Min Peng

Jimin Huang, Mengxi Xiao, Dong Li et al.

Financial LLMs hold promise for advancing financial tasks and domain-specific applications. However, they are limited by scarce corpora, weak multimodal capabilities, and narrow evaluations, making them less suited for real-world application. To address this, we introduce \textit{Open-FinLLMs}, the first open-source multimodal financial LLMs designed to handle diverse tasks across text, tabular, time-series, and chart data, excelling in zero-shot, few-shot, and fine-tuning settings. The suite includes FinLLaMA, pre-trained on a comprehensive 52-billion-token corpus; FinLLaMA-Instruct, fine-tuned with 573K financial instructions; and FinLLaVA, enhanced with 1.43M multimodal tuning pairs for strong cross-modal reasoning. We comprehensively evaluate Open-FinLLMs across 14 financial tasks, 30 datasets, and 4 multimodal tasks in zero-shot, few-shot, and supervised fine-tuning settings, introducing two new multimodal evaluation datasets. Our results show that Open-FinLLMs outperforms afvanced financial and general LLMs such as GPT-4, across financial NLP, decision-making, and multi-modal tasks, highlighting their potential to tackle real-world challenges. To foster innovation and collaboration across academia and industry, we release all codes (https://anonymous.4open.science/r/PIXIU2-0D70/B1D7/LICENSE) and models under OSI-approved licenses.

Yanlin Song, Ben Liu, Víctor Gutiérrez-Basulto et al.

Knowledge Graph Question Answering aims to answer natural language questions by reasoning over structured knowledge graphs. While large language models have advanced KGQA through their strong reasoning capabilities, existing methods continue to struggle to fully exploit both the rich knowledge encoded in KGs and the reasoning capabilities of LLMs, particularly in complex scenarios. They often assume complete KG coverage and lack mechanisms to judge when external information is needed, and their reasoning remains locally myopic, failing to maintain coherent multi-step planning, leading to reasoning failures even when relevant knowledge exists. We propose Graph-RFT, a novel two-stage reinforcement fine-tuning KGQA framework with a 'plan-KGsearch-and-Websearch-during-think' paradigm, that enables LLMs to perform autonomous planning and adaptive retrieval scheduling across KG and web sources under incomplete knowledge conditions. Graph-RFT introduces a chain-of-thought fine-tuning method with a customized plan-retrieval dataset activates structured reasoning and resolves the GRPO cold-start problem. It then introduces a novel plan-retrieval guided reinforcement learning process integrates explicit planning and retrieval actions with a multi-reward design, enabling coverage-aware retrieval scheduling. It employs a Cartesian-inspired planning module to decompose complex questions into ordered subquestions, and logical expression to guide tool invocation for globally consistent multi-step reasoning. This reasoning retrieval process is optimized with a multi-reward combining outcome and retrieval specific signals, enabling the model to learn when and how to combine KG and web retrieval effectively.