Riemannian Preconditioned LoRA for Fine-Tuning Foundation ModelsFangzhao Zhang, Mert Pilanci
Low-Rank Adaptation (LoRA) emerges as a popular parameter-efficient fine-tuning (PEFT) method, which proposes to freeze pretrained model weights and update an additive low-rank trainable matrix. In this work, we study the enhancement of LoRA training by introducing an $r \times r$ preconditioner in each gradient step where $r$ is the LoRA rank. We theoretically verify that the proposed preconditioner stabilizes feature learning with LoRA under infinite-width NN setting. Empirically, the implementation of this new preconditioner requires a small change to existing optimizer code and creates virtually minuscule storage and runtime overhead. Our experimental results with both large language models and text-to-image diffusion models show that with this new preconditioner, the convergence and reliability of SGD and AdamW can be significantly enhanced. Moreover, the training process becomes much more robust to hyperparameter choices such as learning rate. The new preconditioner can be derived from a novel Riemannian metric in low-rank matrix field. Code can be accessed at https://github.com/pilancilab/Riemannian_Preconditioned_LoRA.
12.8GTMay 13
TERMS-Bench: Diagnosing LLM Negotiation Agents Beyond Deal RateErica Zhang, Fangzhao Zhang, Aneesh Pappu et al.
Negotiation is a central mechanism of economic exchange, shaping markets, procurement, labor agreements, and resource allocation. It is also a canonical testbed for agentic language models, requiring multi-turn interaction under hidden preferences, strategic communication, and binding constraints. These properties make negotiation hard to evaluate: unlike math or code, it has no intrinsic verifier. Existing LLM negotiation evaluations rely on LLM-vs.-LLM interaction or aggregate outcomes such as deal rate, leaving failures opaque. We introduce Terms-Bench, short for Testbed for Economic Reasoning in Multi-turn Strategy, a Bayesian-game framework that makes the environment itself the verifier by specifying the counterpart's latent type, policy, and payoff structure. We instantiate it in bilateral price negotiation, where the counterpart's private state and simulator policy are hidden from the agent but observable to the evaluator. This turns the counterpart from a black-box opponent into a diagnostic instrument, enabling agent-attributable failure analysis and oracle-reference optimality gaps. Evaluating 13 LLM agents spanning frontier systems from major providers, Terms-Bench turns negotiation evaluation from aggregate ranking into actionable diagnosis: where agents fail, why they fail, and what to strengthen. Empirically, frontier models saturate deal rate yet diverge in surplus extraction, cue use, belief calibration, and compliance, revealing agent-specific bargaining bottlenecks masked by prior benchmarks.
Spectral Adapter: Fine-Tuning in Spectral SpaceFangzhao Zhang, Mert Pilanci
Recent developments in Parameter-Efficient Fine-Tuning (PEFT) methods for pretrained deep neural networks have captured widespread interest. In this work, we study the enhancement of current PEFT methods by incorporating the spectral information of pretrained weight matrices into the fine-tuning procedure. We investigate two spectral adaptation mechanisms, namely additive tuning and orthogonal rotation of the top singular vectors, both are done via first carrying out Singular Value Decomposition (SVD) of pretrained weights and then fine-tuning the top spectral space. We provide a theoretical analysis of spectral fine-tuning and show that our approach improves the rank capacity of low-rank adapters given a fixed trainable parameter budget. We show through extensive experiments that the proposed fine-tuning model enables better parameter efficiency and tuning performance as well as benefits multi-adapter fusion.
11.5LGFeb 3, 2024
Analyzing Neural Network-Based Generative Diffusion Models through Convex OptimizationFangzhao Zhang, Mert Pilanci
Diffusion models are gaining widespread use in cutting-edge image, video, and audio generation. Score-based diffusion models stand out among these methods, necessitating the estimation of score function of the input data distribution. In this study, we present a theoretical framework to analyze two-layer neural network-based diffusion models by reframing score matching and denoising score matching as convex optimization. We prove that training shallow neural networks for score prediction can be done by solving a single convex program. Although most analyses of diffusion models operate in the asymptotic setting or rely on approximations, we characterize the exact predicted score function and establish convergence results for neural network-based diffusion models with finite data. Our results provide a precise characterization of what neural network-based diffusion models learn in non-asymptotic settings.