Dawei Zhu

Xiao Wang, Jiahuan Pei, Diancheng Shui et al.

Legal judgment prediction offers a compelling method to aid legal practitioners and researchers. However, the research question remains relatively under-explored: Should multiple defendants and charges be treated separately in LJP? To address this, we introduce a new dataset namely multi-person multi-charge prediction (MPMCP), and seek the answer by evaluating the performance of several prevailing legal large language models (LLMs) on four practical legal judgment scenarios: (S1) single defendant with a single charge, (S2) single defendant with multiple charges, (S3) multiple defendants with a single charge, and (S4) multiple defendants with multiple charges. We evaluate the dataset across two LJP tasks, i.e., charge prediction and penalty term prediction. We have conducted extensive experiments and found that the scenario involving multiple defendants and multiple charges (S4) poses the greatest challenges, followed by S2, S3, and S1. The impact varies significantly depending on the model. For example, in S4 compared to S1, InternLM2 achieves approximately 4.5% lower F1-score and 2.8% higher LogD, while Lawformer demonstrates around 19.7% lower F1-score and 19.0% higher LogD. Our dataset and code are available at https://github.com/lololo-xiao/MultiJustice-MPMCP.

Xiaoyu Shen, Rexhina Blloshmi, Dawei Zhu et al.

Retrieval-augmented generation has gained popularity as a framework to enhance large language models with external knowledge. However, its effectiveness hinges on the retrieval robustness of the model. If the model lacks retrieval robustness, its performance is constrained by the accuracy of the retriever, resulting in significant compromises when the retrieved context is irrelevant. In this paper, we evaluate the "implicit" retrieval robustness of various large language models, instructing them to directly output the final answer without explicitly judging the relevance of the retrieved context. Our findings reveal that fine-tuning on a mix of gold and distracting context significantly enhances the model's robustness to retrieval inaccuracies, while still maintaining its ability to extract correct answers when retrieval is accurate. This suggests that large language models can implicitly handle relevant or irrelevant retrieved context by learning solely from the supervision of the final answer in an end-to-end manner. Introducing an additional process for explicit relevance judgment can be unnecessary and disrupts the end-to-end approach.