Hongfeng Chai

AI
h-index1
3papers
9citations
Novelty52%
AI Score40

3 Papers

2.4AIFeb 2
Rethinking the Role of Entropy in Optimizing Tool-Use Behaviors for Large Language Model Agents

Zeping Li, Hongru Wang, Yiwen Zhao et al.

Tool-using agents based on Large Language Models (LLMs) excel in tasks such as mathematical reasoning and multi-hop question answering. However, in long trajectories, agents often trigger excessive and low-quality tool calls, increasing latency and degrading inference performance, making managing tool-use behavior challenging. In this work, we conduct entropy-based pilot experiments and observe a strong positive correlation between entropy reduction and high-quality tool calls. Building on this finding, we propose using entropy reduction as a supervisory signal and design two reward strategies to address the differing needs of optimizing tool-use behavior. Sparse outcome rewards provide coarse, trajectory-level guidance to improve efficiency, while dense process rewards offer fine-grained supervision to enhance performance. Experiments across diverse domains show that both reward designs improve tool-use behavior: the former reduces tool calls by 72.07% compared to the average of baselines, while the latter improves performance by 22.27%. These results position entropy reduction as a key mechanism for enhancing tool-use behavior, enabling agents to be more adaptive in real-world applications.

2.4AIMar 2
GAM-RAG: Gain-Adaptive Memory for Evolving Retrieval in Retrieval-Augmented Generation

Yifan Wang, Mingxuan Jiang, Zhihao Sun et al.

Retrieval-Augmented Generation (RAG) grounds large language models with external evidence, but many implementations rely on pre-built indices that remain static after construction. Related queries therefore repeat similar multi-hop traversal, increasing latency and compute. Motivated by schema-based learning in cognitive neuroscience, we propose GAM-RAG, a training-free framework that accumulates retrieval experience from recurring or related queries and updates retrieval memory over time. GAM-RAG builds a lightweight, relation-free hierarchical index whose links capture potential co-occurrence rather than fixed semantic relations. During inference, successful retrieval episodes provide sentence-level feedback, updating sentence memories so evidence useful for similar reasoning types becomes easier to activate later. To balance stability and adaptability under noisy feedback, we introduce an uncertainty-aware, Kalman-inspired gain rule that jointly updates memory states and perplexity-based uncertainty estimates. It applies fast updates for reliable novel signals and conservative refinement for stable or noisy memories. We provide a theoretical analysis of the update dynamics, and empirically show that GAM-RAG improves average performance by 3.95% over the strongest baseline and by 8.19% with 5-turn memory, while reducing inference cost by 61%. Our code and datasets are available at: https://anonymous.4open.science/r/GAM_RAG-2EF6.

6.1CLFeb 20, 2024
Are LLMs Rational Investors? A Study on Detecting and Reducing the Financial Bias in LLMs

Yuhang Zhou, Yuchen Ni, Yunhui Gan et al.

Large Language Models (LLMs) are increasingly adopted in financial analysis for interpreting complex market data and trends. However, their use is challenged by intrinsic biases (e.g., risk-preference bias) and a superficial understanding of market intricacies, necessitating a thorough assessment of their financial insight. To address these issues, we introduce Financial Bias Indicators (FBI), a framework with components like Bias Unveiler, Bias Detective, Bias Tracker, and Bias Antidote to identify, detect, analyze, and eliminate irrational biases in LLMs. By combining behavioral finance principles with bias examination, we evaluate 23 leading LLMs and propose a de-biasing method based on financial causal knowledge. Results show varying degrees of financial irrationality among models, influenced by their design and training. Models trained specifically on financial datasets may exhibit more irrationality, and even larger financial language models (FinLLMs) can show more bias than smaller, general models. We utilize four prompt-based methods incorporating causal debiasing, effectively reducing financial biases in these models. This work enhances the understanding of LLMs' bias in financial applications, laying the foundation for developing more reliable and rational financial analysis tools.