multi-module composition network by sharing common universal modules for modality collaboration and disentangling different modality modules to deal with modality entanglement. It is flexible to select different modules for different understanding and generation tasks across all modalities including text, image, and video. Empirical study shows that mPLUG-2 achieves state-of-the-art or competitive results on a broad range of over 30 downstream tasks, spanning multi-modal tasks of image-text and video-text understanding and generation, and uni-modal tasks of text-only, image-only, and video-only understanding. Notably, mPLUG-2 shows new state-of-the-art results of 48.0 top-1 accuracy and 80.3 CIDEr on the challenging MSRVTT video QA and video caption tasks with a far smaller model size and data scale. It also demonstrates strong zero-shot transferability on vision-language and video-language tasks. Code and models will be released in https://github.com/alibaba/AliceMind.
mPLUG-Owl: Modularization Empowers Large Language Models with MultimodalityQinghao Ye, Haiyang Xu, Guohai Xu et al.
Large language models (LLMs) have demonstrated impressive zero-shot abilities on a variety of open-ended tasks, while recent research has also explored the use of LLMs for multi-modal generation. In this study, we introduce mPLUG-Owl, a novel training paradigm that equips LLMs with multi-modal abilities through modularized learning of foundation LLM, a visual knowledge module, and a visual abstractor module. This approach can support multiple modalities and facilitate diverse unimodal and multimodal abilities through modality collaboration. The training paradigm of mPLUG-Owl involves a two-stage method for aligning image and text, which learns visual knowledge with the assistance of LLM while maintaining and even improving the generation abilities of LLM. In the first stage, the visual knowledge module and abstractor module are trained with a frozen LLM module to align the image and text. In the second stage, language-only and multi-modal supervised datasets are used to jointly fine-tune a low-rank adaption (LoRA) module on LLM and the abstractor module by freezing the visual knowledge module. We carefully build a visually-related instruction evaluation set OwlEval. Experimental results show that our model outperforms existing multi-modal models, demonstrating mPLUG-Owl's impressive instruction and visual understanding ability, multi-turn conversation ability, and knowledge reasoning ability. Besides, we observe some unexpected and exciting abilities such as multi-image correlation and scene text understanding, which makes it possible to leverage it for harder real scenarios, such as vision-only document comprehension. Our code, pre-trained model, instruction-tuned models, and evaluation set are available at https://github.com/X-PLUG/mPLUG-Owl. The online demo is available at https://www.modelscope.cn/studios/damo/mPLUG-Owl.
Improved Visual Fine-tuning with Natural Language SupervisionJunyang Wang, Yuanhong Xu, Juhua Hu et al. · uw
Fine-tuning a visual pre-trained model can leverage the semantic information from large-scale pre-training data and mitigate the over-fitting problem on downstream vision tasks with limited training examples. While the problem of catastrophic forgetting in pre-trained backbone has been extensively studied for fine-tuning, its potential bias from the corresponding pre-training task and data, attracts less attention. In this work, we investigate this problem by demonstrating that the obtained classifier after fine-tuning will be close to that induced by the pre-trained model. To reduce the bias in the classifier effectively, we introduce a reference distribution obtained from a fixed text classifier, which can help regularize the learned vision classifier. The proposed method, Text Supervised fine-tuning (TeS), is evaluated with diverse pre-trained vision models including ResNet and ViT, and text encoders including BERT and CLIP, on 11 downstream tasks. The consistent improvement with a clear margin over distinct scenarios confirms the effectiveness of our proposal. Code is available at \url{https://github.com/idstcv/TeS}.
ChatPLUG: Open-Domain Generative Dialogue System with Internet-Augmented Instruction Tuning for Digital HumanJunfeng Tian, Hehong Chen, Guohai Xu et al.
In this paper, we present ChatPLUG, a Chinese open-domain dialogue system for digital human applications that instruction finetunes on a wide range of dialogue tasks in a unified internet-augmented format. Different from other open-domain dialogue models that focus on large-scale pre-training and scaling up model size or dialogue corpus, we aim to build a powerful and practical dialogue system for digital human with diverse skills and good multi-task generalization by internet-augmented instruction tuning. To this end, we first conduct large-scale pre-training on both common document corpus and dialogue data with curriculum learning, so as to inject various world knowledge and dialogue abilities into ChatPLUG. Then, we collect a wide range of dialogue tasks spanning diverse features of knowledge, personality, multi-turn memory, and empathy, on which we further instruction tune \modelname via unified natural language instruction templates. External knowledge from an internet search is also used during instruction finetuning for alleviating the problem of knowledge hallucinations. We show that \modelname outperforms state-of-the-art Chinese dialogue systems on both automatic and human evaluation, and demonstrates strong multi-task generalization on a variety of text understanding and generation tasks. In addition, we deploy \modelname to real-world applications such as Smart Speaker and Instant Message applications with fast inference. Our models and code will be made publicly available on ModelScope: https://modelscope.cn/models/damo/ChatPLUG-3.7B and Github: https://github.com/X-PLUG/ChatPLUG .
Intra-Modal Proxy Learning for Zero-Shot Visual Categorization with CLIPQi Qian, Yuanhong Xu, Juhua Hu · uw
Vision-language pre-training methods, e.g., CLIP, demonstrate an impressive zero-shot performance on visual categorizations with the class proxy from the text embedding of the class name. However, the modality gap between the text and vision space can result in a sub-optimal performance. We theoretically show that the gap cannot be reduced sufficiently by minimizing the contrastive loss in CLIP and the optimal proxy for vision tasks may reside only in the vision space. Therefore, given unlabeled target vision data, we propose to learn the vision proxy directly with the help from the text proxy for zero-shot transfer. Moreover, according to our theoretical analysis, strategies are developed to further refine the pseudo label obtained by the text proxy to facilitate the intra-modal proxy learning (InMaP) for vision. Experiments on extensive downstream tasks confirm the effectiveness and efficiency of our proposal. Concretely, InMaP can obtain the vision proxy within one minute on a single GPU while improving the zero-shot accuracy from $77.02\%$ to $80.21\%$ on ImageNet with ViT-L/14@336 pre-trained by CLIP. Code is available at \url{https://github.com/idstcv/InMaP}.
FAKD: Feature Augmented Knowledge Distillation for Semantic SegmentationJianlong Yuan, Qian Qi, Fei Du et al.
In this work, we explore data augmentations for knowledge distillation on semantic segmentation. To avoid over-fitting to the noise in the teacher network, a large number of training examples is essential for knowledge distillation. Imagelevel argumentation techniques like flipping, translation or rotation are widely used in previous knowledge distillation framework. Inspired by the recent progress on semantic directions on feature-space, we propose to include augmentations in feature space for efficient distillation. Specifically, given a semantic direction, an infinite number of augmentations can be obtained for the student in the feature space. Furthermore, the analysis shows that those augmentations can be optimized simultaneously by minimizing an upper bound for the losses defined by augmentations. Based on the observation, a new algorithm is developed for knowledge distillation in semantic segmentation. Extensive experiments on four semantic segmentation benchmarks demonstrate that the proposed method can boost the performance of current knowledge distillation methods without any significant overhead. Code is available at: https://github.com/jianlong-yuan/FAKD.
26.3CVDec 30, 2022
HiTeA: Hierarchical Temporal-Aware Video-Language Pre-trainingQinghao Ye, Guohai Xu, Ming Yan et al.
Video-language pre-training has advanced the performance of various downstream video-language tasks. However, most previous methods directly inherit or adapt typical image-language pre-training paradigms to video-language pre-training, thus not fully exploiting the unique characteristic of video, i.e., temporal. In this paper, we propose a Hierarchical Temporal-Aware video-language pre-training framework, HiTeA, with two novel pre-training tasks for modeling cross-modal alignment between moments and texts as well as the temporal relations of video-text pairs. Specifically, we propose a cross-modal moment exploration task to explore moments in videos, which results in detailed video moment representation. Besides, the inherent temporal relations are captured by aligning video-text pairs as a whole in different time resolutions with multi-modal temporal relation exploration task. Furthermore, we introduce the shuffling test to evaluate the temporal reliance of datasets and video-language pre-training models. We achieve state-of-the-art results on 15 well-established video-language understanding and generation tasks, especially on temporal-oriented datasets (e.g., SSv2-Template and SSv2-Label) with 8.6% and 11.1% improvement respectively. HiTeA also demonstrates strong generalization ability when directly transferred to downstream tasks in a zero-shot manner. Models and demo will be available on ModelScope.
13.2CVMay 25, 2022
An Empirical Study on Distribution Shift Robustness From the Perspective of Pre-Training and Data AugmentationZiquan Liu, Yi Xu, Yuanhong Xu et al.
The performance of machine learning models under distribution shift has been the focus of the community in recent years. Most of current methods have been proposed to improve the robustness to distribution shift from the algorithmic perspective, i.e., designing better training algorithms to help the generalization in shifted test distributions. This paper studies the distribution shift problem from the perspective of pre-training and data augmentation, two important factors in the practice of deep learning that have not been systematically investigated by existing work. By evaluating seven pre-trained models, including ResNets and ViT's with self-supervision and supervision mode, on five important distribution-shift datasets, from WILDS and DomainBed benchmarks, with five different learning algorithms, we provide the first comprehensive empirical study focusing on pre-training and data augmentation. With our empirical result obtained from 1,330 models, we provide the following main observations: 1) ERM combined with data augmentation can achieve state-of-the-art performance if we choose a proper pre-trained model respecting the data property; 2) specialized algorithms further improve the robustness on top of ERM when handling a specific type of distribution shift, e.g., GroupDRO for spurious correlation and CORAL for large-scale out-of-distribution data; 3) Comparing different pre-training modes, architectures and data sizes, we provide novel observations about pre-training on distribution shift, which sheds light on designing or selecting pre-training strategy for different kinds of distribution shifts. In summary, our empirical study provides a comprehensive baseline for a wide range of pre-training models fine-tuned with data augmentation, which potentially inspires research exploiting the power of pre-training and data augmentation in the future of distribution shift study.
Online Zero-Shot Classification with CLIPQi Qian, Juhua Hu
Vision-language pre-training such as CLIP enables zero-shot transfer that can classify images according to the candidate class names. While CLIP demonstrates an impressive zero-shot performance on diverse downstream tasks, the distribution from the target data has not been leveraged sufficiently. In this work, we study a novel online zero-shot transfer scenario, where each image arrives in a random order for classification and is visited only once to obtain prediction immediately without storing its representation. Compared with the vanilla zero-shot classification, the proposed framework preserves its flexibility for online service while considering the statistics of the arrived images as the side information to capture the distribution of target data, which can help improve the performance of real-world applications. To tackle the challenge of effective online optimization, we first develop online label learning to model the target data distribution. Then, the proxy of each class in the vision space is further optimized with the proposed online proxy learning method to mitigate the modality gap between images and text. The convergence of both online strategies can be theoretically guaranteed. By combining the predicted label from the online label learning and proxy learning, our online zero-shot transfer method (OnZeta) achieves $78.94\%$ accuracy on ImageNet without accessing the entire data set. Moreover, extensive experiments on other 13 downstream tasks with different vision encoders show a more than $3\%$ improvement on average, which demonstrates the effectiveness of our proposal. Code is available at \url{https://github.com/idstcv/OnZeta}.
Youku-mPLUG: A 10 Million Large-scale Chinese Video-Language Dataset for Pre-training and BenchmarksHaiyang Xu, Qinghao Ye, Xuan Wu et al.
To promote the development of Vision-Language Pre-training (VLP) and multimodal Large Language Model (LLM) in the Chinese community, we firstly release the largest public Chinese high-quality video-language dataset named Youku-mPLUG, which is collected from Youku, a well-known Chinese video-sharing website, with strict criteria of safety, diversity, and quality. Youku-mPLUG contains 10 million Chinese video-text pairs filtered from 400 million raw videos across a wide range of 45 diverse categories for large-scale pre-training. In addition, to facilitate a comprehensive evaluation of video-language models, we carefully build the largest human-annotated Chinese benchmarks covering three popular video-language tasks of cross-modal retrieval, video captioning, and video category classification. Youku-mPLUG can enable researchers to conduct more in-depth multimodal research and develop better applications in the future. Furthermore, we release popular video-language pre-training models, ALPRO and mPLUG-2, and our proposed modularized decoder-only model mPLUG-video pre-trained on Youku-mPLUG. Experiments show that models pre-trained on Youku-mPLUG gain up to 23.1% improvement in video category classification. Besides, mPLUG-video achieves a new state-of-the-art result on these benchmarks with 80.5% top-1 accuracy in video category classification and 68.9 CIDEr score in video captioning, respectively. Finally, we scale up mPLUG-video based on the frozen Bloomz with only 1.7% trainable parameters as Chinese multimodal LLM, and demonstrate impressive instruction and video understanding ability. The zero-shot instruction understanding experiment indicates that pretraining with Youku-mPLUG can enhance the ability to comprehend overall and detailed visual semantics, recognize scene text, and leverage open-domain knowledge.
11.1LGAug 2, 2022
Semantic Data Augmentation based Distance Metric Learning for Domain GeneralizationMengzhu Wang, Jianlong Yuan, Qi Qian et al.
Domain generalization (DG) aims to learn a model on one or more different but related source domains that could be generalized into an unseen target domain. Existing DG methods try to prompt the diversity of source domains for the model's generalization ability, while they may have to introduce auxiliary networks or striking computational costs. On the contrary, this work applies the implicit semantic augmentation in feature space to capture the diversity of source domains. Concretely, an additional loss function of distance metric learning (DML) is included to optimize the local geometry of data distribution. Besides, the logits from cross entropy loss with infinite augmentations is adopted as input features for the DML loss in lieu of the deep features. We also provide a theoretical analysis to show that the logits can approximate the distances defined on original features well. Further, we provide an in-depth analysis of the mechanism and rational behind our approach, which gives us a better understanding of why leverage logits in lieu of features can help domain generalization. The proposed DML loss with the implicit augmentation is incorporated into a recent DG method, that is, Fourier Augmented Co-Teacher framework (FACT). Meanwhile, our method also can be easily plugged into various DG methods. Extensive experiments on three benchmarks (Digits-DG, PACS and Office-Home) have demonstrated that the proposed method is able to achieve the state-of-the-art performance.
Graph Convolution Based Efficient Re-Ranking for Visual RetrievalYuqi Zhang, Qi Qian, Hongsong Wang et al.
Visual retrieval tasks such as image retrieval and person re-identification (Re-ID) aim at effectively and thoroughly searching images with similar content or the same identity. After obtaining retrieved examples, re-ranking is a widely adopted post-processing step to reorder and improve the initial retrieval results by making use of the contextual information from semantically neighboring samples. Prevailing re-ranking approaches update distance metrics and mostly rely on inefficient crosscheck set comparison operations while computing expanded neighbors based distances. In this work, we present an efficient re-ranking method which refines initial retrieval results by updating features. Specifically, we reformulate re-ranking based on Graph Convolution Networks (GCN) and propose a novel Graph Convolution based Re-ranking (GCR) for visual retrieval tasks via feature propagation. To accelerate computation for large-scale retrieval, a decentralized and synchronous feature propagation algorithm which supports parallel or distributed computing is introduced. In particular, the plain GCR is extended for cross-camera retrieval and an improved feature propagation formulation is presented to leverage affinity relationships across different cameras. It is also extended for video-based retrieval, and Graph Convolution based Re-ranking for Video (GCRV) is proposed by mathematically deriving a novel profile vector generation method for the tracklet. Without bells and whistles, the proposed approaches achieve state-of-the-art performances on seven benchmark datasets from three different tasks, i.e., image retrieval, person Re-ID and video-based person Re-ID.
Searching for Best Practices in Retrieval-Augmented GenerationXiaohua Wang, Zhenghua Wang, Xuan Gao et al.
Retrieval-augmented generation (RAG) techniques have proven to be effective in integrating up-to-date information, mitigating hallucinations, and enhancing response quality, particularly in specialized domains. While many RAG approaches have been proposed to enhance large language models through query-dependent retrievals, these approaches still suffer from their complex implementation and prolonged response times. Typically, a RAG workflow involves multiple processing steps, each of which can be executed in various ways. Here, we investigate existing RAG approaches and their potential combinations to identify optimal RAG practices. Through extensive experiments, we suggest several strategies for deploying RAG that balance both performance and efficiency. Moreover, we demonstrate that multimodal retrieval techniques can significantly enhance question-answering capabilities about visual inputs and accelerate the generation of multimodal content using a "retrieval as generation" strategy.
SeA: Semantic Adversarial Augmentation for Last Layer Features from Unsupervised Representation LearningQi Qian, Yuanhong Xu, Juhua Hu
Deep features extracted from certain layers of a pre-trained deep model show superior performance over the conventional hand-crafted features. Compared with fine-tuning or linear probing that can explore diverse augmentations, \eg, random crop/flipping, in the original input space, the appropriate augmentations for learning with fixed deep features are more challenging and have been less investigated, which degenerates the performance. To unleash the potential of fixed deep features, we propose a novel semantic adversarial augmentation (SeA) in the feature space for optimization. Concretely, the adversarial direction implied by the gradient will be projected to a subspace spanned by other examples to preserve the semantic information. Then, deep features will be perturbed with the semantic direction, and augmented features will be applied to learn the classifier. Experiments are conducted on $11$ benchmark downstream classification tasks with $4$ popular pre-trained models. Our method is $2\%$ better than the deep features without SeA on average. Moreover, compared to the expensive fine-tuning that is expected to give good performance, SeA shows a comparable performance on $6$ out of $11$ tasks, demonstrating the effectiveness of our proposal in addition to its efficiency. Code is available at \url{https://github.com/idstcv/SeA}.
Multi-Modal Proxy Learning Towards Personalized Visual Multiple ClusteringJiawei Yao, Qi Qian, Juhua Hu
Multiple clustering has gained significant attention in recent years due to its potential to reveal multiple hidden structures of data from different perspectives. The advent of deep multiple clustering techniques has notably advanced the performance by uncovering complex patterns and relationships within large datasets. However, a major challenge arises as users often do not need all the clusterings that algorithms generate, and figuring out the one needed requires a substantial understanding of each clustering result. Traditionally, aligning a user's brief keyword of interest with the corresponding vision components was challenging, but the emergence of multi-modal and large language models (LLMs) has begun to bridge this gap. In response, given unlabeled target visual data, we propose Multi-MaP, a novel method employing a multi-modal proxy learning process. It leverages CLIP encoders to extract coherent text and image embeddings, with GPT-4 integrating users' interests to formulate effective textual contexts. Moreover, reference word constraint and concept-level constraint are designed to learn the optimal text proxy according to the user's interest. Multi-MaP not only adeptly captures a user's interest via a keyword but also facilitates identifying relevant clusterings. Our extensive experiments show that Multi-MaP consistently outperforms state-of-the-art methods in all benchmark multi-clustering vision tasks. Our code is available at https://github.com/Alexander-Yao/Multi-MaP.
Customized Multiple Clustering via Multi-Modal Subspace Proxy LearningJiawei Yao, Qi Qian, Juhua Hu
Multiple clustering aims to discover various latent structures of data from different aspects. Deep multiple clustering methods have achieved remarkable performance by exploiting complex patterns and relationships in data. However, existing works struggle to flexibly adapt to diverse user-specific needs in data grouping, which may require manual understanding of each clustering. To address these limitations, we introduce Multi-Sub, a novel end-to-end multiple clustering approach that incorporates a multi-modal subspace proxy learning framework in this work. Utilizing the synergistic capabilities of CLIP and GPT-4, Multi-Sub aligns textual prompts expressing user preferences with their corresponding visual representations. This is achieved by automatically generating proxy words from large language models that act as subspace bases, thus allowing for the customized representation of data in terms specific to the user's interests. Our method consistently outperforms existing baselines across a broad set of datasets in visual multiple clustering tasks. Our code is available at https://github.com/Alexander-Yao/Multi-Sub.
Improved Knowledge Distillation via Full Kernel Matrix TransferQi Qian, Hao Li, Juhua Hu
Knowledge distillation is an effective way for model compression in deep learning. Given a large model (i.e., teacher model), it aims to improve the performance of a compact model (i.e., student model) by transferring the information from the teacher. Various information for distillation has been studied. Recently, a number of works propose to transfer the pairwise similarity between examples to distill relative information. However, most of efforts are devoted to developing different similarity measurements, while only a small matrix consisting of examples within a mini-batch is transferred at each iteration that can be inefficient for optimizing the pairwise similarity over the whole data set. In this work, we aim to transfer the full similarity matrix effectively. The main challenge is from the size of the full matrix that is quadratic to the number of examples. To address the challenge, we decompose the original full matrix with Nystr{ö}m method. By selecting appropriate landmark points, our theoretical analysis indicates that the loss for transfer can be further simplified. Concretely, we find that the difference between the original full kernel matrices between teacher and student can be well bounded by that of the corresponding partial matrices, which only consists of similarities between original examples and landmark points. Compared with the full matrix, the size of the partial matrix is linear in the number of examples, which improves the efficiency of optimization significantly. The empirical study on benchmark data sets demonstrates the effectiveness of the proposed algorithm. Code is available at \url{https://github.com/idstcv/KDA}.
14.4LGMay 4, 2025
Universal Approximation Theorem of Deep Q-NetworksQian Qi
We establish a continuous-time framework for analyzing Deep Q-Networks (DQNs) via stochastic control and Forward-Backward Stochastic Differential Equations (FBSDEs). Considering a continuous-time Markov Decision Process (MDP) driven by a square-integrable martingale, we analyze DQN approximation properties. We show that DQNs can approximate the optimal Q-function on compact sets with arbitrary accuracy and high probability, leveraging residual network approximation theorems and large deviation bounds for the state-action process. We then analyze the convergence of a general Q-learning algorithm for training DQNs in this setting, adapting stochastic approximation theorems. Our analysis emphasizes the interplay between DQN layer count, time discretization, and the role of viscosity solutions (primarily for the value function $V^*$) in addressing potential non-smoothness of the optimal Q-function. This work bridges deep reinforcement learning and stochastic control, offering insights into DQNs in continuous-time settings, relevant for applications with physical systems or high-frequency data.
9.4LGMay 9, 2025
Universal Approximation Theorem for Deep Q-Learning via FBSDE SystemQian Qi
The approximation capabilities of Deep Q-Networks (DQNs) are commonly justified by general Universal Approximation Theorems (UATs) that do not leverage the intrinsic structural properties of the optimal Q-function, the solution to a Bellman equation. This paper establishes a UAT for a class of DQNs whose architecture is designed to emulate the iterative refinement process inherent in Bellman updates. A central element of our analysis is the propagation of regularity: while the transformation induced by a single Bellman operator application exhibits regularity, for which Backward Stochastic Differential Equations (BSDEs) theory provides analytical tools, the uniform regularity of the entire sequence of value iteration iterates--specifically, their uniform Lipschitz continuity on compact domains under standard Lipschitz assumptions on the problem data--is derived from finite-horizon dynamic programming principles. We demonstrate that layers of a deep residual network, conceived as neural operators acting on function spaces, can approximate the action of the Bellman operator. The resulting approximation theorem is thus intrinsically linked to the control problem's structure, offering a proof technique wherein network depth directly corresponds to iterations of value function refinement, accompanied by controlled error propagation. This perspective reveals a dynamic systems view of the network's operation on a space of value functions.
1.2PRJul 27, 2025
A Theory of $θ$-ExpectationsQian Qi
The canonical theory of stochastic calculus under ambiguity, founded on sub-additivity, is insensitive to non-convex uncertainty structures, leading to an identifiability impasse. This paper develops a mathematical framework for an identifiable calculus sensitive to non-convex geometry. We introduce the $θ$-BSDE, a class of backward stochastic differential equations where the driver is determined by a pointwise maximization over a primitive, possibly non-convex, uncertainty set. The system's tractability is predicated not on convexity, but on a global analytic hypothesis: the existence of a unique and globally Lipschitz maximizer map for the driver function. Under this hypothesis, which carves out a tractable class of models, we establish well-posedness via a fixed-point argument. For a distinct, geometrically regular class of models, we prove a result of independent interest: under non-degeneracy conditions from Malliavin calculus, the maximizer is unique along any solution path, ensuring the model's internal consistency. We clarify the fundamental logical gap between this pathwise property and the global regularity required by our existence proof. The resulting valuation operator defines a dynamically consistent expectation, and we establish its connection to fully nonlinear PDEs via a Feynman-Kac formula.
4.1LGJul 2, 2025
Neural Hamiltonian OperatorQian Qi
Stochastic control problems in high dimensions are notoriously difficult to solve due to the curse of dimensionality. An alternative to traditional dynamic programming is Pontryagin's Maximum Principle (PMP), which recasts the problem as a system of Forward-Backward Stochastic Differential Equations (FBSDEs). In this paper, we introduce a formal framework for solving such problems with deep learning by defining a \textbf{Neural Hamiltonian Operator (NHO)}. This operator parameterizes the coupled FBSDE dynamics via neural networks that represent the feedback control and an ansatz for the value function's spatial gradient. We show how the optimal NHO can be found by training the underlying networks to enforce the consistency conditions dictated by the PMP. By adopting this operator-theoretic view, we situate the deep FBSDE method within the rigorous language of statistical inference, framing it as a problem of learning an unknown operator from simulated data. This perspective allows us to prove the universal approximation capabilities of NHOs under general martingale drivers and provides a clear lens for analyzing the significant optimization challenges inherent to this class of models.
2.6CVFeb 23, 2022
Reconstruction Task Finds Universal Winning TicketsRuichen Li, Binghui Li, Qi Qian et al.
Pruning well-trained neural networks is effective to achieve a promising accuracy-efficiency trade-off in computer vision regimes. However, most of existing pruning algorithms only focus on the classification task defined on the source domain. Different from the strong transferability of the original model, a pruned network is hard to transfer to complicated downstream tasks such as object detection arXiv:arch-ive/2012.04643. In this paper, we show that the image-level pretrain task is not capable of pruning models for diverse downstream tasks. To mitigate this problem, we introduce image reconstruction, a pixel-level task, into the traditional pruning framework. Concretely, an autoencoder is trained based on the original model, and then the pruning process is optimized with both autoencoder and classification losses. The empirical study on benchmark downstream tasks shows that the proposed method can outperform state-of-the-art results explicitly.
16.2CVNov 24, 2021
Improved Fine-Tuning by Better Leveraging Pre-Training DataZiquan Liu, Yi Xu, Yuanhong Xu et al.
As a dominant paradigm, fine-tuning a pre-trained model on the target data is widely used in many deep learning applications, especially for small data sets. However, recent studies have empirically shown that training from scratch has the final performance that is no worse than this pre-training strategy once the number of training samples is increased in some vision tasks. In this work, we revisit this phenomenon from the perspective of generalization analysis by using excess risk bound which is popular in learning theory. The result reveals that the excess risk bound may have a weak dependency on the pre-trained model. The observation inspires us to leverage pre-training data for fine-tuning, since this data is also available for fine-tuning. The generalization result of using pre-training data shows that the excess risk bound on a target task can be improved when the appropriate pre-training data is included in fine-tuning. With the theoretical motivation, we propose a novel selection strategy to select a subset from pre-training data to help improve the generalization on the target task. Extensive experimental results for image classification tasks on 8 benchmark data sets verify the effectiveness of the proposed data selection based fine-tuning pipeline.
Graph Convolution for Re-ranking in Person Re-identificationYuqi Zhang, Qian Qi, Chong Liu et al.
Nowadays, deep learning is widely applied to extract features for similarity computation in person re-identification (re-ID) and have achieved great success. However, due to the non-overlapping between training and testing IDs, the difference between the data used for model training and the testing data makes the performance of learned feature degraded during testing. Hence, re-ranking is proposed to mitigate this issue and various algorithms have been developed. However, most of existing re-ranking methods focus on replacing the Euclidean distance with sophisticated distance metrics, which are not friendly to downstream tasks and hard to be used for fast retrieval of massive data in real applications. In this work, we propose a graph-based re-ranking method to improve learned features while still keeping Euclidean distance as the similarity metric. Inspired by graph convolution networks, we develop an operator to propagate features over an appropriate graph. Since graph is the essential key for the propagation, two important criteria are considered for designing the graph, and three different graphs are explored accordingly. Furthermore, a simple yet effective method is proposed to generate a profile vector for each tracklet in videos, which helps extend our method to video re-ID. Extensive experiments on three benchmark data sets, e.g., Market-1501, Duke, and MARS, demonstrate the effectiveness of our proposed approach.