CLMay 16, 2024
FinTextQA: A Dataset for Long-form Financial Question AnsweringJian Chen, Peilin Zhou, Yining Hua et al.
Accurate evaluation of financial question answering (QA) systems necessitates a comprehensive dataset encompassing diverse question types and contexts. However, current financial QA datasets lack scope diversity and question complexity. This work introduces FinTextQA, a novel dataset for long-form question answering (LFQA) in finance. FinTextQA comprises 1,262 high-quality, source-attributed QA pairs extracted and selected from finance textbooks and government agency websites.Moreover, we developed a Retrieval-Augmented Generation (RAG)-based LFQA system, comprising an embedder, retriever, reranker, and generator. A multi-faceted evaluation approach, including human ranking, automatic metrics, and GPT-4 scoring, was employed to benchmark the performance of different LFQA system configurations under heightened noisy conditions. The results indicate that: (1) Among all compared generators, Baichuan2-7B competes closely with GPT-3.5-turbo in accuracy score; (2) The most effective system configuration on our dataset involved setting the embedder, retriever, reranker, and generator as Ada2, Automated Merged Retrieval, Bge-Reranker-Base, and Baichuan2-7B, respectively; (3) models are less susceptible to noise after the length of contexts reaching a specific threshold.
34.4SEApr 24
R2Code: A Self-Reflective LLM Framework for Requirements-to-Code TraceabilityYifei Wang, Jacky Keung, Xiaoxue Ma et al.
Accurate requirement-to-code traceability is crucial for software maintenance. However, existing IR- and embedding-based methods are heavily dependent on lexical similarity, often yielding incomplete or inconsistent links across projects and languages and incurring high cost from long-context retrieval and prompting. This paper presents R2Code, an LLM-based semantic traceability framework designed to improve trace link accuracy while reducing inference cost. R2Code integrates three components: 1) a decomposition-enhanced Bidirectional Alignment Network (BAN) that aligns four-layer requirement semantics with corresponding code structures to support cross-level semantic matching; 2) a Self-Reflective Consistency Verification (SRCV) module that conducts explanation-guided consistency checking to calibrate link reliability; and 3) a Dynamic Context-Adaptive Retrieval (DCAR) mechanism that adjusts retrieval granularity and filters contexts using semantic-overlap weighting for efficient context utilization. Experiments on five public datasets spanning multiple domains and two programming languages demonstrate that R2Code consistently outperforms the strongest baselines, achieving an average F1 gain of 7.4%, while reducing token consumption by up to 41.7% through adaptive context control.
33.7HCApr 27
Making Sense of Scams: Understanding Scam Conversations Through Multi-Level AlignmentZhenyu Mao, Jacky Keung, Xiangyu Li et al.
Online scams often unfold gradually through interaction, yet existing detection systems predominantly rely on snapshot-based signals and interruptive warnings, revealing two research gaps in the lack of signals that represent scam risk within conversational dynamics and the underexplored design of non-interruptive interaction. To address these gaps, we introduce multi-level alignment-based hints, informed by the Interactive Alignment Model, as a new detection signal for supporting sensemaking in scam-related conversations. These hints operationalize low-level lexical and syntactic alignments and high-level semantic and situation-model alignments between conversational participants, making conversational dynamics visible to users. We first conduct a preliminary evaluation on real-life scam dialogues, showing that as conversations approach scam attempts, low-level alignment scores remain stable while high-level alignment scores systematically decline, revealing a consistent cross-level pattern indicative of scam progression. Building on this insight, we conduct a user study with thirty participants, indicating that relative to the no-hint baseline, multi-level alignment-based hints increase precision by 0.25, recall by 0.16, and F1 score by 0.21, yielding substantially larger gains than the marginal improvements achieved by keyword-triggered alerts. Statistical analyses reveal that the proposed hints support earlier and more stable confidence formation over time, with ablation results further highlighting the effectiveness of combining alignment hints across levels in achieving these advantages.