Alexander Hoyle

Alexander Hoyle, Pranav Goel, Rupak Sarkar et al.

Recently, the relationship between automated and human evaluation of topic models has been called into question. Method developers have staked the efficacy of new topic model variants on automated measures, and their failure to approximate human preferences places these models on uncertain ground. Moreover, existing evaluation paradigms are often divorced from real-world use. Motivated by content analysis as a dominant real-world use case for topic modeling, we analyze two related aspects of topic models that affect their effectiveness and trustworthiness in practice for that purpose: the stability of their estimates and the extent to which the model's discovered categories align with human-determined categories in the data. We find that neural topic models fare worse in both respects compared to an established classical method. We take a step toward addressing both issues in tandem by demonstrating that a straightforward ensembling method can reliably outperform the members of the ensemble.

Chau Minh Pham, Alexander Hoyle, Simeng Sun et al.

Topic modeling is a well-established technique for exploring text corpora. Conventional topic models (e.g., LDA) represent topics as bags of words that often require "reading the tea leaves" to interpret; additionally, they offer users minimal control over the formatting and specificity of resulting topics. To tackle these issues, we introduce TopicGPT, a prompt-based framework that uses large language models (LLMs) to uncover latent topics in a text collection. TopicGPT produces topics that align better with human categorizations compared to competing methods: it achieves a harmonic mean purity of 0.74 against human-annotated Wikipedia topics compared to 0.64 for the strongest baseline. Its topics are also interpretable, dispensing with ambiguous bags of words in favor of topics with natural language labels and associated free-form descriptions. Moreover, the framework is highly adaptable, allowing users to specify constraints and modify topics without the need for model retraining. By streamlining access to high-quality and interpretable topics, TopicGPT represents a compelling, human-centered approach to topic modeling.

Alexander Hoyle, Lorena Calvo-Bartolomé, Jordan Boyd-Graber et al.

Topic model and document-clustering evaluations either use automated metrics that align poorly with human preferences or require expert labels that are intractable to scale. We design a scalable human evaluation protocol and a corresponding automated approximation that reflect practitioners' real-world usage of models. Annotators -- or an LLM-based proxy -- review text items assigned to a topic or cluster, infer a category for the group, then apply that category to other documents. Using this protocol, we collect extensive crowdworker annotations of outputs from a diverse set of topic models on two datasets. We then use these annotations to validate automated proxies, finding that the best LLM proxies are statistically indistinguishable from a human annotator and can therefore serve as a reasonable substitute in automated evaluations. Package, web interface, and data are at https://github.com/ahoho/proxann

Zongxia Li, Lorena Calvo-Bartolomé, Alexander Hoyle et al.

A common use of NLP is to facilitate the understanding of large document collections, with a shift from using traditional topic models to Large Language Models. Yet the effectiveness of using LLM for large corpus understanding in real-world applications remains under-explored. This study measures the knowledge users acquire with unsupervised, supervised LLM-based exploratory approaches or traditional topic models on two datasets. While LLM-based methods generate more human-readable topics and show higher average win probabilities than traditional models for data exploration, they produce overly generic topics for domain-specific datasets that do not easily allow users to learn much about the documents. Adding human supervision to the LLM generation process improves data exploration by mitigating hallucination and over-genericity but requires greater human effort. In contrast, traditional. models like Latent Dirichlet Allocation (LDA) remain effective for exploration but are less user-friendly. We show that LLMs struggle to describe the haystack of large corpora without human help, particularly domain-specific data, and face scaling and hallucination limitations due to context length constraints.

Jingwei Ni, Yu Fan, Vilém Zouhar et al. · eth-zurich

Variation in human annotation (i.e., disagreements) is common in NLP, often reflecting important information like task subjectivity and sample ambiguity. Modeling this variation is important for applications that are sensitive to such information. Although RLVR-style reasoning (Reinforcement Learning with Verifiable Rewards) has improved Large Language Model (LLM) performance on many tasks, it remains unclear whether such reasoning enables LLMs to capture informative variation in human annotation. In this work, we evaluate the influence of different reasoning settings on LLM disagreement modeling. We systematically evaluate each reasoning setting across model sizes, distribution expression methods, and steering methods, resulting in 60 experimental setups across 3 tasks. Surprisingly, our results show that RLVR-style reasoning degrades performance in disagreement modeling, while naive Chain-of-Thought (CoT) reasoning improves the performance of RLHF LLMs (RL from human feedback). These findings underscore the potential risk of replacing human annotators with reasoning LLMs, especially when disagreements are important.

Hauke Licht, Rupak Sarkar, Patrick Y. Wu et al.

Many constructs that characterize language, like its complexity or emotionality, have a naturally continuous semantic structure; a public speech is not just "simple" or "complex," but exists on a continuum between extremes. Although large language models (LLMs) are an attractive tool for measuring scalar constructs, their idiosyncratic treatment of numerical outputs raises questions of how to best apply them. We address these questions with a comprehensive evaluation of LLM-based approaches to scalar construct measurement in social science. Using multiple datasets sourced from the political science literature, we evaluate four approaches: unweighted direct pointwise scoring, aggregation of pairwise comparisons, token-probability-weighted pointwise scoring, and finetuning. Our study finds that pairwise comparisons made by LLMs produce better measurements than simply prompting the LLM to directly output the scores, which suffers from bunching around arbitrary numbers. However, taking the weighted mean over the token probability of scores further improves the measurements over the two previous approaches. Finally, finetuning smaller models with as few as 1,000 training pairs can match or exceed the performance of prompted LLMs.

Chenfei Xiong, Jingwei Ni, Yu Fan et al. · eth-zurich

We introduce Co-DETECT (Collaborative Discovery of Edge cases in TExt ClassificaTion), a novel mixed-initiative annotation framework that integrates human expertise with automatic annotation guided by large language models (LLMs). Co-DETECT starts with an initial, sketch-level codebook and dataset provided by a domain expert, then leverages the LLM to annotate the data and identify edge cases that are not well described by the initial codebook. Specifically, Co-DETECT flags challenging examples, induces high-level, generalizable descriptions of edge cases, and assists user in incorporating edge case handling rules to improve the codebook. This iterative process enables more effective handling of nuanced phenomena through compact, generalizable annotation rules. Extensive user study, qualitative and quantitative analyses prove the effectiveness of Co-DETECT.

Tu Nguyen, Kevin Du, Alexander Miserlis Hoyle et al.

Two central capabilities of language models (LMs) are: (i) drawing on prior knowledge about entities, which allows them to answer queries such as "What's the official language of Austria?", and (ii) adapting to new information provided in context, e.g., "Pretend the official language of Austria is Tagalog.", that is pre-pended to the question. In this article, we introduce targeted persuasion score (TPS), designed to quantify how persuasive a given context is to an LM where persuasion is operationalized as the ability of the context to alter the LM's answer to the question. In contrast to evaluating persuasiveness only by inspecting the greedily decoded answer under the model, TPS provides a more fine-grained view of model behavior. Based on the Wasserstein distance, TPS measures how much a context shifts a model's original answer distribution toward a target distribution. Empirically, through a series of experiments, we show that TPS captures a more nuanced notion of persuasiveness than previously proposed metrics.

Eunjung Cho, Alexander Hoyle, Yoan Hermstrüwer

Large Language Models (LLMs) are increasingly used to generate user-tailored summaries, adapting outputs to specific stakeholders. In legal contexts, this raises important questions about motivated reasoning -- how models strategically frame information to align with a stakeholder's position within the legal system. Building on theories of legal realism and recent trends in legal practice, we investigate how LLMs respond to prompts conditioned on different legal roles (e.g., judges, prosecutors, attorneys) when summarizing judicial decisions. We introduce an evaluation framework grounded in legal fact and reasoning inclusion, also considering favorability towards stakeholders. Our results show that even when prompts include balancing instructions, models exhibit selective inclusion patterns that reflect role-consistent perspectives. These findings raise broader concerns about how similar alignment may emerge as LLMs begin to infer user roles from prior interactions or context, even without explicit role instructions. Our results underscore the need for role-aware evaluation of LLM summarization behavior in high-stakes legal settings.

Nishant Balepur, Matthew Shu, Alexander Hoyle et al.

Keyword mnemonics are memorable explanations that link new terms to simpler keywords. Prior work generates mnemonics for students, but they do not train models using mnemonics students prefer and aid learning. We build SMART, a mnemonic generator trained on feedback from real students learning new terms. To train SMART, we first fine-tune LLaMA-2 on a curated set of user-written mnemonics. We then use LLM alignment to enhance SMART: we deploy mnemonics generated by SMART in a flashcard app to find preferences on mnemonics students favor. We gather 2684 preferences from 45 students across two types: expressed (inferred from ratings) and observed (inferred from student learning), yielding three key findings. First, expressed and observed preferences disagree; what students think is helpful does not always capture what is truly helpful. Second, Bayesian models can synthesize complementary data from multiple preference types into a single effectiveness signal. SMART is tuned via Direct Preference Optimization on this signal, which resolves ties and missing labels in the typical method of pairwise comparisons, augmenting data for LLM output quality gains. Third, mnemonic experts assess SMART as matching GPT-4 at much lower deployment costs, showing the utility of capturing diverse student feedback to align LLMs in education.

Sander Schulhoff, Michael Ilie, Nishant Balepur et al.

Generative Artificial Intelligence (GenAI) systems are increasingly being deployed across diverse industries and research domains. Developers and end-users interact with these systems through the use of prompting and prompt engineering. Although prompt engineering is a widely adopted and extensively researched area, it suffers from conflicting terminology and a fragmented ontological understanding of what constitutes an effective prompt due to its relatively recent emergence. We establish a structured understanding of prompt engineering by assembling a taxonomy of prompting techniques and analyzing their applications. We present a detailed vocabulary of 33 vocabulary terms, a taxonomy of 58 LLM prompting techniques, and 40 techniques for other modalities. Additionally, we provide best practices and guidelines for prompt engineering, including advice for prompting state-of-the-art (SOTA) LLMs such as ChatGPT. We further present a meta-analysis of the entire literature on natural language prefix-prompting. As a culmination of these efforts, this paper presents the most comprehensive survey on prompt engineering to date.

Alexander Hoyle, Rupak Sarkar, Pranav Goel et al.

When people interpret text, they rely on inferences that go beyond the observed language itself. Inspired by this observation, we introduce a method for the analysis of text that takes implicitly communicated content explicitly into account. We use a large language model to produce sets of propositions that are inferentially related to the text that has been observed, then validate the plausibility of the generated content via human judgments. Incorporating these explicit representations of implicit content proves useful in multiple problem settings that involve the human interpretation of utterances: assessing the similarity of arguments, making sense of a body of opinion data, and modeling legislative behavior. Our results suggest that modeling the meanings behind observed language, rather than the literal text alone, is a valuable direction for NLP and particularly its applications to social science.

Dominik Stammbach, Vilém Zouhar, Alexander Hoyle et al.

Topic models are used to make sense of large text collections. However, automatically evaluating topic model output and determining the optimal number of topics both have been longstanding challenges, with no effective automated solutions to date. This paper proposes using large language models to evaluate such output. We find that large language models appropriately assess the resulting topics, correlating more strongly with human judgments than existing automated metrics. We then investigate whether we can use large language models to automatically determine the optimal number of topics. We automatically assign labels to documents and choosing configurations with the most pure labels returns reasonable values for the optimal number of topics.

Alexander Hoyle, Pranav Goel, Denis Peskov et al.

Topic model evaluation, like evaluation of other unsupervised methods, can be contentious. However, the field has coalesced around automated estimates of topic coherence, which rely on the frequency of word co-occurrences in a reference corpus. Contemporary neural topic models surpass classical ones according to these metrics. At the same time, topic model evaluation suffers from a validation gap: automated coherence, developed for classical models, has not been validated using human experimentation for neural models. In addition, a meta-analysis of topic modeling literature reveals a substantial standardization gap in automated topic modeling benchmarks. To address the validation gap, we compare automated coherence with the two most widely accepted human judgment tasks: topic rating and word intrusion. To address the standardization gap, we systematically evaluate a dominant classical model and two state-of-the-art neural models on two commonly used datasets. Automated evaluations declare a winning model when corresponding human evaluations do not, calling into question the validity of fully automatic evaluations independent of human judgments.

Alexander Hoyle, Ana Marasović, Noah Smith

Generating text from structured inputs, such as meaning representations or RDF triples, has often involved the use of specialized graph-encoding neural networks. However, recent applications of pretrained transformers to linearizations of graph inputs have yielded state-of-the-art generation results on graph-to-text tasks. Here, we explore the ability of these linearized models to encode local graph structures, in particular their invariance to the graph linearization strategy and their ability to reconstruct corrupted inputs. Our findings motivate solutions to enrich the quality of models' implicit graph encodings via scaffolding. Namely, we use graph-denoising objectives implemented in a multi-task text-to-text framework. We find that these denoising scaffolds lead to substantial improvements in downstream generation in low-resource settings.

Alexander Hoyle, Pranav Goel, Philip Resnik

Topic models are often used to identify human-interpretable topics to help make sense of large document collections. We use knowledge distillation to combine the best attributes of probabilistic topic models and pretrained transformers. Our modular method can be straightforwardly applied with any neural topic model to improve topic quality, which we demonstrate using two models having disparate architectures, obtaining state-of-the-art topic coherence. We show that our adaptable framework not only improves performance in the aggregate over all estimated topics, as is commonly reported, but also in head-to-head comparisons of aligned topics.

Alexander Hoyle, Wolf-Sonkin, Hanna Wallach et al.

Studying the ways in which language is gendered has long been an area of interest in sociolinguistics. Studies have explored, for example, the speech of male and female characters in film and the language used to describe male and female politicians. In this paper, we aim not to merely study this phenomenon qualitatively, but instead to quantify the degree to which the language used to describe men and women is different and, moreover, different in a positive or negative way. To that end, we introduce a generative latent-variable model that jointly represents adjective (or verb) choice, with its sentiment, given the natural gender of a head (or dependent) noun. We find that there are significant differences between descriptions of male and female nouns and that these differences align with common gender stereotypes: Positive adjectives used to describe women are more often related to their bodies than adjectives used to describe men.

Alexander Hoyle, Lawrence Wolf-Sonkin, Hanna Wallach et al.

When assigning quantitative labels to a dataset, different methodologies may rely on different scales. In particular, when assigning polarities to words in a sentiment lexicon, annotators may use binary, categorical, or continuous labels. Naturally, it is of interest to unify these labels from disparate scales to both achieve maximal coverage over words and to create a single, more robust sentiment lexicon while retaining scale coherence. We introduce a generative model of sentiment lexica to combine disparate scales into a common latent representation. We realize this model with a novel multi-view variational autoencoder (VAE), called SentiVAE. We evaluate our approach via a downstream text classification task involving nine English-Language sentiment analysis datasets; our representation outperforms six individual sentiment lexica, as well as a straightforward combination thereof.