Hwaran Lee

Seungone Kim, Jamin Shin, Yejin Cho et al. · cmu, uw

Recently, using a powerful proprietary Large Language Model (LLM) (e.g., GPT-4) as an evaluator for long-form responses has become the de facto standard. However, for practitioners with large-scale evaluation tasks and custom criteria in consideration (e.g., child-readability), using proprietary LLMs as an evaluator is unreliable due to the closed-source nature, uncontrolled versioning, and prohibitive costs. In this work, we propose Prometheus, a fully open-source LLM that is on par with GPT-4's evaluation capabilities when the appropriate reference materials (reference answer, score rubric) are accompanied. We first construct the Feedback Collection, a new dataset that consists of 1K fine-grained score rubrics, 20K instructions, and 100K responses and language feedback generated by GPT-4. Using the Feedback Collection, we train Prometheus, a 13B evaluator LLM that can assess any given long-form text based on customized score rubric provided by the user. Experimental results show that Prometheus scores a Pearson correlation of 0.897 with human evaluators when evaluating with 45 customized score rubrics, which is on par with GPT-4 (0.882), and greatly outperforms ChatGPT (0.392). Furthermore, measuring correlation with GPT-4 with 1222 customized score rubrics across four benchmarks (MT Bench, Vicuna Bench, Feedback Bench, Flask Eval) shows similar trends, bolstering Prometheus's capability as an evaluator LLM. Lastly, Prometheus achieves the highest accuracy on two human preference benchmarks (HHH Alignment & MT Bench Human Judgment) compared to open-sourced reward models explicitly trained on human preference datasets, highlighting its potential as an universal reward model. We open-source our code, dataset, and model at https://kaistai.github.io/prometheus/.

Hwanhee Lee, Kang Min Yoo, Joonsuk Park et al.

Despite the recent advances in abstractive summarization systems, it is still difficult to determine whether a generated summary is factual consistent with the source text. To this end, the latest approach is to train a factual consistency classifier on factually consistent and inconsistent summaries. Luckily, the former is readily available as reference summaries in existing summarization datasets. However, generating the latter remains a challenge, as they need to be factually inconsistent, yet closely relevant to the source text to be effective. In this paper, we propose to generate factually inconsistent summaries using source texts and reference summaries with key information masked. Experiments on seven benchmark datasets demonstrate that factual consistency classifiers trained on summaries generated using our method generally outperform existing models and show a competitive correlation with human judgments. We also analyze the characteristics of the summaries generated using our method. We will release the pre-trained model and the code at https://github.com/hwanheelee1993/MFMA.

Siwon Kim, Sangdoo Yun, Hwaran Lee et al.

The rapid advancement and widespread use of large language models (LLMs) have raised significant concerns regarding the potential leakage of personally identifiable information (PII). These models are often trained on vast quantities of web-collected data, which may inadvertently include sensitive personal data. This paper presents ProPILE, a novel probing tool designed to empower data subjects, or the owners of the PII, with awareness of potential PII leakage in LLM-based services. ProPILE lets data subjects formulate prompts based on their own PII to evaluate the level of privacy intrusion in LLMs. We demonstrate its application on the OPT-1.3B model trained on the publicly available Pile dataset. We show how hypothetical data subjects may assess the likelihood of their PII being included in the Pile dataset being revealed. ProPILE can also be leveraged by LLM service providers to effectively evaluate their own levels of PII leakage with more powerful prompts specifically tuned for their in-house models. This tool represents a pioneering step towards empowering the data subjects for their awareness and control over their own data on the web.

Minbeom Kim, Jahyun Koo, Hwanhee Lee et al.

As large language models become increasingly integrated into daily life, detecting implicit toxicity across diverse contexts is crucial. To this end, we introduce LifeTox, a dataset designed for identifying implicit toxicity within a broad range of advice-seeking scenarios. Unlike existing safety datasets, LifeTox comprises diverse contexts derived from personal experiences through open-ended questions. Experiments demonstrate that RoBERTa fine-tuned on LifeTox matches or surpasses the zero-shot performance of large language models in toxicity classification tasks. These results underscore the efficacy of LifeTox in addressing the complex challenges inherent in implicit toxicity. We open-sourced the dataset\footnote{\url{https://huggingface.co/datasets/mbkim/LifeTox}} and the LifeTox moderator family; 350M, 7B, and 13B.

Minbeom Kim, Hwanhee Lee, Kang Min Yoo et al.

Steering language generation towards objectives or away from undesired content has been a long-standing goal in utilizing language models (LM). Recent work has demonstrated reinforcement learning and weighted decoding as effective approaches to achieve a higher level of language control and quality with pros and cons. In this work, we propose a novel critic decoding method for controlled language generation (CriticControl) that combines the strengths of reinforcement learning and weighted decoding. Specifically, we adopt the actor-critic framework to train an LM-steering critic from non-differentiable reward models. And similar to weighted decoding, our method freezes the language model and manipulates the output token distribution using called critic, improving training efficiency and stability. Evaluation of our method on three controlled generation tasks, namely topic control, sentiment control, and detoxification, shows that our approach generates more coherent and well-controlled texts than previous methods. In addition, CriticControl demonstrates superior generalization ability in zero-shot settings. Human evaluation studies also corroborate our findings.

Kyungjae Lee, Wookje Han, Seung-won Hwang et al.

Language models (LMs) have shown great potential as implicit knowledge bases (KBs). And for their practical use, knowledge in LMs need to be updated periodically. However, existing tasks to assess LMs' efficacy as KBs do not adequately consider multiple large-scale updates. To this end, we first propose a novel task--Continuously-updated QA (CuQA)--in which multiple large-scale updates are made to LMs, and the performance is measured with respect to the success in adding and updating knowledge while retaining existing knowledge. We then present LMs with plug-in modules that effectively handle the updates. Experiments conducted on zsRE QA and NQ datasets show that our method outperforms existing approaches. We find that our method is 4x more effective in terms of updates/forgets ratio, compared to a fine-tuning baseline.

Jiho Jin, Jiseon Kim, Nayeon Lee et al.

The Bias Benchmark for Question Answering (BBQ) is designed to evaluate social biases of language models (LMs), but it is not simple to adapt this benchmark to cultural contexts other than the US because social biases depend heavily on the cultural context. In this paper, we present KoBBQ, a Korean bias benchmark dataset, and we propose a general framework that addresses considerations for cultural adaptation of a dataset. Our framework includes partitioning the BBQ dataset into three classes--Simply-Transferred (can be used directly after cultural translation), Target-Modified (requires localization in target groups), and Sample-Removed (does not fit Korean culture)-- and adding four new categories of bias specific to Korean culture. We conduct a large-scale survey to collect and validate the social biases and the targets of the biases that reflect the stereotypes in Korean culture. The resulting KoBBQ dataset comprises 268 templates and 76,048 samples across 12 categories of social bias. We use KoBBQ to measure the accuracy and bias scores of several state-of-the-art multilingual LMs. The results clearly show differences in the bias of LMs as measured by KoBBQ and a machine-translated version of BBQ, demonstrating the need for and utility of a well-constructed, culturally-aware social bias benchmark.

Miyoung Ko, Ingyu Seong, Hwaran Lee et al.

With the growing importance of detecting misinformation, many studies have focused on verifying factual claims by retrieving evidence. However, canonical fact verification tasks do not apply to catching subtle differences in factually consistent claims, which might still bias the readers, especially on contentious political or economic issues. Our underlying assumption is that among the trusted sources, one's argument is not necessarily more true than the other, requiring comparison rather than verification. In this study, we propose ClaimDiff, a novel dataset that primarily focuses on comparing the nuance between claim pairs. In ClaimDiff, we provide 2,941 annotated claim pairs from 268 news articles. We observe that while humans are capable of detecting the nuances between claims, strong baselines struggle to detect them, showing over a 19% absolute gap with the humans. We hope this initial study could help readers to gain an unbiased grasp of contentious issues through machine-aided comparison.

Yongjin Yang, Haneul Yoo, Hwaran Lee

Despite the massive advancements in large language models (LLMs), they still suffer from producing plausible but incorrect responses. To improve the reliability of LLMs, recent research has focused on uncertainty quantification to predict whether a response is correct or not. However, most uncertainty quantification methods have been evaluated on single-labeled questions, which removes data uncertainty: the irreducible randomness often present in user queries, which can arise from factors like multiple possible answers. This limitation may cause uncertainty quantification results to be unreliable in practical settings. In this paper, we investigate previous uncertainty quantification methods under the presence of data uncertainty. Our contributions are two-fold: 1) proposing a new Multi-Answer Question Answering dataset, MAQA, consisting of world knowledge, mathematical reasoning, and commonsense reasoning tasks to evaluate uncertainty quantification regarding data uncertainty, and 2) assessing 5 uncertainty quantification methods of diverse white- and black-box LLMs. Our findings show that previous methods relatively struggle compared to single-answer settings, though this varies depending on the task. Moreover, we observe that entropy- and consistency-based methods effectively estimate model uncertainty, even in the presence of data uncertainty. We believe these observations will guide future work on uncertainty quantification in more realistic settings.

Jiyoung Lee, Minwoo Kim, Seungho Kim et al.

For Large Language Models (LLMs) to be effectively deployed in a specific country, they must possess an understanding of the nation's culture and basic knowledge. To this end, we introduce National Alignment, which measures an alignment between an LLM and a targeted country from two aspects: social value alignment and common knowledge alignment. Social value alignment evaluates how well the model understands nation-specific social values, while common knowledge alignment examines how well the model captures basic knowledge related to the nation. We constructed KorNAT, the first benchmark that measures national alignment with South Korea. For the social value dataset, we obtained ground truth labels from a large-scale survey involving 6,174 unique Korean participants. For the common knowledge dataset, we constructed samples based on Korean textbooks and GED reference materials. KorNAT contains 4K and 6K multiple-choice questions for social value and common knowledge, respectively. Our dataset creation process is meticulously designed and based on statistical sampling theory and was refined through multiple rounds of human review. The experiment results of seven LLMs reveal that only a few models met our reference score, indicating a potential for further enhancement. KorNAT has received government approval after passing an assessment conducted by a government-affiliated organization dedicated to evaluating dataset quality. Samples and detailed evaluation protocols of our dataset can be found in https://huggingface.co/datasets/jiyounglee0523/KorNAT .

Seohyeong Lee, Eunwon Kim, Hwaran Lee et al.

Human preference data plays a critical role in aligning large language models (LLMs) with human values. However, collecting such data is often expensive and inefficient, posing a significant scalability challenge. To address this, we introduce Alignment Data Map, a GPT-4o-assisted tool for analyzing and diagnosing preference data. Using GPT-4o as a proxy for LLM alignment, we compute alignment scores for LLM-generated responses to instructions from existing preference datasets. These scores are then used to construct an Alignment Data Map based on their mean and variance. Our experiments show that using only 33 percent of the data, specifically samples in the high-mean, low-variance region, achieves performance comparable to or better than using the entire dataset. This finding suggests that the Alignment Data Map can significantly improve data collection efficiency by identifying high-quality samples for LLM alignment without requiring explicit annotations. Moreover, the Alignment Data Map can diagnose existing preference datasets. Our analysis shows that it effectively detects low-impact or potentially misannotated samples. Source code is available online.

Junho Myung, Nayeon Lee, Yi Zhou et al.

Large language models (LLMs) often lack culture-specific knowledge of daily life, especially across diverse regions and non-English languages. Existing benchmarks for evaluating LLMs' cultural sensitivities are limited to a single language or collected from online sources such as Wikipedia, which do not reflect the mundane everyday lifestyles of diverse regions. That is, information about the food people eat for their birthday celebrations, spices they typically use, musical instruments youngsters play, or the sports they practice in school is common cultural knowledge but uncommon in easily collected online sources, especially for underrepresented cultures. To address this issue, we introduce BLEnD, a hand-crafted benchmark designed to evaluate LLMs' everyday knowledge across diverse cultures and languages. BLEnD comprises 52.6k question-answer pairs from 16 countries/regions, in 13 different languages, including low-resource ones such as Amharic, Assamese, Azerbaijani, Hausa, and Sundanese. We construct the benchmark to include two formats of questions: short-answer and multiple-choice. We show that LLMs perform better for cultures that are highly represented online, with a maximum 57.34% difference in GPT-4, the best-performing model, in the short-answer format. For cultures represented by mid-to-high-resource languages, LLMs perform better in their local languages, but for cultures represented by low-resource languages, LLMs perform better in English than the local languages. We make our dataset publicly available at: https://github.com/nlee0212/BLEnD.

Deokjae Lee, JunYeong Lee, Jung-Woo Ha et al.

The deployment of large-scale generative models is often restricted by their potential risk of causing harm to users in unpredictable ways. We focus on the problem of black-box red teaming, where a red team generates test cases and interacts with the victim model to discover a diverse set of failures with limited query access. Existing red teaming methods construct test cases based on human supervision or language model (LM) and query all test cases in a brute-force manner without incorporating any information from past evaluations, resulting in a prohibitively large number of queries. To this end, we propose Bayesian red teaming (BRT), novel query-efficient black-box red teaming methods based on Bayesian optimization, which iteratively identify diverse positive test cases leading to model failures by utilizing the pre-defined user input pool and the past evaluations. Experimental results on various user input pools demonstrate that our method consistently finds a significantly larger number of diverse positive test cases under the limited query budget than the baseline methods. The source code is available at https://github.com/snu-mllab/Bayesian-Red-Teaming.

Taehyun Lee, Seokhee Hong, Jaewoo Ahn et al.

Since the remarkable generation performance of large language models raised ethical and legal concerns, approaches to detect machine-generated text by embedding watermarks are being developed. However, we discover that the existing works fail to function appropriately in code generation tasks due to the task's nature of having low entropy. Extending a logit-modifying watermark method, we propose Selective WatErmarking via Entropy Thresholding (SWEET), which enhances detection ability and mitigates code quality degeneration by removing low-entropy segments at generating and detecting watermarks. Our experiments show that SWEET significantly improves code quality preservation while outperforming all baselines, including post-hoc detection methods, in detecting machine-generated code text. Our code is available in https://github.com/hongcheki/sweet-watermark.

Gi-Cheon Kang, Junseok Park, Hwaran Lee et al.

Visual dialog is a task of answering a sequence of questions grounded in an image using the previous dialog history as context. In this paper, we study how to address two fundamental challenges for this task: (1) reasoning over underlying semantic structures among dialog rounds and (2) identifying several appropriate answers to the given question. To address these challenges, we propose a Sparse Graph Learning (SGL) method to formulate visual dialog as a graph structure learning task. SGL infers inherently sparse dialog structures by incorporating binary and score edges and leveraging a new structural loss function. Next, we introduce a Knowledge Transfer (KT) method that extracts the answer predictions from the teacher model and uses them as pseudo labels. We propose KT to remedy the shortcomings of single ground-truth labels, which severely limit the ability of a model to obtain multiple reasonable answers. As a result, our proposed model significantly improves reasoning capability compared to baseline methods and outperforms the state-of-the-art approaches on the VisDial v1.0 dataset. The source code is available at https://github.com/gicheonkang/SGLKT-VisDial.

Dennis Ulmer, Martin Gubri, Hwaran Lee et al.

As large language models (LLMs) are increasingly deployed in user-facing applications, building trust and maintaining safety by accurately quantifying a model's confidence in its prediction becomes even more important. However, finding effective ways to calibrate LLMs - especially when the only interface to the models is their generated text - remains a challenge. We propose APRICOT (auxiliary prediction of confidence targets): A method to set confidence targets and train an additional model that predicts an LLM's confidence based on its textual input and output alone. This approach has several advantages: It is conceptually simple, does not require access to the target model beyond its output, does not interfere with the language generation, and has a multitude of potential usages, for instance by verbalizing the predicted confidence or adjusting the given answer based on the confidence. We show how our approach performs competitively in terms of calibration error for white-box and black-box LLMs on closed-book question-answering to detect incorrect LLM answers.

Martin Gubri, Dennis Ulmer, Hwaran Lee et al.

Large Language Model (LLM) services and models often come with legal rules on who can use them and how they must use them. Assessing the compliance of the released LLMs is crucial, as these rules protect the interests of the LLM contributor and prevent misuse. In this context, we describe the novel fingerprinting problem of Black-box Identity Verification (BBIV). The goal is to determine whether a third-party application uses a certain LLM through its chat function. We propose a method called Targeted Random Adversarial Prompt (TRAP) that identifies the specific LLM in use. We repurpose adversarial suffixes, originally proposed for jailbreaking, to get a pre-defined answer from the target LLM, while other models give random answers. TRAP detects the target LLMs with over 95% true positive rate at under 0.2% false positive rate even after a single interaction. TRAP remains effective even if the LLM has minor changes that do not significantly alter the original function.

Haneul Yoo, Cheonbok Park, Sangdoo Yun et al.

Large language models (LLMs) now exhibit near human-level performance in various tasks, but their performance drops drastically after a handful of high-resource languages due to the imbalance in pre-training data. Inspired by the human process of second language acquisition, particularly code-switching$\unicode{x2014}$the practice of language alternation in a conversation$\unicode{x2014}$we propose code-switching curriculum learning (CSCL) to enhance cross-lingual transfer for LLMs. CSCL mimics the stages of human language learning by progressively training models with a curriculum consisting of 1) token-level code-switching, 2) sentence-level code-switching, and 3) monolingual corpora. Using Qwen 2 as our underlying model, we demonstrate the efficacy of the CSCL in improving language transfer to Korean, achieving significant performance gains compared to monolingual continual pre-training methods. Ablation studies reveal that both token- and sentence-level code-switching significantly enhance cross-lingual transfer and that curriculum learning amplifies these effects. We also extend our findings into various languages, including Japanese (high-resource) and Indonesian (low-resource), and using two additional models (Gemma 2 and Phi 3.5). We further show that CSCL mitigates spurious correlations between language resources and safety alignment, presenting a robust, efficient framework for more equitable language transfer in LLMs. We observe that CSCL is effective for low-resource settings where high-quality, monolingual corpora for language transfer are hardly available.

Kang Min Yoo, Jaegeun Han, Sookyo In et al.

We introduce HyperCLOVA X, a family of large language models (LLMs) tailored to the Korean language and culture, along with competitive capabilities in English, math, and coding. HyperCLOVA X was trained on a balanced mix of Korean, English, and code data, followed by instruction-tuning with high-quality human-annotated datasets while abiding by strict safety guidelines reflecting our commitment to responsible AI. The model is evaluated across various benchmarks, including comprehensive reasoning, knowledge, commonsense, factuality, coding, math, chatting, instruction-following, and harmlessness, in both Korean and English. HyperCLOVA X exhibits strong reasoning capabilities in Korean backed by a deep understanding of the language and cultural nuances. Further analysis of the inherent bilingual nature and its extension to multilingualism highlights the model's cross-lingual proficiency and strong generalization ability to untargeted languages, including machine translation between several language pairs and cross-lingual inference tasks. We believe that HyperCLOVA X can provide helpful guidance for regions or countries in developing their sovereign LLMs.

Minbeom Kim, Kang-il Lee, Seongho Joo et al.

Personalized alignments for individual users have been a long-standing goal in large language models (LLMs). We introduce Drift, a novel framework that personalizes LLMs at decoding time with implicit user preferences. Traditional Reinforcement Learning from Human Feedback (RLHF) requires thousands of annotated examples and expensive gradient updates. In contrast, Drift personalizes LLMs in a training-free manner, using only a few dozen examples to steer a frozen model through efficient preference modeling. Our approach models user preferences as a composition of predefined, interpretable attributes and aligns them at decoding time to enable personalized generation. Experiments on both a synthetic persona dataset (Perspective) and a real human-annotated dataset (PRISM) demonstrate that Drift significantly outperforms RLHF baselines while using only 50-100 examples. Our results and analysis show that Drift is both computationally efficient and interpretable.

Minbeom Kim, Hwanhee Lee, Joonsuk Park et al.

As the integration of large language models into daily life is on the rise, there is a clear gap in benchmarks for advising on subjective and personal dilemmas. To address this, we introduce AdvisorQA, the first benchmark developed to assess LLMs' capability in offering advice for deeply personalized concerns, utilizing the LifeProTips subreddit forum. This forum features a dynamic interaction where users post advice-seeking questions, receiving an average of 8.9 advice per query, with 164.2 upvotes from hundreds of users, embodying a collective intelligence framework. Therefore, we've completed a benchmark encompassing daily life questions, diverse corresponding responses, and majority vote ranking to train our helpfulness metric. Baseline experiments validate the efficacy of AdvisorQA through our helpfulness metric, GPT-4, and human evaluation, analyzing phenomena beyond the trade-off between helpfulness and harmlessness. AdvisorQA marks a significant leap in enhancing QA systems for providing personalized, empathetic advice, showcasing LLMs' improved understanding of human subjectivity.

Bryan Chen Zhengyu Tan, Zheng Weihua, Zhengyuan Liu et al.

As vision-language models (VLMs) are deployed globally, their ability to understand culturally situated knowledge becomes essential. Yet, existing evaluations largely assess static recall or isolated visual grounding, leaving unanswered whether VLMs possess robust and transferable cultural understanding. We introduce BLEnD-Vis, a multimodal, multicultural benchmark designed to evaluate the robustness of everyday cultural knowledge in VLMs across linguistic rephrasings and visual modalities. Building on the BLEnD dataset, BLEnD-Vis constructs 313 culturally grounded question templates spanning 16 regions and generates three aligned multiple-choice formats: (i) a text-only baseline querying from Region $\to$ Entity, (ii) an inverted text-only variant (Entity $\to$ Region), and (iii) a VQA-style version of (ii) with generated images. The resulting benchmark comprises 4,916 images and over 21,000 multiple-choice question (MCQ) instances, validated through human annotation. BLEnD-Vis reveals significant fragility in current VLM cultural knowledge; models exhibit performance drops under linguistic rephrasing and, whilst visual cues often aid performance, low cross-modal consistency highlights challenges in robustly integrating textual and visual understanding, particularly for lower-resource regions. BLEnD-Vis thus provides a crucial testbed for systematically analysing cultural robustness and multimodal grounding, exposing limitations and guiding the development of more culturally competent VLMs.

Haneul Yoo, Yongjin Yang, Hwaran Lee

As large language models (LLMs) have advanced rapidly, concerns regarding their safety have become prominent. In this paper, we discover that code-switching in red-teaming queries can effectively elicit undesirable behaviors of LLMs, which are common practices in natural language. We introduce a simple yet effective framework, CSRT, to synthesize codeswitching red-teaming queries and investigate the safety and multilingual understanding of LLMs comprehensively. Through extensive experiments with ten state-of-the-art LLMs and code-switching queries combining up to 10 languages, we demonstrate that the CSRT significantly outperforms existing multilingual red-teaming techniques, achieving 46.7% more attacks than standard attacks in English and being effective in conventional safety domains. We also examine the multilingual ability of those LLMs to generate and understand codeswitching texts. Additionally, we validate the extensibility of the CSRT by generating codeswitching attack prompts with monolingual data. We finally conduct detailed ablation studies exploring code-switching and propound unintended correlation between resource availability of languages and safety alignment in existing multilingual LLMs.

Hwaran Lee, Seokhee Hong, Joonsuk Park et al.

Large language models (LLMs) learn not only natural text generation abilities but also social biases against different demographic groups from real-world data. This poses a critical risk when deploying LLM-based applications. Existing research and resources are not readily applicable in South Korea due to the differences in language and culture, both of which significantly affect the biases and targeted demographic groups. This limitation requires localized social bias datasets to ensure the safe and effective deployment of LLMs. To this end, we present KO SB I, a new social bias dataset of 34k pairs of contexts and sentences in Korean covering 72 demographic groups in 15 categories. We find that through filtering-based moderation, social biases in generated content can be reduced by 16.47%p on average for HyperCLOVA (30B and 82B), and GPT-3.

Hwaran Lee, Seokhee Hong, Joonsuk Park et al.

The potential social harms that large language models pose, such as generating offensive content and reinforcing biases, are steeply rising. Existing works focus on coping with this concern while interacting with ill-intentioned users, such as those who explicitly make hate speech or elicit harmful responses. However, discussions on sensitive issues can become toxic even if the users are well-intentioned. For safer models in such scenarios, we present the Sensitive Questions and Acceptable Response (SQuARe) dataset, a large-scale Korean dataset of 49k sensitive questions with 42k acceptable and 46k non-acceptable responses. The dataset was constructed leveraging HyperCLOVA in a human-in-the-loop manner based on real news headlines. Experiments show that acceptable response generation significantly improves for HyperCLOVA and GPT-3, demonstrating the efficacy of this dataset.

Hwaran Lee, Seokhwan Jo, HyungJun Kim et al.

The recent advent of neural approaches for developing each dialog component in task-oriented dialog systems has remarkably improved, yet optimizing the overall system performance remains a challenge. Besides, previous research on modeling complicated multi-domain goal-oriented dialogs in end-to-end fashion has been limited. In this paper, we present an effective multi-domain end-to-end trainable neural dialog system SUMBT+LaRL that incorporates two previous strong models and facilitates them to be fully differentiable. Specifically, the SUMBT+ estimates user-acts as well as dialog belief states, and the LaRL models latent system action spaces and generates responses given the estimated contexts. We emphasize that the training framework of three steps significantly and stably increase dialog success rates: separately pretraining the SUMBT+ and LaRL, fine-tuning the entire system, and then reinforcement learning of dialog policy. We also introduce new reward criteria of reinforcement learning for dialog policy training. Then, we discuss experimental results depending on the reward criteria and different dialog evaluation methods. Consequently, our model achieved the new state-of-the-art success rate of 85.4% on corpus-based evaluation, and a comparable success rate of 81.40% on simulator-based evaluation provided by the DSTC8 challenge. To our best knowledge, our work is the first comprehensive study of a modularized E2E multi-domain dialog system that learning from each component to the entire dialog policy for task success.

Hwaran Lee, Jinsik Lee, Tae-Yoon Kim

In goal-oriented dialog systems, belief trackers estimate the probability distribution of slot-values at every dialog turn. Previous neural approaches have modeled domain- and slot-dependent belief trackers, and have difficulty in adding new slot-values, resulting in lack of flexibility of domain ontology configurations. In this paper, we propose a new approach to universal and scalable belief tracker, called slot-utterance matching belief tracker (SUMBT). The model learns the relations between domain-slot-types and slot-values appearing in utterances through attention mechanisms based on contextual semantic vectors. Furthermore, the model predicts slot-value labels in a non-parametric way. From our experiments on two dialog corpora, WOZ 2.0 and MultiWOZ, the proposed model showed performance improvement in comparison with slot-dependent methods and achieved the state-of-the-art joint accuracy.

Geonmin Kim, Hwaran Lee, Bo-Kyeong Kim et al.

Many speech enhancement methods try to learn the relationship between noisy and clean speech, obtained using an acoustic room simulator. We point out several limitations of enhancement methods relying on clean speech targets; the goal of this work is proposing an alternative learning algorithm, called acoustic and adversarial supervision (AAS). AAS makes the enhanced output both maximizing the likelihood of transcription on the pre-trained acoustic model and having general characteristics of clean speech, which improve generalization on unseen noisy speeches. We employ the connectionist temporal classification and the unpaired conditional boundary equilibrium generative adversarial network as the loss function of AAS. AAS is tested on two datasets including additive noise without and with reverberation, Librispeech + DEMAND and CHiME-4. By visualizing the enhanced speech with different loss combinations, we demonstrate the role of each supervision. AAS achieves a lower word error rate than other state-of-the-art methods using the clean speech target in both datasets.

Hwaran Lee, Geonmin Kim, Ho-Gyeong Kim et al.

Convolutional neural networks (CNNs) with convolutional and pooling operations along the frequency axis have been proposed to attain invariance to frequency shifts of features. However, this is inappropriate with regard to the fact that acoustic features vary in frequency. In this paper, we contend that convolution along the time axis is more effective. We also propose the addition of an intermap pooling (IMP) layer to deep CNNs. In this layer, filters in each group extract common but spectrally variant features, then the layer pools the feature maps of each group. As a result, the proposed IMP CNN can achieve insensitivity to spectral variations characteristic of different speakers and utterances. The effectiveness of the IMP CNN architecture is demonstrated on several LVCSR tasks. Even without speaker adaptation techniques, the architecture achieved a WER of 12.7% on the SWB part of the Hub5'2000 evaluation test set, which is competitive with other state-of-the-art methods.

Geonmin Kim, Hwaran Lee, Jisu Choi et al.

This paper describes a Hierarchical Composition Recurrent Network (HCRN) consisting of a 3-level hierarchy of compositional models: character, word and sentence. This model is designed to overcome two problems of representing a sentence on the basis of a constituent word sequence. The first is a data-sparsity problem in word embedding, and the other is a no usage of inter-sentence dependency. In the HCRN, word representations are built from characters, thus resolving the data-sparsity problem, and inter-sentence dependency is embedded into sentence representation at the level of sentence composition. We adopt a hierarchy-wise learning scheme in order to alleviate the optimization difficulties of learning deep hierarchical recurrent network in end-to-end fashion. The HCRN was quantitatively and qualitatively evaluated on a dialogue act classification task. Especially, sentence representations with an inter-sentence dependency are able to capture both implicit and explicit semantics of sentence, significantly improving performance. In the end, the HCRN achieved state-of-the-art performance with a test error rate of 22.7% for dialogue act classification on the SWBD-DAMSL database.