Yu Cao

Yibin Lei, Liang Ding, Yu Cao et al.

Dense retrievers have achieved impressive performance, but their demand for abundant training data limits their application scenarios. Contrastive pre-training, which constructs pseudo-positive examples from unlabeled data, has shown great potential to solve this problem. However, the pseudo-positive examples crafted by data augmentations can be irrelevant. To this end, we propose relevance-aware contrastive learning. It takes the intermediate-trained model itself as an imperfect oracle to estimate the relevance of positive pairs and adaptively weighs the contrastive loss of different pairs according to the estimated relevance. Our method consistently improves the SOTA unsupervised Contriever model on the BEIR and open-domain QA retrieval benchmarks. Further exploration shows that our method can not only beat BM25 after further pre-training on the target corpus but also serves as a good few-shot learner. Our code is publicly available at https://github.com/Yibin-Lei/ReContriever.

Hanhao Qu, Yu Cao, Jun Gao et al.

We present IBR, an Iterative Backward Reasoning model to solve the proof generation tasks on rule-based Question Answering (QA), where models are required to reason over a series of textual rules and facts to find out the related proof path and derive the final answer. We handle the limitations of existed works in two folds: 1) enhance the interpretability of reasoning procedures with detailed tracking, by predicting nodes and edges in the proof path iteratively backward from the question; 2) promote the efficiency and accuracy via reasoning on the elaborate representations of nodes and history paths, without any intermediate texts that may introduce external noise during proof generation. There are three main modules in IBR, QA and proof strategy prediction to obtain the answer and offer guidance for the following procedure; parent node prediction to determine a node in the existing proof that a new child node will link to; child node prediction to find out which new node will be added to the proof. Experiments on both synthetic and paraphrased datasets demonstrate that IBR has better in-domain performance as well as cross-domain transferability than several strong baselines. Our code and models are available at https://github.com/find-knowledge/IBR .

Yu Cao, Jingrun Chen, Yixin Luo et al.

The diffusion model has shown remarkable success in computer vision, but it remains unclear whether the ODE-based probability flow or the SDE-based diffusion model is more superior and under what circumstances. Comparing the two is challenging due to dependencies on data distributions, score training, and other numerical issues. In this paper, we study the problem mathematically for two limiting scenarios: the zero diffusion (ODE) case and the large diffusion case. We first introduce a pulse-shape error to perturb the score function and analyze error accumulation of sampling quality, followed by a thorough analysis for generalization to arbitrary error. Our findings indicate that when the perturbation occurs at the end of the generative process, the ODE model outperforms the SDE model with a large diffusion coefficient. However, when the perturbation occurs earlier, the SDE model outperforms the ODE model, and we demonstrate that the error of sample generation due to such a pulse-shape perturbation is exponentially suppressed as the diffusion term's magnitude increases to infinity. Numerical validation of this phenomenon is provided using Gaussian, Gaussian mixture, and Swiss roll distribution, as well as realistic datasets like MNIST and CIFAR-10.

Boan Liu, Liang Ding, Li Shen et al.

The Mixture of Experts (MoE) has emerged as a highly successful technique in deep learning, based on the principle of divide-and-conquer to maximize model capacity without significant additional computational cost. Even in the era of large-scale language models (LLMs), MoE continues to play a crucial role, as some researchers have indicated that GPT-4 adopts the MoE structure to ensure diverse inference results. However, MoE is susceptible to performance degeneracy, particularly evident in the issues of imbalance and homogeneous representation among experts. While previous studies have extensively addressed the problem of imbalance, the challenge of homogeneous representation remains unresolved. In this study, we shed light on the homogeneous representation problem, wherein experts in the MoE fail to specialize and lack diversity, leading to frustratingly high similarities in their representations (up to 99\% in a well-performed MoE model). This problem restricts the expressive power of the MoE and, we argue, contradicts its original intention. To tackle this issue, we propose a straightforward yet highly effective solution: OMoE, an orthogonal expert optimizer. Additionally, we introduce an alternating training strategy that encourages each expert to update in a direction orthogonal to the subspace spanned by other experts. Our algorithm facilitates MoE training in two key ways: firstly, it explicitly enhances representation diversity, and secondly, it implicitly fosters interaction between experts during orthogonal weights computation. Through extensive experiments, we demonstrate that our proposed optimization algorithm significantly improves the performance of fine-tuning the MoE model on the GLUE benchmark, SuperGLUE benchmark, question-answering task, and name entity recognition tasks.

Yinya Huang, Meng Fang, Yu Cao et al.

Recent QA with logical reasoning questions requires passage-level relations among the sentences. However, current approaches still focus on sentence-level relations interacting among tokens. In this work, we explore aggregating passage-level clues for solving logical reasoning QA by using discourse-based information. We propose a discourse-aware graph network (DAGN) that reasons relying on the discourse structure of the texts. The model encodes discourse information as a graph with elementary discourse units (EDUs) and discourse relations, and learns the discourse-aware features via a graph network for downstream QA tasks. Experiments are conducted on two logical reasoning QA datasets, ReClor and LogiQA, and our proposed DAGN achieves competitive results. The source code is available at https://github.com/Eleanor-H/DAGN.

Yibin Lei, Di Wu, Tianyi Zhou et al.

We introduce a new unsupervised text embedding method, Meta-Task Prompting with Explicit One-Word Limitation (MetaEOL), for generating high-quality sentence embeddings from Large Language Models (LLMs) without the need for model fine-tuning. Leveraging meta-task prompting, MetaEOL guides LLMs to produce embeddings through a series of carefully designed prompts that address multiple representational aspects. Our comprehensive experiments demonstrate that embeddings averaged from various meta-tasks are versatile embeddings that yield competitive performance on Semantic Textual Similarity (STS) benchmarks and excel in downstream tasks, surpassing contrastive-trained models. Our findings suggest a new scaling law, offering a versatile and resource-efficient approach for embedding generation across diverse scenarios.

Yibin Lei, Yu Cao, Tianyi Zhou et al.

Recent studies demonstrate that query expansions generated by large language models (LLMs) can considerably enhance information retrieval systems by generating hypothetical documents that answer the queries as expansions. However, challenges arise from misalignments between the expansions and the retrieval corpus, resulting in issues like hallucinations and outdated information due to the limited intrinsic knowledge of LLMs. Inspired by Pseudo Relevance Feedback (PRF), we introduce Corpus-Steered Query Expansion (CSQE) to promote the incorporation of knowledge embedded within the corpus. CSQE utilizes the relevance assessing capability of LLMs to systematically identify pivotal sentences in the initially-retrieved documents. These corpus-originated texts are subsequently used to expand the query together with LLM-knowledge empowered expansions, improving the relevance prediction between the query and the target documents. Extensive experiments reveal that CSQE exhibits strong performance without necessitating any training, especially with queries for which LLMs lack knowledge.

Yibin Lei, Tao Shen, Yu Cao et al.

Recent large language models (LLMs) have demonstrated exceptional performance on general-purpose text embedding tasks. While dense embeddings have dominated related research, we introduce the first Lexicon-based EmbeddiNgS (LENS) leveraging LLMs that achieve competitive performance on these tasks. Regarding the inherent tokenization redundancy issue and unidirectional attention limitations in traditional causal LLMs, LENS consolidates the vocabulary space through token embedding clustering, and investigates bidirectional attention and various pooling strategies. Specifically, LENS simplifies lexicon matching by assigning each dimension to a specific token cluster, where semantically similar tokens are grouped together, and unlocking the full potential of LLMs through bidirectional attention. Extensive experiments demonstrate that LENS outperforms dense embeddings on the Massive Text Embedding Benchmark (MTEB), delivering compact feature representations that match the sizes of dense counterparts. Notably, combining LENSE with dense embeddings achieves state-of-the-art performance on the retrieval subset of MTEB (i.e. BEIR).

Adnan Siraj Rakin, Li Yang, Jingtao Li et al.

Recently developed adversarial weight attack, a.k.a. bit-flip attack (BFA), has shown enormous success in compromising Deep Neural Network (DNN) performance with an extremely small amount of model parameter perturbation. To defend against this threat, we propose RA-BNN that adopts a complete binary (i.e., for both weights and activation) neural network (BNN) to significantly improve DNN model robustness (defined as the number of bit-flips required to degrade the accuracy to as low as a random guess). However, such an aggressive low bit-width model suffers from poor clean (i.e., no attack) inference accuracy. To counter this, we propose a novel and efficient two-stage network growing method, named Early-Growth. It selectively grows the channel size of each BNN layer based on channel-wise binary masks training with Gumbel-Sigmoid function. Apart from recovering the inference accuracy, our RA-BNN after growing also shows significantly higher resistance to BFA. Our evaluation of the CIFAR-10 dataset shows that the proposed RA-BNN can improve the clean model accuracy by ~2-8 %, compared with a baseline BNN, while simultaneously improving the resistance to BFA by more than 125 x. Moreover, on ImageNet, with a sufficiently large (e.g., 5,000) amount of bit-flips, the baseline BNN accuracy drops to 4.3 % from 51.9 %, while our RA-BNN accuracy only drops to 37.1 % from 60.9 % (9 % clean accuracy improvement).

Yu Cao, Wei Bi, Meng Fang et al.

Large-scale pretrained language models have achieved outstanding performance on natural language understanding tasks. However, it is still under investigating how to apply them to dialogue generation tasks, especially those with responses conditioned on multiple sources. Previous work simply concatenates all input sources or averages information from different input sources. In this work, we study dialogue models with multiple input sources adapted from the pretrained language model GPT2. We explore various methods to fuse multiple separate attention information corresponding to different sources. Our experimental results show that proper fusion methods deliver higher relevance with dialogue history than simple fusion baselines.

Yu Cao, Meng Fang, Baosheng Yu et al.

Reading comprehension (RC) has been studied in a variety of datasets with the boosted performance brought by deep neural networks. However, the generalization capability of these models across different domains remains unclear. To alleviate this issue, we are going to investigate unsupervised domain adaptation on RC, wherein a model is trained on labeled source domain and to be applied to the target domain with only unlabeled samples. We first show that even with the powerful BERT contextual representation, the performance is still unsatisfactory when the model trained on one dataset is directly applied to another target dataset. To solve this, we provide a novel conditional adversarial self-training method (CASe). Specifically, our approach leverages a BERT model fine-tuned on the source dataset along with the confidence filtering to generate reliable pseudo-labeled samples in the target domain for self-training. On the other hand, it further reduces domain distribution discrepancy through conditional adversarial learning across domains. Extensive experiments show our approach achieves comparable accuracy to supervised models on multiple large-scale benchmark datasets.

Alex Warstadt, Yu Cao, Ioana Grosu et al.

Though state-of-the-art sentence representation models can perform tasks requiring significant knowledge of grammar, it is an open question how best to evaluate their grammatical knowledge. We explore five experimental methods inspired by prior work evaluating pretrained sentence representation models. We use a single linguistic phenomenon, negative polarity item (NPI) licensing in English, as a case study for our experiments. NPIs like "any" are grammatical only if they appear in a licensing environment like negation ("Sue doesn't have any cats" vs. "Sue has any cats"). This phenomenon is challenging because of the variety of NPI licensing environments that exist. We introduce an artificially generated dataset that manipulates key features of NPI licensing for the experiments. We find that BERT has significant knowledge of these features, but its success varies widely across different experimental methods. We conclude that a variety of methods is necessary to reveal all relevant aspects of a model's grammatical knowledge in a given domain.

Yu Cao, Meng Fang, Dacheng Tao

Multi-hop reasoning question answering requires deep comprehension of relationships between various documents and queries. We propose a Bi-directional Attention Entity Graph Convolutional Network (BAG), leveraging relationships between nodes in an entity graph and attention information between a query and the entity graph, to solve this task. Graph convolutional networks are used to obtain a relation-aware representation of nodes for entity graphs built from documents with multi-level features. Bidirectional attention is then applied on graphs and queries to generate a query-aware nodes representation, which will be used for the final prediction. Experimental evaluation shows BAG achieves state-of-the-art accuracy performance on the QAngaroo WIKIHOP dataset.

Yuewei Lin, Jing Chen, Yu Cao et al.

This paper introduces a new method to solve the cross-domain recognition problem. Different from the traditional domain adaption methods which rely on a global domain shift for all classes between source and target domain, the proposed method is more flexible to capture individual class variations across domains. By adopting a natural and widely used assumption -- "the data samples from the same class should lay on a low-dimensional subspace, even if they come from different domains", the proposed method circumvents the limitation of the global domain shift, and solves the cross-domain recognition by finding the compact joint subspaces of source and target domain. Specifically, given labeled samples in source domain, we construct subspaces for each of the classes. Then we construct subspaces in the target domain, called anchor subspaces, by collecting unlabeled samples that are close to each other and highly likely all fall into the same class. The corresponding class label is then assigned by minimizing a cost function which reflects the overlap and topological structure consistency between subspaces across source and target domains, and within anchor subspaces, respectively.We further combine the anchor subspaces to corresponding source subspaces to construct the compact joint subspaces. Subsequently, one-vs-rest SVM classifiers are trained in the compact joint subspaces and applied to unlabeled data in the target domain. We evaluate the proposed method on two widely used datasets: object recognition dataset for computer vision tasks, and sentiment classification dataset for natural language processing tasks. Comparison results demonstrate that the proposed method outperforms the comparison methods on both datasets.