Chenrui Fan

Yue Huang, Jiawen Shi, Yuan Li et al.

Large language models (LLMs) have garnered significant attention due to their impressive natural language processing (NLP) capabilities. Recently, many studies have focused on the tool utilization ability of LLMs. They primarily investigated how LLMs effectively collaborate with given specific tools. However, in scenarios where LLMs serve as intelligent agents, as seen in applications like AutoGPT and MetaGPT, LLMs are expected to engage in intricate decision-making processes that involve deciding whether to employ a tool and selecting the most suitable tool(s) from a collection of available tools to fulfill user requests. Therefore, in this paper, we introduce MetaTool, a benchmark designed to evaluate whether LLMs have tool usage awareness and can correctly choose tools. Specifically, we create a dataset called ToolE within the benchmark. This dataset contains various types of user queries in the form of prompts that trigger LLMs to use tools, including both single-tool and multi-tool scenarios. Subsequently, we set the tasks for both tool usage awareness and tool selection. We define four subtasks from different perspectives in tool selection, including tool selection with similar choices, tool selection in specific scenarios, tool selection with possible reliability issues, and multi-tool selection. We conduct experiments involving eight popular LLMs and find that the majority of them still struggle to effectively select tools, highlighting the existing gaps between LLMs and genuine intelligent agents. However, through the error analysis, we found there is still significant room for improvement. Finally, we conclude with insights for tool developers -- we strongly recommend that tool developers choose an appropriate rewrite model for generating new descriptions based on the downstream LLM the tool will apply to. Our code is in https://github.com/HowieHwong/MetaTool.

Ming Li, Nan Zhang, Chenrui Fan et al.

While Large Reasoning Models (LRMs) generate extensive chain-of-thought reasoning, we lack a principled framework for understanding how these thoughts are structured. In this paper, we introduce a novel approach by applying Schoenfeld's Episode Theory, a classic cognitive framework for human mathematical problem-solving, to analyze the reasoning traces of LRMs. We annotated thousands of sentences and paragraphs from model-generated solutions to math problems using seven cognitive labels (e.g., Plan, Implement, Verify). The result is the first publicly available benchmark for the fine-grained analysis of machine reasoning, including a large annotated corpus and detailed annotation guidebooks. Our preliminary analysis reveals distinct patterns in LRM reasoning, such as the transition dynamics between cognitive states. This framework provides a theoretically grounded methodology for interpreting LRM cognition and enables future work on more controllable and transparent reasoning systems.

Ziyue Li, Chenrui Fan, Tianyi Zhou

This paper presents the first study of grokking in practical LLM pretraining. Specifically, we investigate when an LLM memorizes the training data, when its generalization on downstream tasks starts to improve, and what happens if there is a lag between the two. Unlike existing works studying when a small model generalizes to limited and specified tasks during thousands epochs' training on algorithmic data, we focus on a practical setting for LLMs, i.e., one-epoch pretraining of next-token prediction on a cross-domain, large-scale corpus, and generalization on diverse benchmark tasks covering math/commonsense reasoning, code generation, and domain-specific retrieval. Our study, for the first time, verifies that grokking still emerges in pretraining mixture-of-experts (MoE) LLMs, though different local data groups may enter their grokking stages asynchronously due to the heterogeneity of their distributions and attributions to others. To find a mechanistic interpretation of this local grokking, we investigate the dynamics of training data's pathways (i.e., expert choices across layers in MoE). Our primary discovery is that the pathways evolve from random, non-smooth across layers, instance-specific to more structured and transferable across samples, despite the converged pretraining loss. This depicts a transition from memorization to generalization. Two novel metrics are developed to quantify these patterns: one computes the pathway similarity between samples, while the other measures the consistency of aggregated experts between subsequent layers for each sample. These training data based metrics induce zero cost but can faithfully track and monitor the generalization of LLMs on downstream tasks, which, in conventional settings, requires costly instruction tuning and benchmark evaluation.

Yue Huang, Chenrui Fan, Yuan Li et al.

Large Language Models (LLMs) have garnered significant attention due to their remarkable ability to process information across various languages. Despite their capabilities, they exhibit inconsistencies in handling identical queries in different languages, presenting challenges for further advancement. This paper introduces a method to enhance the multilingual performance of LLMs by aggregating knowledge from diverse languages. This approach incorporates a low-resource knowledge detector specific to a language, a language selection process, and mechanisms for answer replacement and integration. Our experiments demonstrate notable performance improvements, particularly in reducing language performance disparity. An ablation study confirms that each component of our method significantly contributes to these enhancements. This research highlights the inherent potential of LLMs to harmonize multilingual capabilities and offers valuable insights for further exploration.