Lina Yao

Chengkai Huang, Shoujin Wang, Xianzhi Wang et al.

Sequential recommender systems (SRSs) aim to predict the subsequent items which may interest users via comprehensively modeling users' complex preference embedded in the sequence of user-item interactions. However, most of existing SRSs often model users' single low-level preference based on item ID information while ignoring the high-level preference revealed by item attribute information, such as item category. Furthermore, they often utilize limited sequence context information to predict the next item while overlooking richer inter-item semantic relations. To this end, in this paper, we proposed a novel hierarchical preference modeling framework to substantially model the complex low- and high-level preference dynamics for accurate sequential recommendation. Specifically, in the framework, a novel dual-transformer module and a novel dual contrastive learning scheme have been designed to discriminatively learn users' low- and high-level preference and to effectively enhance both low- and high-level preference learning respectively. In addition, a novel semantics-enhanced context embedding module has been devised to generate more informative context embedding for further improving the recommendation performance. Extensive experiments on six real-world datasets have demonstrated both the superiority of our proposed method over the state-of-the-art ones and the rationality of our design.

Chengkai Huang, Hongtao Huang, Tong Yu et al. · amazon-science

Recommender systems (RS) have become essential in filtering information and personalizing content for users. RS techniques have traditionally relied on modeling interactions between users and items as well as the features of content using models specific to each task. The emergence of foundation models (FMs), large scale models trained on vast amounts of data such as GPT, LLaMA and CLIP, is reshaping the recommendation paradigm. This survey provides a comprehensive overview of the Foundation Models for Recommender Systems (FM4RecSys), covering their integration in three paradigms: (1) Feature-Based augmentation of representations, (2) Generative recommendation approaches, and (3) Agentic interactive systems. We first review the data foundations of RS, from traditional explicit or implicit feedback to multimodal content sources. We then introduce FMs and their capabilities for representation learning, natural language understanding, and multi-modal reasoning in RS contexts. The core of the survey discusses how FMs enhance RS under different paradigms. Afterward, we examine FM applications in various recommendation tasks. Through an analysis of recent research, we highlight key opportunities that have been realized as well as challenges encountered. Finally, we outline open research directions and technical challenges for next-generation FM4RecSys. This survey not only reviews the state-of-the-art methods but also provides a critical analysis of the trade-offs among the feature-based, the generative, and the agentic paradigms, outlining key open issues and future research directions.

Rui Wang, Junda Wu, Yu Xia et al.

Large Language Models (LLMs) are identified as being susceptible to indirect prompt injection attack, where the model undesirably deviates from user-provided instructions by executing tasks injected in the prompt context. This vulnerability stems from LLMs' inability to distinguish between data and instructions within a prompt. In this paper, we propose CachePrune that defends against this attack by identifying and pruning task-triggering neurons from the KV cache of the input prompt context. By pruning such neurons, we encourage the LLM to treat the text spans of input prompt context as only pure data, instead of any indicator of instruction following. These neurons are identified via feature attribution with a loss function induced from an upperbound of the Direct Preference Optimization (DPO) objective. We show that such a loss function enables effective feature attribution with only a few samples. We further improve on the quality of feature attribution, by exploiting an observed triggering effect in instruction following. Our approach does not impose any formatting on the original prompt or introduce extra test-time LLM calls. Experiments show that CachePrune significantly reduces attack success rates without compromising the response quality. Note: This paper aims to defend against indirect prompt injection attacks, with the goal of developing more secure and robust AI systems.

Ruhan Wang, Zhiyong Wang, Chengkai Huang et al.

For question-answering (QA) tasks, in-context learning (ICL) enables language models to generate responses without modifying their parameters by leveraging examples provided in the input. However, the effectiveness of ICL heavily depends on the availability of high-quality examples, which are often scarce due to data privacy constraints, annotation costs, and distribution disparities. A natural solution is to utilize examples stored on client devices, but existing approaches either require transmitting model parameters - incurring significant communication overhead - or fail to fully exploit local datasets, limiting their effectiveness. To address these challenges, we propose Federated In-Context Learning (Fed-ICL), a general framework that enhances ICL through an iterative, collaborative process. Fed-ICL progressively refines responses by leveraging multi-round interactions between clients and a central server, improving answer quality without the need to transmit model parameters. We establish theoretical guarantees for the convergence of Fed-ICL and conduct extensive experiments on standard QA benchmarks, demonstrating that our proposed approach achieves strong performance while maintaining low communication costs.

Le Pan, Yuanjiang Cao, Chengkai Huang et al.

Recommender Systems (RSs) aim to provide personalized recommendations for users. A newly discovered bias, known as sentiment bias, uncovers a common phenomenon within Review-based RSs (RRSs): the recommendation accuracy of users or items with negative reviews deteriorates compared with users or items with positive reviews. Critical users and niche items are disadvantaged by such unfair recommendations. We study this problem from the perspective of counterfactual inference with two stages. At the model training stage, we build a causal graph and model how sentiment influences the final rating score. During the inference stage, we decouple the direct and indirect effects to mitigate the impact of sentiment bias and remove the indirect effect using counterfactual inference. We have conducted extensive experiments, and the results validate that our model can achieve comparable performance on rating prediction for better recommendations and effective mitigation of sentiment bias. To the best of our knowledge, this is the first work to employ counterfactual inference on sentiment bias mitigation in RSs.

Jing Du, Zesheng Ye, Bin Guo et al.

Cross-Domain Recommendation (CDR) seeks to enable effective knowledge transfer across domains. Existing works rely on either representation alignment or transformation bridges, but they struggle on identifying domain-shared from domain-specific latent factors. Specifically, while CDR describes user representations as a joint distribution over two domains, these methods fail to account for its joint identifiability as they primarily fixate on the marginal distribution within a particular domain. Such a failure may overlook the conditionality between two domains and how it contributes to latent factor disentanglement, leading to negative transfer when domains are weakly correlated. In this study, we explore what should and should not be transferred in cross-domain user representations from a causality perspective. We propose a Hierarchical subspace disentanglement approach to explore the Joint IDentifiability of cross-domain joint distribution, termed HJID, to preserve domain-specific behaviors from domain-shared factors. HJID organizes user representations into layers: generic shallow subspaces and domain-oriented deep subspaces. We first encode the generic pattern in the shallow subspace by minimizing the Maximum Mean Discrepancy of initial layer activation. Then, to dissect how domain-oriented latent factors are encoded in deeper layers activation, we construct a cross-domain causality-based data generation graph, which identifies cross-domain consistent and domain-specific components, adhering to the Minimal Change principle. This allows HJID to maintain stability whilst discovering unique factors for different domains, all within a generative framework of invertible transformations that guarantee the joint identifiability. With experiments on real-world datasets, we show that HJID outperforms SOTA methods on a range of strongly and weakly correlated CDR tasks.

Xingmei Wang, Xiaoyu Hu, Chengkai Huang et al.

Bridging 2D and 3D sensor modalities is critical for robust perception in autonomous systems. However, image-to-point cloud (I2P) registration remains challenging due to the semantic-geometric gap between texture-rich but depth-ambiguous images and sparse yet metrically precise point clouds, as well as the tendency of existing methods to converge to local optima. To overcome these limitations, we introduce CrossI2P, a self-supervised framework that unifies cross-modal learning and two-stage registration in a single end-to-end pipeline. First, we learn a geometric-semantic fused embedding space via dual-path contrastive learning, enabling annotation-free, bidirectional alignment of 2D textures and 3D structures. Second, we adopt a coarse-to-fine registration paradigm: a global stage establishes superpoint-superpixel correspondences through joint intra-modal context and cross-modal interaction modeling, followed by a geometry-constrained point-level refinement for precise registration. Third, we employ a dynamic training mechanism with gradient normalization to balance losses for feature alignment, correspondence refinement, and pose estimation. Extensive experiments demonstrate that CrossI2P outperforms state-of-the-art methods by 23.7% on the KITTI Odometry benchmark and by 37.9% on nuScenes, significantly improving both accuracy and robustness.

Matthew Nolan, Lina Yao, Robert Davidson

Human Activity Recognition (HAR) has seen significant advancements with the adoption of deep learning techniques, yet challenges remain in terms of data requirements, reliability and robustness. This paper explores a novel application of Ensemble Distribution Distillation (EDD) within a self-supervised learning framework for HAR aimed at overcoming these challenges. By leveraging unlabeled data and a partially supervised training strategy, our approach yields an increase in predictive accuracy, robust estimates of uncertainty, and substantial increases in robustness against adversarial perturbation; thereby significantly improving reliability in real-world scenarios without increasing computational complexity at inference. We demonstrate this with an evaluation on several publicly available datasets. The contributions of this work include the development of a self-supervised EDD framework, an innovative data augmentation technique designed for HAR, and empirical validation of the proposed method's effectiveness in increasing robustness and reliability.