Phung Lai

Phung Lai, Han Hu, NhatHai Phan et al.

In this paper, we show that the process of continually learning new tasks and memorizing previous tasks introduces unknown privacy risks and challenges to bound the privacy loss. Based upon this, we introduce a formal definition of Lifelong DP, in which the participation of any data tuples in the training set of any tasks is protected, under a consistently bounded DP protection, given a growing stream of tasks. A consistently bounded DP means having only one fixed value of the DP privacy budget, regardless of the number of tasks. To preserve Lifelong DP, we propose a scalable and heterogeneous algorithm, called L2DP-ML with a streaming batch training, to efficiently train and continue releasing new versions of an L2M model, given the heterogeneity in terms of data sizes and the training order of tasks, without affecting DP protection of the private training set. An end-to-end theoretical analysis and thorough evaluations show that our mechanism is significantly better than baseline approaches in preserving Lifelong DP. The implementation of L2DP-ML is available at: https://github.com/haiphanNJIT/PrivateDeepLearning.

Truc Nguyen, Phung Lai, Khang Tran et al.

Federated learning (FL) was originally regarded as a framework for collaborative learning among clients with data privacy protection through a coordinating server. In this paper, we propose a new active membership inference (AMI) attack carried out by a dishonest server in FL. In AMI attacks, the server crafts and embeds malicious parameters into global models to effectively infer whether a target data sample is included in a client's private training data or not. By exploiting the correlation among data features through a non-linear decision boundary, AMI attacks with a certified guarantee of success can achieve severely high success rates under rigorous local differential privacy (LDP) protection; thereby exposing clients' training data to significant privacy risk. Theoretical and experimental results on several benchmark datasets show that adding sufficient privacy-preserving noise to prevent our attack would significantly damage FL's model utility.

Khang Tran, Phung Lai, NhatHai Phan et al.

Graph neural networks (GNNs) are susceptible to privacy inference attacks (PIAs), given their ability to learn joint representation from features and edges among nodes in graph data. To prevent privacy leakages in GNNs, we propose a novel heterogeneous randomized response (HeteroRR) mechanism to protect nodes' features and edges against PIAs under differential privacy (DP) guarantees without an undue cost of data and model utility in training GNNs. Our idea is to balance the importance and sensitivity of nodes' features and edges in redistributing the privacy budgets since some features and edges are more sensitive or important to the model utility than others. As a result, we derive significantly better randomization probabilities and tighter error bounds at both levels of nodes' features and edges departing from existing approaches, thus enabling us to maintain high data utility for training GNNs. An extensive theoretical and empirical analysis using benchmark datasets shows that HeteroRR significantly outperforms various baselines in terms of model utility under rigorous privacy protection for both nodes' features and edges. That enables us to defend PIAs in DP-preserving GNNs effectively.

Phung Lai, NhatHai Phan, Tong Sun et al.

In this paper, we introduce a novel concept of user-entity differential privacy (UeDP) to provide formal privacy protection simultaneously to both sensitive entities in textual data and data owners in learning natural language models (NLMs). To preserve UeDP, we developed a novel algorithm, called UeDP-Alg, optimizing the trade-off between privacy loss and model utility with a tight sensitivity bound derived from seamlessly combining user and sensitive entity sampling processes. An extensive theoretical analysis and evaluation show that our UeDP-Alg outperforms baseline approaches in model utility under the same privacy budget consumption on several NLM tasks, using benchmark datasets.

Kieu Dang, Phung Lai, NhatHai Phan et al.

Large Language Models (LLMs) have transformed natural language processing, demonstrating impressive capabilities across diverse tasks. However, deploying these models introduces critical risks related to intellectual property violations and potential misuse, particularly as adversaries can imitate these models to steal services or generate misleading outputs. We specifically focus on model stealing attacks, as they are highly relevant to proprietary LLMs and pose a serious threat to their security, revenue, and ethical deployment. While various watermarking techniques have emerged to mitigate these risks, it remains unclear how far the community and industry have progressed in developing and deploying watermarks in LLMs. To bridge this gap, we aim to develop a comprehensive systematization for watermarks in LLMs by 1) presenting a detailed taxonomy for watermarks in LLMs, 2) proposing a novel intellectual property classifier to explore the effectiveness and impacts of watermarks on LLMs under both attack and attack-free environments, 3) analyzing the limitations of existing watermarks in LLMs, and 4) discussing practical challenges and potential future directions for watermarks in LLMs. Through extensive experiments, we show that despite promising research outcomes and significant attention from leading companies and community to deploy watermarks, these techniques have yet to reach their full potential in real-world applications due to their unfavorable impacts on model utility of LLMs and downstream tasks. Our findings provide an insightful understanding of watermarks in LLMs, highlighting the need for practical watermarks solutions tailored to LLM deployment.

Phung Lai, Guanxiong Liu, NhatHai Phan et al.

Federated learning (FL) enables collaborative model training using decentralized private data from multiple clients. While FL has shown robustness against poisoning attacks with basic defenses, our research reveals new vulnerabilities stemming from non-independent and identically distributed (non-IID) data among clients. These vulnerabilities pose a substantial risk of model poisoning in real-world FL scenarios. To demonstrate such vulnerabilities, we develop a novel collaborative backdoor poisoning attack called CollaPois. In this attack, we distribute a single pre-trained model infected with a Trojan to a group of compromised clients. These clients then work together to produce malicious gradients, causing the FL model to consistently converge towards a low-loss region centered around the Trojan-infected model. Consequently, the impact of the Trojan is amplified, especially when the benign clients have diverse local data distributions and scattered local gradients. CollaPois stands out by achieving its goals while involving only a limited number of compromised clients, setting it apart from existing attacks. Also, CollaPois effectively avoids noticeable shifts or degradation in the FL model's performance on legitimate data samples, allowing it to operate stealthily and evade detection by advanced robust FL algorithms. Thorough theoretical analysis and experiments conducted on various benchmark datasets demonstrate the superiority of CollaPois compared to state-of-the-art backdoor attacks. Notably, CollaPois bypasses existing backdoor defenses, especially in scenarios where clients possess diverse data distributions. Moreover, the results show that CollaPois remains effective even when involving a small number of compromised clients. Notably, clients whose local data is closely aligned with compromised clients experience higher risks of backdoor infections.

Kiana Vu, İsmet Selçuk Özer, Phung Lai et al.

As climate change accelerates the frequency and severity of extreme events such as wildfires, the need for accurate, explainable, and actionable forecasting becomes increasingly urgent. While artificial intelligence (AI) models have shown promise in predicting such events, their adoption in real-world decision-making remains limited due to their black-box nature, which limits trust, explainability, and operational readiness. This paper investigates the role of explainable AI (XAI) in bridging the gap between predictive accuracy and actionable insight for extreme event forecasting. Using wildfire prediction as a case study, we evaluate various AI models and employ SHapley Additive exPlanations (SHAP) to uncover key features, decision pathways, and potential biases in model behavior. Our analysis demonstrates how XAI not only clarifies model reasoning but also supports critical decision-making by domain experts and response teams. In addition, we provide supporting visualizations that enhance the interpretability of XAI outputs by contextualizing feature importance and temporal patterns in seasonality and geospatial characteristics. This approach enhances the usability of AI explanations for practitioners and policymakers. Our findings highlight the need for AI systems that are not only accurate but also interpretable, accessible, and trustworthy, essential for effective use in disaster preparedness, risk mitigation, and climate resilience planning.

Phung Lai, NhatHai Phan, Issa Khalil et al.

This paper explores previously unknown backdoor risks in HyperNet-based personalized federated learning (HyperNetFL) through poisoning attacks. Based upon that, we propose a novel model transferring attack (called HNTroj), i.e., the first of its kind, to transfer a local backdoor infected model to all legitimate and personalized local models, which are generated by the HyperNetFL model, through consistent and effective malicious local gradients computed across all compromised clients in the whole training process. As a result, HNTroj reduces the number of compromised clients needed to successfully launch the attack without any observable signs of sudden shifts or degradation regarding model utility on legitimate data samples making our attack stealthy. To defend against HNTroj, we adapted several backdoor-resistant FL training algorithms into HyperNetFL. An extensive experiment that is carried out using several benchmark datasets shows that HNTroj significantly outperforms data poisoning and model replacement attacks and bypasses robust training algorithms even with modest numbers of compromised clients.

Pradnya Desai, Phung Lai, NhatHai Phan et al.

In this paper, we focus on preserving differential privacy (DP) in continual learning (CL), in which we train ML models to learn a sequence of new tasks while memorizing previous tasks. We first introduce a notion of continual adjacent databases to bound the sensitivity of any data record participating in the training process of CL. Based upon that, we develop a new DP-preserving algorithm for CL with a data sampling strategy to quantify the privacy risk of training data in the well-known Averaged Gradient Episodic Memory (A-GEM) approach by applying a moments accountant. Our algorithm provides formal guarantees of privacy for data records across tasks in CL. Preliminary theoretical analysis and evaluations show that our mechanism tightens the privacy loss while maintaining a promising model utility.