Tobias Huber

Yael Septon, Tobias Huber, Elisabeth André et al.

Explaining the behavior of reinforcement learning agents operating in sequential decision-making settings is challenging, as their behavior is affected by a dynamic environment and delayed rewards. Methods that help users understand the behavior of such agents can roughly be divided into local explanations that analyze specific decisions of the agents and global explanations that convey the general strategy of the agents. In this work, we study a novel combination of local and global explanations for reinforcement learning agents. Specifically, we combine reward decomposition, a local explanation method that exposes which components of the reward function influenced a specific decision, and HIGHLIGHTS, a global explanation method that shows a summary of the agent's behavior in decisive states. We conducted two user studies to evaluate the integration of these explanation methods and their respective benefits. Our results show significant benefits for both methods. In general, we found that the local reward decomposition was more useful for identifying the agents' priorities. However, when there was only a minor difference between the agents' preferences, then the global information provided by HIGHLIGHTS additionally improved participants' understanding.

Tobias Huber, Maximilian Demmler, Silvan Mertes et al.

Counterfactual explanations are a common tool to explain artificial intelligence models. For Reinforcement Learning (RL) agents, they answer "Why not?" or "What if?" questions by illustrating what minimal change to a state is needed such that an agent chooses a different action. Generating counterfactual explanations for RL agents with visual input is especially challenging because of their large state spaces and because their decisions are part of an overarching policy, which includes long-term decision-making. However, research focusing on counterfactual explanations, specifically for RL agents with visual input, is scarce and does not go beyond identifying defective agents. It is unclear whether counterfactual explanations are still helpful for more complex tasks like analyzing the learned strategies of different agents or choosing a fitting agent for a specific task. We propose a novel but simple method to generate counterfactual explanations for RL agents by formulating the problem as a domain transfer problem which allows the use of adversarial learning techniques like StarGAN. Our method is fully model-agnostic and we demonstrate that it outperforms the only previous method in several computational metrics. Furthermore, we show in a user study that our method performs best when analyzing which strategies different agents pursue.

Silvan Mertes, Christina Karle, Tobias Huber et al.

Explanation mechanisms from the field of Counterfactual Thinking are a widely-used paradigm for Explainable Artificial Intelligence (XAI), as they follow a natural way of reasoning that humans are familiar with. However, all common approaches from this field are based on communicating information about features or characteristics that are especially important for an AI's decision. We argue that in order to fully understand a decision, not only knowledge about relevant features is needed, but that the awareness of irrelevant information also highly contributes to the creation of a user's mental model of an AI system. Therefore, we introduce a new way of explaining AI systems. Our approach, which we call Alterfactual Explanations, is based on showing an alternative reality where irrelevant features of an AI's input are altered. By doing so, the user directly sees which characteristics of the input data can change arbitrarily without influencing the AI's decision. We evaluate our approach in an extensive user study, revealing that it is able to significantly contribute to the participants' understanding of an AI. We show that alterfactual explanations are suited to convey an understanding of different aspects of the AI's reasoning than established counterfactual explanation methods.

Silvan Mertes, Tobias Huber, Christina Karle et al.

In this paper, we demonstrate the feasibility of alterfactual explanations for black box image classifiers. Traditional explanation mechanisms from the field of Counterfactual Thinking are a widely-used paradigm for Explainable Artificial Intelligence (XAI), as they follow a natural way of reasoning that humans are familiar with. However, most common approaches from this field are based on communicating information about features or characteristics that are especially important for an AI's decision. However, to fully understand a decision, not only knowledge about relevant features is needed, but the awareness of irrelevant information also highly contributes to the creation of a user's mental model of an AI system. To this end, a novel approach for explaining AI systems called alterfactual explanations was recently proposed on a conceptual level. It is based on showing an alternative reality where irrelevant features of an AI's input are altered. By doing so, the user directly sees which input data characteristics can change arbitrarily without influencing the AI's decision. In this paper, we show for the first time that it is possible to apply this idea to black box models based on neural networks. To this end, we present a GAN-based approach to generate these alterfactual explanations for binary image classifiers. Further, we present a user study that gives interesting insights on how alterfactual explanations can complement counterfactual explanations.

Tobias Huber, Silvan Mertes, Stanislava Rangelova et al.

Virtual Reality (VR) games that feature physical activities have been shown to increase players' motivation to do physical exercise. However, for such exercises to have a positive healthcare effect, they have to be repeated several times a week. To maintain player motivation over longer periods of time, games often employ Dynamic Difficulty Adjustment (DDA) to adapt the game's challenge according to the player's capabilities. For exercise games, this is mostly done by tuning specific in-game parameters like the speed of objects. In this work, we propose to use experience-driven Procedural Content Generation for DDA in VR exercise games by procedurally generating levels that match the player's current capabilities. Not only finetuning specific parameters but creating completely new levels has the potential to decrease repetition over longer time periods and allows for the simultaneous adaptation of the cognitive and physical challenge of the exergame. As a proof-of-concept, we implement an initial prototype in which the player must traverse a maze that includes several exercise rooms, whereby the generation of the maze is realized by a neural network. Passing those exercise rooms requires the player to perform physical activities. To match the player's capabilities, we use Deep Reinforcement Learning to adjust the structure of the maze and to decide which exercise rooms to include in the maze. We evaluate our prototype in an exploratory user study utilizing both biodata and subjective questionnaires.

Pooja Prajod, Dominik Schiller, Tobias Huber et al.

In this paper, we present a process to investigate the effects of transfer learning for automatic facial expression recognition from emotions to pain. To this end, we first train a VGG16 convolutional neural network to automatically discern between eight categorical emotions. We then fine-tune successively larger parts of this network to learn suitable representations for the task of automatic pain recognition. Subsequently, we apply those fine-tuned representations again to the original task of emotion recognition to further investigate the differences in performance between the models. In the second step, we use Layer-wise Relevance Propagation to analyze predictions of the model that have been predicted correctly previously but are now wrongly classified. Based on this analysis, we rely on the visual inspection of a human observer to generate hypotheses about what has been forgotten by the model. Finally, we test those hypotheses quantitatively utilizing concept embedding analysis methods. Our results show that the network, which was fully fine-tuned for pain recognition, indeed payed less attention to two action units that are relevant for expression recognition but not for pain recognition.

Tobias Huber, Benedikt Limmer, Elisabeth André

One of the most prominent methods for explaining the behavior of Deep Reinforcement Learning (DRL) agents is the generation of saliency maps that show how much each pixel attributed to the agents' decision. However, there is no work that computationally evaluates and compares the fidelity of different saliency map approaches specifically for DRL agents. It is particularly challenging to computationally evaluate saliency maps for DRL agents since their decisions are part of an overarching policy. For instance, the output neurons of value-based DRL algorithms encode both the value of the current state as well as the value of doing each action in this state. This ambiguity should be considered when evaluating saliency maps for such agents. In this paper, we compare five popular perturbation-based approaches to create saliency maps for DRL agents trained on four different Atari 2600 games. The approaches are compared using two computational metrics: dependence on the learned parameters of the agent (sanity checks) and fidelity to the agent's reasoning (input degradation). During the sanity checks, we encounter issues with one approach and propose a solution to fix these issues. For fidelity, we identify two main factors that influence which saliency approach should be chosen in which situation.

Silvan Mertes, Tobias Huber, Katharina Weitz et al.

With the ongoing rise of machine learning, the need for methods for explaining decisions made by artificial intelligence systems is becoming a more and more important topic. Especially for image classification tasks, many state-of-the-art tools to explain such classifiers rely on visual highlighting of important areas of the input data. Contrary, counterfactual explanation systems try to enable a counterfactual reasoning by modifying the input image in a way such that the classifier would have made a different prediction. By doing so, the users of counterfactual explanation systems are equipped with a completely different kind of explanatory information. However, methods for generating realistic counterfactual explanations for image classifiers are still rare. Especially in medical contexts, where relevant information often consists of textural and structural information, high-quality counterfactual images have the potential to give meaningful insights into decision processes. In this work, we present GANterfactual, an approach to generate such counterfactual image explanations based on adversarial image-to-image translation techniques. Additionally, we conduct a user study to evaluate our approach in an exemplary medical use case. Our results show that, in the chosen medical use-case, counterfactual explanations lead to significantly better results regarding mental models, explanation satisfaction, trust, emotions, and self-efficacy than two state-of-the-art systems that work with saliency maps, namely LIME and LRP.

Tobias Huber, Katharina Weitz, Elisabeth André et al.

With advances in reinforcement learning (RL), agents are now being developed in high-stakes application domains such as healthcare and transportation. Explaining the behavior of these agents is challenging, as the environments in which they act have large state spaces, and their decision-making can be affected by delayed rewards, making it difficult to analyze their behavior. To address this problem, several approaches have been developed. Some approaches attempt to convey the $\textit{global}$ behavior of the agent, describing the actions it takes in different states. Other approaches devised $\textit{local}$ explanations which provide information regarding the agent's decision-making in a particular state. In this paper, we combine global and local explanation methods, and evaluate their joint and separate contributions, providing (to the best of our knowledge) the first user study of combined local and global explanations for RL agents. Specifically, we augment strategy summaries that extract important trajectories of states from simulations of the agent with saliency maps which show what information the agent attends to. Our results show that the choice of what states to include in the summary (global information) strongly affects people's understanding of agents: participants shown summaries that included important states significantly outperformed participants who were presented with agent behavior in a randomly set of chosen world-states. We find mixed results with respect to augmenting demonstrations with saliency maps (local information), as the addition of saliency maps did not significantly improve performance in most cases. However, we do find some evidence that saliency maps can help users better understand what information the agent relies on in its decision making, suggesting avenues for future work that can further improve explanations of RL agents.