Zheng Yao

Haodong Chen, Shengyao Zhuang, Zheng Yao et al.

Zero-shot document re-ranking with Large Language Models (LLMs) has evolved from Pointwise methods to Listwise and Setwise approaches that optimize computational efficiency. Despite their success, these methods predominantly rely on generative scoring or output logits, which face bottlenecks in inference latency and result consistency. In-Context Re-ranking (ICR) has recently been proposed as an O(1) alternative method. ICR extracts internal attention signals directly, avoiding the overhead of text generation. However, existing ICR methods simply aggregate signals across all layers; layer-wise contributions and their consistency across architectures have been left unexplored. Furthermore, no unified study has compared internal attention with traditional generative and likelihood-based mechanisms across diverse ranking frameworks under consistent conditions. In this paper, we conduct an orthogonal evaluation of generation, likelihood, and internal attention mechanisms across multiple ranking frameworks. We further identify a universal "bell-curve" distribution of relevance signals across transformer layers, which motivates the proposed Selective-ICR strategy that reduces inference latency by 30%-50% without compromising effectiveness. Finally, evaluation on the reasoning-intensive BRIGHT benchmark shows that precisely capturing high-quality in-context attention signals fundamentally reduces the need for model scaling and reinforcement learning: a zero-shot 8B model matches the performance of 14B reinforcement-learned re-rankers, while even a 0.6B model outperforms state-of-the-art generation-based approaches. These findings redefine the efficiency-effectiveness frontier for LLM-based re-ranking and highlight the latent potential of internal signals for complex reasoning ranking tasks. Our code and results are publicly available at https://github.com/ielab/Selective-ICR.

Zheng Yao, Shuai Wang, Guido Zuccon

Dense retrievers utilize pre-trained backbone language models (e.g., BERT, LLaMA) that are fine-tuned via contrastive learning to perform the task of encoding text into sense representations that can be then compared via a shallow similarity operation, e.g. inner product. Recent research has questioned the role of fine-tuning vs. that of pre-training within dense retrievers, specifically arguing that retrieval knowledge is primarily gained during pre-training, meaning knowledge not acquired during pre-training cannot be sub-sequentially acquired via fine-tuning. We revisit this idea here as the claim was only studied in the context of a BERT-based encoder using DPR as representative dense retriever. We extend the previous analysis by testing other representation approaches (comparing the use of CLS tokens with that of mean pooling), backbone architectures (encoder-only BERT vs. decoder-only LLaMA), and additional datasets (MSMARCO in addition to Natural Questions). Our study confirms that in DPR tuning, pre-trained knowledge underpins retrieval performance, with fine-tuning primarily adjusting neuron activation rather than reorganizing knowledge. However, this pattern does not hold universally, such as in mean-pooled (Contriever) and decoder-based (LLaMA) models. We ensure full reproducibility and make our implementation publicly available at https://github.com/ielab/DenseRetriever-Knowledge-Acquisition.