Weiqin Chen

Weiqin Chen, Xinjie Zhang, Sandipan Mishra et al.

Offline reinforcement learning (RL) learns effective policies from a static target dataset. The performance of state-of-the-art offline RL algorithms notwithstanding, it relies on the size of the target dataset, and it degrades if limited samples in the target dataset are available, which is often the case in real-world applications. To address this issue, domain adaptation that leverages auxiliary samples from related source datasets (such as simulators) can be beneficial. However, establishing the optimal way to trade off the limited target dataset and the large-but-biased source dataset while ensuring provably theoretical guarantees remains an open challenge. To the best of our knowledge, this paper proposes the first framework that theoretically explores the impact of the weights assigned to each dataset on the performance of offline RL. In particular, we establish performance bounds and the existence of the optimal weight, which can be computed in closed form under simplifying assumptions. We also provide algorithmic guarantees in terms of convergence to a neighborhood of the optimum. Notably, these results depend on the quality of the source dataset and the number of samples in the target dataset. Our empirical results on the well-known Procgen and MuJoCo benchmarks substantiate the theoretical contributions in this work.

Weiqin Chen, Nhan Huu Pham, Michael Robert Glass et al.

Reinforcement learning (RL) has demonstrated significant promise in enhancing the reasoning capabilities of Text2SQL LLMs, especially with advanced algorithms such as GRPO and DAPO. However, the performance of these methods is highly sensitive to the design of reward functions. Inappropriate rewards can lead to reward hacking, where models exploit loopholes in the reward structure to achieve high scores without genuinely solving the task. This work considers a constrained RL framework for Text2SQL that incorporates natural and interpretable reward and constraint signals, while dynamically balancing trade-offs among them during the training. We establish the theoretical guarantees of our constrained RL framework and our numerical experiments on the well-known Text2SQL datasets substantiate the improvement of our approach over the state-of-the-art RL-trained LLMs.

Weiqin Chen, James Onyejizu, Long Vu et al.

Primal-dual methods have a natural application in Safe Reinforcement Learning (SRL), posed as a constrained policy optimization problem. In practice however, applying primal-dual methods to SRL is challenging, due to the inter-dependency of the learning rate (LR) and Lagrangian multipliers (dual variables) each time an embedded unconstrained RL problem is solved. In this paper, we propose, analyze and evaluate adaptive primal-dual (APD) methods for SRL, where two adaptive LRs are adjusted to the Lagrangian multipliers so as to optimize the policy in each iteration. We theoretically establish the convergence, optimality and feasibility of the APD algorithm. Finally, we conduct numerical evaluation of the practical APD algorithm with four well-known environments in Bullet-Safey-Gym employing two state-of-the-art SRL algorithms: PPO-Lagrangian and DDPG-Lagrangian. All experiments show that the practical APD algorithm outperforms (or achieves comparable performance) and attains more stable training than the constant LR cases. Additionally, we substantiate the robustness of selecting the two adaptive LRs by empirical evidence.

Weiqin Chen, Xinjie Zhang, Dharmashankar Subramanian et al.

Transformer models (TMs) have exhibited remarkable in-context reinforcement learning (ICRL) capabilities, allowing them to generalize to and improve in previously unseen environments without re-training or fine-tuning. This is typically accomplished by imitating the complete learning histories of a source RL algorithm over a substantial amount of pretraining environments, which, however, may transfer suboptimal behaviors inherited from the source algorithm/dataset. Therefore, in this work, we address the issue of inheriting suboptimality from the perspective of dataset preprocessing. Motivated by the success of the weighted empirical risk minimization, we propose a simple yet effective approach, learning history filtering (LHF), to enhance ICRL by reweighting and filtering the learning histories based on their improvement and stability characteristics. To the best of our knowledge, LHF is the first approach to avoid source suboptimality by dataset preprocessing, and can be combined with the current state-of-the-art (SOTA) ICRL algorithms. We substantiate the effectiveness of LHF through a series of experiments conducted on the well-known ICRL benchmarks, encompassing both discrete environments and continuous robotic manipulation tasks, with three SOTA ICRL algorithms (AD, DPT, DICP) as the backbones. LHF exhibits robust performance across a variety of suboptimal scenarios, as well as under varying hyperparameters and sampling strategies. Notably, the superior performance of LHF becomes more pronounced in the presence of noisy data, indicating the significance of filtering learning histories.

Weiqin Chen, Santiago Paternain

Pretrained foundation models have exhibited extraordinary in-context learning performance, allowing zero-shot generalization to new tasks not encountered during pretraining. In the case of reinforcement learning (RL), in-context RL (ICRL) emerges when pretraining FMs on decision-making problems in an autoregressive-supervised manner. Nevertheless, current state-of-the-art ICRL algorithms, like Algorithm Distillation, Decision Pretrained Transformer and Decision Importance Transformer, impose stringent requirements on the pretraining dataset concerning the source policies, context information, and action labels. Notably, these algorithms either demand optimal policies or require varying degrees of well-trained behavior policies for all pretraining environments. This significantly hinders the application of ICRL to real-world scenarios, where acquiring optimal or well-trained policies for a substantial volume of real-world training environments can be intractable. To overcome this challenge, we introduce a novel approach, termed State-Action Distillation (SAD), that allows to generate an effective pretraining dataset guided solely by random policies. In particular, SAD selects query states and corresponding action labels by distilling outstanding state-action pairs from the entire state and action spaces by using random policies within a trust horizon, and then inherits the classical autoregressive-supervised mechanism during pretraining. To the best of our knowledge, this is the first work that enables effective ICRL under random policies and random contexts. We also establish quantitative analysis of the trustworthiness as well as the performance guarantees of SAD. Moreover, our empirical results across multiple popular ICRL benchmark environments demonstrate that, on average, SAD outperforms the best baseline by 236.3% in the offline evaluation and by 135.2% in the online evaluation.

Weiqin Chen, Mark S. Squillante, Chai Wah Wu et al.

We devise a control-theoretic reinforcement learning approach to support direct learning of the optimal policy. We establish various theoretical properties of our approach, such as convergence and optimality of our analog of the Bellman operator and Q-learning, a new control-policy-variable gradient theorem, and a specific gradient ascent algorithm based on this theorem within the context of a specific control-theoretic framework. We empirically evaluate the performance of our control theoretic approach on several classical reinforcement learning tasks, demonstrating significant improvements in solution quality, sample complexity, and running time of our approach over state-of-the-art methods.