Qinyuan Wu

Till Speicher, Mohammad Aflah Khan, Qinyuan Wu et al.

Understanding whether and to what extent large language models (LLMs) have memorised training data has important implications for the reliability of their output and the privacy of their training data. In order to cleanly measure and disentangle memorisation from other phenomena (e.g. in-context learning), we create an experimental framework that is based on repeatedly exposing LLMs to random strings. Our framework allows us to better understand the dynamics, i.e., the behaviour of the model, when repeatedly exposing it to random strings. Using our framework, we make several striking observations: (a) we find consistent phases of the dynamics across families of models (Pythia, Phi and Llama2), (b) we identify factors that make some strings easier to memorise than others, and (c) we identify the role of local prefixes and global context in memorisation. We also show that sequential exposition to different random strings has a significant effect on memorisation. Our results, often surprising, have significant downstream implications in the study and usage of LLMs.

Qinyuan Wu, Mohammad Aflah Khan, Soumi Das et al.

In this paper, we focus on the challenging task of reliably estimating factual knowledge that is embedded inside large language models (LLMs). To avoid reliability concerns with prior approaches, we propose to eliminate prompt engineering when probing LLMs for factual knowledge. Our approach, called Zero-Prompt Latent Knowledge Estimator (ZP-LKE), leverages the in-context learning ability of LLMs to communicate both the factual knowledge question as well as the expected answer format. Our knowledge estimator is both conceptually simpler (i.e., doesn't depend on meta-linguistic judgments of LLMs) and easier to apply (i.e., is not LLM-specific), and we demonstrate that it can surface more of the latent knowledge embedded in LLMs. We also investigate how different design choices affect the performance of ZP-LKE. Using the proposed estimator, we perform a large-scale evaluation of the factual knowledge of a variety of open-source LLMs, like OPT, Pythia, Llama(2), Mistral, Gemma, etc. over a large set of relations and facts from the Wikidata knowledge base. We observe differences in the factual knowledge between different model families and models of different sizes, that some relations are consistently better known than others but that models differ in the precise facts they know, and differences in the knowledge of base models and their finetuned counterparts. Code available at: https://github.com/QinyuanWu0710/ZeroPrompt_LKE

Soumi Das, Camila Kolling, Mohammad Aflah Khan et al.

We study the inherent trade-offs in minimizing privacy risks and maximizing utility, while maintaining high computational efficiency, when fine-tuning large language models (LLMs). A number of recent works in privacy research have attempted to mitigate privacy risks posed by memorizing fine-tuning data by using differentially private training methods (e.g., DP), albeit at a significantly higher computational cost (inefficiency). In parallel, several works in systems research have focussed on developing (parameter) efficient fine-tuning methods (e.g., LoRA), but few works, if any, investigated whether such efficient methods enhance or diminish privacy risks. In this paper, we investigate this gap and arrive at a surprising conclusion: efficient fine-tuning methods like LoRA mitigate privacy risks similar to private fine-tuning methods like DP. Our empirical finding directly contradicts prevailing wisdom that privacy and efficiency objectives are at odds during fine-tuning. Our finding is established by (a) carefully defining measures of privacy and utility that distinguish between memorizing sensitive and non-sensitive tokens in training and test datasets used in fine-tuning and (b) extensive evaluations using multiple open-source language models from Pythia, Gemma, and Llama families and different domain-specific datasets.

Bishwamittra Ghosh, Soumi Das, Qinyuan Wu et al.

Concerned with privacy threats, memorization in LLMs is often seen as undesirable, specifically for learning. In this paper, we study whether memorization can be avoided when optimally learning a language, and whether the privacy threat posed by memorization is exaggerated or not. To this end, we re-examine existing privacy-focused measures of memorization, namely recollection-based and counterfactual memorization, along with a newly proposed contextual memorization. Relating memorization to local over-fitting during learning, contextual memorization aims to disentangle memorization from the contextual learning ability of LLMs. Informally, a string is contextually memorized if its recollection due to training exceeds the optimal contextual recollection, a learned threshold denoting the best contextual learning without training. Conceptually, contextual recollection avoids the fallacy of recollection-based memorization, where any form of high recollection is a sign of memorization. Theoretically, contextual memorization relates to counterfactual memorization, but imposes stronger conditions. Memorization measures differ in outcomes and information requirements. Experimenting on 18 LLMs from 6 families and multiple formal languages of different entropy, we show that (a) memorization measures disagree on memorization order of varying frequent strings, (b) optimal learning of a language cannot avoid partial memorization of training strings, and (c) improved learning decreases contextual and counterfactual memorization but increases recollection-based memorization. Finally, (d) we revisit existing reports of memorized strings by recollection that neither pose a privacy threat nor are contextually or counterfactually memorized.

Qinyuan Wu, Yong Deng, Neal Xiong

Negation operation is important in intelligent information processing. Different with existing arithmetic negation, an exponential negation is presented in this paper. The new negation can be seen as a kind of geometry negation. Some basic properties of the proposed negation is investigated, we find that the fix point is the uniform probability distribution. The negation is an entropy increase operation and all the probability distributions will converge to the uniform distribution after multiple negation iterations. The number of iterations of convergence is inversely proportional to the number of elements in the distribution. Some numerical examples are used to illustrate the efficiency of the proposed negation.