Zhifang Sui

Damai Dai, Yutao Sun, Li Dong et al. · microsoft-research, tsinghua

Large pretrained language models have shown surprising in-context learning (ICL) ability. With a few demonstration input-label pairs, they can predict the label for an unseen input without parameter updates. Despite the great success in performance, its working mechanism still remains an open question. In this paper, we explain language models as meta-optimizers and understand in-context learning as implicit finetuning. Theoretically, we figure out that Transformer attention has a dual form of gradient descent. On top of it, we understand ICL as follows: GPT first produces meta-gradients according to the demonstration examples, and then these meta-gradients are applied to the original GPT to build an ICL model. We comprehensively compare the behaviors of in-context learning and explicit finetuning on real tasks to provide empirical evidence that supports our understanding. Experimental results show that in-context learning behaves similarly to explicit finetuning from multiple perspectives. Inspired by the dual form between Transformer attention and gradient descent, we design a momentum-based attention by analogy with gradient descent with momentum. The improved performance over vanilla attention further supports our understanding from another perspective, and more importantly, shows the potential to utilize our understanding for future model design. The code is available at \url{https://aka.ms/icl}.

Qingxiu Dong, Lei Li, Damai Dai et al. · cmu, pku

With the increasing capabilities of large language models (LLMs), in-context learning (ICL) has emerged as a new paradigm for natural language processing (NLP), where LLMs make predictions based on contexts augmented with a few examples. It has been a significant trend to explore ICL to evaluate and extrapolate the ability of LLMs. In this paper, we aim to survey and summarize the progress and challenges of ICL. We first present a formal definition of ICL and clarify its correlation to related studies. Then, we organize and discuss advanced techniques, including training strategies, prompt designing strategies, and related analysis. Additionally, we explore various ICL application scenarios, such as data engineering and knowledge updating. Finally, we address the challenges of ICL and suggest potential directions for further research. We hope that our work can encourage more research on uncovering how ICL works and improving ICL.

Damai Dai, Li Dong, Shuming Ma et al. · microsoft-research

The Mixture-of-Experts (MoE) technique can scale up the model size of Transformers with an affordable computational overhead. We point out that existing learning-to-route MoE methods suffer from the routing fluctuation issue, i.e., the target expert of the same input may change along with training, but only one expert will be activated for the input during inference. The routing fluctuation tends to harm sample efficiency because the same input updates different experts but only one is finally used. In this paper, we propose StableMoE with two training stages to address the routing fluctuation problem. In the first training stage, we learn a balanced and cohesive routing strategy and distill it into a lightweight router decoupled from the backbone model. In the second training stage, we utilize the distilled router to determine the token-to-expert assignment and freeze it for a stable routing strategy. We validate our method on language modeling and multilingual machine translation. The results show that StableMoE outperforms existing MoE methods in terms of both convergence speed and performance.

Qingxiu Dong, Damai Dai, Yifan Song et al. · cmu, pku

Previous literature has proved that Pretrained Language Models (PLMs) can store factual knowledge. However, we find that facts stored in the PLMs are not always correct. It motivates us to explore a fundamental question: How do we calibrate factual knowledge in PLMs without re-training from scratch? In this work, we propose a simple and lightweight method CaliNet to achieve this goal. To be specific, we first detect whether PLMs can learn the right facts via a contrastive score between right and fake facts. If not, we then use a lightweight method to add and adapt new parameters to specific factual texts. Experiments on the knowledge probing task show the calibration effectiveness and efficiency. In addition, through closed-book question answering, we find that the calibrated PLM possesses knowledge generalization ability after fine-tuning. Beyond the calibration performance, we further investigate and visualize the knowledge calibration mechanism.

Zhe Yang, Damai Dai, Peiyi Wang et al. · pku

Large Language Models (LLMs) have recently gained the In-Context Learning (ICL) ability with the models scaling up, allowing them to quickly adapt to downstream tasks with only a few demonstration examples prepended in the input sequence. Nonetheless, the current practice of ICL treats all demonstration examples equally, which still warrants improvement, as the quality of examples is usually uneven. In this paper, we investigate how to determine approximately optimal weights for demonstration examples and how to apply them during ICL. To assess the quality of weights in the absence of additional validation data, we design a masked self-prediction (MSP) score that exhibits a strong correlation with the final ICL performance. To expedite the weight-searching process, we discretize the continuous weight space and adopt beam search. With approximately optimal weights obtained, we further propose two strategies to apply them to demonstrations at different model positions. Experimental results on 8 text classification tasks show that our approach outperforms conventional ICL by a large margin. Our code are publicly available at https:github.com/Zhe-Young/WICL.

Qingxiu Dong, Li Dong, Ke Xu et al. · microsoft-research, pku

In this work, we use large language models (LLMs) to augment and accelerate research on the P versus NP problem, one of the most important open problems in theoretical computer science and mathematics. Specifically, we propose Socratic reasoning, a general framework that promotes in-depth thinking with LLMs for complex problem-solving. Socratic reasoning encourages LLMs to recursively discover, solve, and integrate problems while facilitating self-evaluation and refinement. Our pilot study on the P vs. NP problem shows that GPT-4 successfully produces a proof schema and engages in rigorous reasoning throughout 97 dialogue turns, concluding "P $\neq$ NP", which is in alignment with (Xu and Zhou, 2023). The investigation uncovers novel insights within the extensive solution space of LLMs, shedding light on LLM for Science.

Yifan Song, Peiyi Wang, Weimin Xiong et al. · pku

Continual learning (CL) aims to constantly learn new knowledge over time while avoiding catastrophic forgetting on old tasks. We focus on continual text classification under the class-incremental setting. Recent CL studies have identified the severe performance decrease on analogous classes as a key factor for catastrophic forgetting. In this paper, through an in-depth exploration of the representation learning process in CL, we discover that the compression effect of the information bottleneck leads to confusion on analogous classes. To enable the model learn more sufficient representations, we propose a novel replay-based continual text classification method, InfoCL. Our approach utilizes fast-slow and current-past contrastive learning to perform mutual information maximization and better recover the previously learned representations. In addition, InfoCL incorporates an adversarial memory augmentation strategy to alleviate the overfitting problem of replay. Experimental results demonstrate that InfoCL effectively mitigates forgetting and achieves state-of-the-art performance on three text classification tasks. The code is publicly available at https://github.com/Yifan-Song793/InfoCL.

Zihan Wang, Peiyi Wang, Tianyu Liu et al.

Hierarchical text classification (HTC) is a challenging subtask of multi-label classification due to its complex label hierarchy. Recently, the pretrained language models (PLM)have been widely adopted in HTC through a fine-tuning paradigm. However, in this paradigm, there exists a huge gap between the classification tasks with sophisticated label hierarchy and the masked language model (MLM) pretraining tasks of PLMs and thus the potentials of PLMs can not be fully tapped. To bridge the gap, in this paper, we propose HPT, a Hierarchy-aware Prompt Tuning method to handle HTC from a multi-label MLM perspective. Specifically, we construct a dynamic virtual template and label words that take the form of soft prompts to fuse the label hierarchy knowledge and introduce a zero-bounded multi-label cross entropy loss to harmonize the objectives of HTC and MLM. Extensive experiments show HPT achieves state-of-the-art performances on 3 popular HTC datasets and is adept at handling the imbalance and low resource situations. Our code is available at https://github.com/wzh9969/HPT.

Bofei Gao, Liang Chen, Peiyi Wang et al. · pku

Abstract Meaning Representation (AMR) parsing aims to extract an abstract semantic graph from a given sentence. The sequence-to-sequence approaches, which linearize the semantic graph into a sequence of nodes and edges and generate the linearized graph directly, have achieved good performance. However, we observed that these approaches suffer from structure loss accumulation during the decoding process, leading to a much lower F1-score for nodes and edges decoded later compared to those decoded earlier. To address this issue, we propose a novel Reverse Graph Linearization (RGL) enhanced framework. RGL defines both default and reverse linearization orders of an AMR graph, where most structures at the back part of the default order appear at the front part of the reversed order and vice versa. RGL incorporates the reversed linearization to the original AMR parser through a two-pass self-distillation mechanism, which guides the model when generating the default linearizations. Our analysis shows that our proposed method significantly mitigates the problem of structure loss accumulation, outperforming the previously best AMR parsing model by 0.8 and 0.5 Smatch scores on the AMR 2.0 and AMR 3.0 dataset, respectively. The code are available at https://github.com/pkunlp-icler/AMR_reverse_graph_linearization.

Peiyi Wang, Lei Li, Liang Chen et al. · pku

Reasoning is a cognitive process of using evidence to reach a sound conclusion. The reasoning capability is essential for large language models (LLMs) to serve as the brain of the artificial general intelligence agent. Recent studies reveal that fine-tuning LLMs on data with the chain of thought (COT) reasoning process can significantly enhance their reasoning capabilities. However, we find that the fine-tuned LLMs suffer from an \textit{Assessment Misalignment} problem, i.e., they frequently assign higher scores to subpar COTs, leading to potential limitations in their reasoning abilities. To address this problem, we introduce an \textit{Alignment Fine-Tuning (AFT)} paradigm, which involves three steps: 1) fine-tuning LLMs with COT training data; 2) generating multiple COT responses for each question, and categorizing them into positive and negative ones based on whether they achieve the correct answer; 3) calibrating the scores of positive and negative responses given by LLMs with a novel constraint alignment loss. Specifically, the constraint alignment loss has two objectives: a) Alignment, which guarantees that positive scores surpass negative scores to encourage answers with high-quality COTs; b) Constraint, which keeps the negative scores confined to a reasonable range to prevent the model degradation. Beyond just the binary positive and negative feedback, the constraint alignment loss can be seamlessly adapted to the ranking situations when ranking feedback is accessible. Furthermore, we also delve deeply into recent ranking-based alignment methods, such as DPO, RRHF, and PRO, and discover that the constraint, which has been overlooked by these approaches, is also crucial for their performance. Extensive experiments on four reasoning benchmarks with both binary and ranking feedback demonstrate the effectiveness of AFT.

Zheng Li, Qingxiu Dong, Jingyuan Ma et al. · pku

Recently, large reasoning models demonstrate exceptional performance on various tasks. However, reasoning models always consume excessive tokens even for simple queries, leading to resource waste and prolonged user latency. To address this challenge, we propose SelfBudgeter - a self-adaptive reasoning strategy for efficient and controllable reasoning. Specifically, we first train the model to self-estimate the required reasoning budget based on the query. We then introduce budget-guided GRPO for reinforcement learning, which effectively maintains accuracy while reducing output length. Experimental results demonstrate that SelfBudgeter dynamically allocates budgets according to problem complexity, achieving an average response length compression of 61% on math reasoning tasks while maintaining accuracy. Furthermore, SelfBudgeter allows users to see how long generation will take and decide whether to continue or stop. Additionally, users can directly control the reasoning length by setting token budgets upfront.

Runxin Xu, Peiyi Wang, Tianyu Liu et al. · pku

Most previous studies aim at extracting events from a single sentence, while document-level event extraction still remains under-explored. In this paper, we focus on extracting event arguments from an entire document, which mainly faces two critical problems: a) the long-distance dependency between trigger and arguments over sentences; b) the distracting context towards an event in the document. To address these issues, we propose a Two-Stream Abstract meaning Representation enhanced extraction model (TSAR). TSAR encodes the document from different perspectives by a two-stream encoding module, to utilize local and global information and lower the impact of distracting context. Besides, TSAR introduces an AMR-guided interaction module to capture both intra-sentential and inter-sentential features, based on the locally and globally constructed AMR semantic graphs. An auxiliary boundary loss is introduced to enhance the boundary information for text spans explicitly. Extensive experiments illustrate that TSAR outperforms previous state-of-the-art by a large margin, with 2.54 F1 and 5.13 F1 performance gain on the public RAMS and WikiEvents datasets respectively, showing the superiority in the cross-sentence arguments extraction. We release our code in https://github.com/ PKUnlp-icler/TSAR.

Peiyi Wang, Yifan Song, Tianyu Liu et al. · pku

Continual relation extraction (CRE) aims to continually learn new relations from a class-incremental data stream. CRE model usually suffers from catastrophic forgetting problem, i.e., the performance of old relations seriously degrades when the model learns new relations. Most previous work attributes catastrophic forgetting to the corruption of the learned representations as new relations come, with an implicit assumption that the CRE models have adequately learned the old relations. In this paper, through empirical studies we argue that this assumption may not hold, and an important reason for catastrophic forgetting is that the learned representations do not have good robustness against the appearance of analogous relations in the subsequent learning process. To address this issue, we encourage the model to learn more precise and robust representations through a simple yet effective adversarial class augmentation mechanism (ACA), which is easy to implement and model-agnostic. Experimental results show that ACA can consistently improve the performance of state-of-the-art CRE models on two popular benchmarks.

Damai Dai, Wenbin Jiang, Qingxiu Dong et al. · pku

The ability of pretrained Transformers to remember factual knowledge is essential but still limited for existing models. Inspired by existing work that regards Feed-Forward Networks (FFNs) in Transformers as key-value memories, we design a Neural Knowledge Bank (NKB) and a knowledge injection strategy to introduce extra factual knowledge for pretrained Transformers. The NKB is in the form of additional knowledgeable memory slots to the FFN and the memory-like architecture makes it highly interpretable and flexible. When injecting extra knowledge with the Salient Span Masking (SSM) pretraining objective, we fix the original pretrained model and train only the NKB. This training strategy makes sure the general language modeling ability of the original pretrained model is not influenced. By mounting the NKB onto the T5 model, we verify its strong ability to store extra factual knowledge based on three closed-book question answering datasets. Also, we prove that mounting the NKB will not degrade the general language modeling ability of T5 through two representative tasks, summarization and machine translation. Further, we thoroughly analyze the interpretability of the NKB and reveal the meaning of its keys and values in a human-readable way. Finally, we show the flexibility of the NKB by directly modifying its value vectors to update the factual knowledge stored in it.

Liang Chen, Peiyi Wang, Runxin Xu et al. · pku

As Abstract Meaning Representation (AMR) implicitly involves compound semantic annotations, we hypothesize auxiliary tasks which are semantically or formally related can better enhance AMR parsing. We find that 1) Semantic role labeling (SRL) and dependency parsing (DP), would bring more performance gain than other tasks e.g. MT and summarization in the text-to-AMR transition even with much less data. 2) To make a better fit for AMR, data from auxiliary tasks should be properly "AMRized" to PseudoAMR before training. Knowledge from shallow level parsing tasks can be better transferred to AMR Parsing with structure transform. 3) Intermediate-task learning is a better paradigm to introduce auxiliary tasks to AMR parsing, compared to multitask learning. From an empirical perspective, we propose a principled method to involve auxiliary tasks to boost AMR parsing. Extensive experiments show that our method achieves new state-of-the-art performance on different benchmarks especially in topology-related scores.

Damai Dai, Wenbin Jiang, Jiyuan Zhang et al. · baidu

Biomedical Question Answering (BQA) has attracted increasing attention in recent years due to its promising application prospect. It is a challenging task because the biomedical questions are professional and usually vary widely. Existing question answering methods answer all questions with a homogeneous model, leading to various types of questions competing for the shared parameters, which will confuse the model decision for each single type of questions. In this paper, in order to alleviate the parameter competition problem, we propose a Mixture-of-Expert (MoE) based question answering method called MoEBQA that decouples the computation for different types of questions by sparse routing. To be specific, we split a pretrained Transformer model into bottom and top blocks. The bottom blocks are shared by all the examples, aiming to capture the general features. The top blocks are extended to an MoE version that consists of a series of independent experts, where each example is assigned to a few experts according to its underlying question type. MoEBQA automatically learns the routing strategy in an end-to-end manner so that each expert tends to deal with the question types it is expert in. We evaluate MoEBQA on three BQA datasets constructed based on real examinations. The results show that our MoE extension significantly boosts the performance of question answering models and achieves new state-of-the-art performance. In addition, we elaborately analyze our MoE modules to reveal how MoEBQA works and find that it can automatically group the questions into human-readable clusters.

Peiyi Wang, Yifan Song, Tianyu Liu et al. · pku

Continual relation extraction (CRE) requires the model to continually learn new relations from class-incremental data streams. In this paper, we propose a Frustratingly easy but Effective Approach (FEA) method with two learning stages for CRE: 1) Fast Adaption (FA) warms up the model with only new data. 2) Balanced Tuning (BT) finetunes the model on the balanced memory data. Despite its simplicity, FEA achieves comparable (on TACRED or superior (on FewRel) performance compared with the state-of-the-art baselines. With careful examinations, we find that the data imbalance between new and old relations leads to a skewed decision boundary in the head classifiers over the pretrained encoders, thus hurting the overall performance. In FEA, the FA stage unleashes the potential of memory data for the subsequent finetuning, while the BT stage helps establish a more balanced decision boundary. With a unified view, we find that two strong CRE baselines can be subsumed into the proposed training pipeline. The success of FEA also provides actionable insights and suggestions for future model designing in CRE.

Shoujie Tong, Qingxiu Dong, Damai Dai et al. · pku

Fine-tuning pretrained language models (PLMs) on downstream tasks has become common practice in natural language processing. However, most of the PLMs are vulnerable, e.g., they are brittle under adversarial attacks or imbalanced data, which hinders the application of the PLMs on some downstream tasks, especially in safe-critical scenarios. In this paper, we propose a simple yet effective fine-tuning method called Match-Tuning to force the PLMs to be more robust. For each instance in a batch, we involve other instances in the same batch to interact with it. To be specific, regarding the instances with other labels as a perturbation, Match-Tuning makes the model more robust to noise at the beginning of training. While nearing the end, Match-Tuning focuses more on performing an interpolation among the instances with the same label for better generalization. Extensive experiments on various tasks in GLUE benchmark show that Match-Tuning consistently outperforms the vanilla fine-tuning by $1.64$ scores. Moreover, Match-Tuning exhibits remarkable robustness to adversarial attacks and data imbalance.

Chengwen Wang, Qingxiu Dong, Xiaochen Wang et al. · pku

Datasets serve as crucial training resources and model performance trackers. However, existing datasets have exposed a plethora of problems, inducing biased models and unreliable evaluation results. In this paper, we propose a model-agnostic dataset evaluation framework for automatic dataset quality evaluation. We seek the statistical properties of the datasets and address three fundamental dimensions: reliability, difficulty, and validity, following a classical testing theory. Taking the Named Entity Recognition (NER) datasets as a case study, we introduce $9$ statistical metrics for a statistical dataset evaluation framework. Experimental results and human evaluation validate that our evaluation framework effectively assesses various aspects of the dataset quality. Furthermore, we study how the dataset scores on our statistical metrics affect the model performance, and appeal for dataset quality evaluation or targeted dataset improvement before training or testing models.

Bofei Gao, Feifan Song, Yibo Miao et al. · pku

Large Language Models (LLMs) exhibit remarkably powerful capabilities. One of the crucial factors to achieve success is aligning the LLM's output with human preferences. This alignment process often requires only a small amount of data to efficiently enhance the LLM's performance. While effective, research in this area spans multiple domains, and the methods involved are relatively complex to understand. The relationships between different methods have been under-explored, limiting the development of the preference alignment. In light of this, we break down the existing popular alignment strategies into different components and provide a unified framework to study the current alignment strategies, thereby establishing connections among them. In this survey, we decompose all the strategies in preference learning into four components: model, data, feedback, and algorithm. This unified view offers an in-depth understanding of existing alignment algorithms and also opens up possibilities to synergize the strengths of different strategies. Furthermore, we present detailed working examples of prevalent existing algorithms to facilitate a comprehensive understanding for the readers. Finally, based on our unified perspective, we explore the challenges and future research directions for aligning large language models with human preferences.

Peiyi Wang, Lei Li, Zhihong Shao et al. · pku

In this paper, we present an innovative process-oriented math process reward model called \textbf{Math-Shepherd}, which assigns a reward score to each step of math problem solutions. The training of Math-Shepherd is achieved using automatically constructed process-wise supervision data, breaking the bottleneck of heavy reliance on manual annotation in existing work. We explore the effectiveness of Math-Shepherd in two scenarios: 1) \textit{Verification}: Math-Shepherd is utilized for reranking multiple outputs generated by Large Language Models (LLMs); 2) \textit{Reinforcement Learning}: Math-Shepherd is employed to reinforce LLMs with step-by-step Proximal Policy Optimization (PPO). With Math-Shepherd, a series of open-source LLMs demonstrates exceptional performance. For instance, the step-by-step PPO with Math-Shepherd significantly improves the accuracy of Mistral-7B (77.9\%$\to$84.1\% on GSM8K and 28.6\%$\to$33.0\% on MATH). The accuracy can be further enhanced to 89.1\% and 43.5\% on GSM8K and MATH with the verification of Math-Shepherd, respectively. We believe that automatic process supervision holds significant potential for the future evolution of LLMs.

Haoran Meng, Zheng Xin, Tianyu Liu et al.

While interacting with chatbots, users may elicit multiple intents in a single dialogue utterance. Instead of training a dedicated multi-intent detection model, we propose DialogUSR, a dialogue utterance splitting and reformulation task that first splits multi-intent user query into several single-intent sub-queries and then recovers all the coreferred and omitted information in the sub-queries. DialogUSR can serve as a plug-in and domain-agnostic module that empowers the multi-intent detection for the deployed chatbots with minimal efforts. We collect a high-quality naturally occurring dataset that covers 23 domains with a multi-step crowd-souring procedure. To benchmark the proposed dataset, we propose multiple action-based generative models that involve end-to-end and two-stage training, and conduct in-depth analyses on the pros and cons of the proposed baselines.

Xin Zheng, Tianyu Liu, Haoran Meng et al.

Harvesting question-answer (QA) pairs from customer service chatlog in the wild is an efficient way to enrich the knowledge base for customer service chatbots in the cold start or continuous integration scenarios. Prior work attempts to obtain 1-to-1 QA pairs from growing customer service chatlog, which fails to integrate the incomplete utterances from the dialog context for composite QA retrieval. In this paper, we propose N-to-N QA extraction task in which the derived questions and corresponding answers might be separated across different utterances. We introduce a suite of generative/discriminative tagging based methods with end-to-end and two-stage variants that perform well on 5 customer service datasets and for the first time setup a benchmark for N-to-N DialogQAE with utterance and session level evaluation metrics. With a deep dive into extracted QA pairs, we find that the relations between and inside the QA pairs can be indicators to analyze the dialogue structure, e.g. information seeking, clarification, barge-in and elaboration. We also show that the proposed models can adapt to different domains and languages, and reduce the labor cost of knowledge accumulation in the real-world product dialogue platform.

Xiaochen Wang, Junqing He, Zhe yang et al. · pku

Large Language Models (LLMs) with chain-of-thought (COT) prompting have demonstrated impressive abilities on simple nature language inference tasks. However, they tend to perform poorly on Multi-hop Question Answering (MHQA) tasks due to several challenges, including hallucination, error propagation and limited context length. We propose a prompting method, Finite State Machine (FSM) to enhance the reasoning capabilities of LLM for complex tasks in addition to improved effectiveness and trustworthiness. Different from COT methods, FSM addresses MHQA by iteratively decomposing a question into multi-turn sub-questions, and self-correcting in time, improving the accuracy of answers in each step. Specifically, FSM addresses one sub-question at a time and decides on the next step based on its current result and state, in an automaton-like format. Experiments on benchmarks show the effectiveness of our method. Although our method performs on par with the baseline on relatively simpler datasets, it excels on challenging datasets like Musique. Moreover, this approach mitigates the hallucination phenomenon, wherein the correct final answer can be recovered despite errors in intermediate reasoning. Furthermore, our method improves LLMs' ability to follow specified output format requirements, significantly reducing the difficulty of answer interpretation and the need for reformatting.

Zhexin Zhang, Yida Lu, Jingyuan Ma et al.

The safety of Large Language Models (LLMs) has gained increasing attention in recent years, but there still lacks a comprehensive approach for detecting safety issues within LLMs' responses in an aligned, customizable and explainable manner. In this paper, we propose ShieldLM, an LLM-based safety detector, which aligns with common safety standards, supports customizable detection rules, and provides explanations for its decisions. To train ShieldLM, we compile a large bilingual dataset comprising 14,387 query-response pairs, annotating the safety of responses based on various safety standards. Through extensive experiments, we demonstrate that ShieldLM surpasses strong baselines across four test sets, showcasing remarkable customizability and explainability. Besides performing well on standard detection datasets, ShieldLM has also been shown to be effective as a safety evaluator for advanced LLMs. ShieldLM is released at \url{https://github.com/thu-coai/ShieldLM} to support accurate and explainable safety detection under various safety standards.

Yixin Yang, Zheng Li, Qingxiu Dong et al. · pku

Understanding the deep semantics of images is essential in the era dominated by social media. However, current research works primarily on the superficial description of images, revealing a notable deficiency in the systematic investigation of the inherent deep semantics. In this work, we introduce DEEPEVAL, a comprehensive benchmark to assess Large Multimodal Models' (LMMs) capacities of visual deep semantics. DEEPEVAL includes human-annotated dataset and three progressive subtasks: fine-grained description selection, in-depth title matching, and deep semantics understanding. Utilizing DEEPEVAL, we evaluate 9 open-source LMMs and GPT-4V(ision). Our evaluation demonstrates a substantial gap between the deep semantic comprehension capabilities of existing LMMs and humans. For example, GPT-4V is 30% behind humans in understanding deep semantics, even though it achieves human-comparable performance in image description. Further analysis reveals that LMM performance on DEEPEVAL varies according to the specific facets of deep semantics explored, indicating the fundamental challenges remaining in developing LMMs.

Zhe Yang, Yichang Zhang, Yudong Wang et al. · pku

Large Language Models (LLMs) can correct their self-generated responses, but a decline in accuracy after self-correction is also witnessed. To have a deeper understanding of self-correction, we endeavor to decompose, evaluate, and analyze the self-correction behaviors of LLMs. By enumerating and analyzing answer correctness before and after self-correction, we decompose the self-correction capability into confidence (being confident to correct answers) and critique (turning wrong answers to correct) capabilities, and propose two metrics from a probabilistic perspective to measure these 2 capabilities, along with another metric for overall self-correction capability evaluation. Based on our decomposition and evaluation metrics, we conduct extensive experiments and draw some empirical conclusions. For example, we find different models can exhibit distinct behaviors: some models are confident while others are more critical. We also find the trade-off between the two capabilities (i.e. improving one can lead to a decline in the other) when manipulating model self-correction behavior by prompts or in-context learning. Further, we find a simple yet efficient strategy to improve self-correction capability by transforming Supervision Fine-Tuning (SFT) data format, and our strategy outperforms vanilla SFT in both capabilities and achieves much higher accuracy after self-correction. Our code will be publicly available on GitHub.

Damai Dai, Chengqi Deng, Chenggang Zhao et al.

In the era of large language models, Mixture-of-Experts (MoE) is a promising architecture for managing computational costs when scaling up model parameters. However, conventional MoE architectures like GShard, which activate the top-$K$ out of $N$ experts, face challenges in ensuring expert specialization, i.e. each expert acquires non-overlapping and focused knowledge. In response, we propose the DeepSeekMoE architecture towards ultimate expert specialization. It involves two principal strategies: (1) finely segmenting the experts into $mN$ ones and activating $mK$ from them, allowing for a more flexible combination of activated experts; (2) isolating $K_s$ experts as shared ones, aiming at capturing common knowledge and mitigating redundancy in routed experts. Starting from a modest scale with 2B parameters, we demonstrate that DeepSeekMoE 2B achieves comparable performance with GShard 2.9B, which has 1.5 times the expert parameters and computation. In addition, DeepSeekMoE 2B nearly approaches the performance of its dense counterpart with the same number of total parameters, which set the upper bound of MoE models. Subsequently, we scale up DeepSeekMoE to 16B parameters and show that it achieves comparable performance with LLaMA2 7B, with only about 40% of computations. Further, our preliminary efforts to scale up DeepSeekMoE to 145B parameters consistently validate its substantial advantages over the GShard architecture, and show its performance comparable with DeepSeek 67B, using only 28.5% (maybe even 18.2%) of computations.

Fangwei Zhu, Peiyi Wang, Zhifang Sui · pku

Chain-of-thoughts (CoT) requires large language models (LLMs) to generate intermediate steps before reaching the final answer, and has been proven effective to help LLMs solve complex reasoning tasks. However, the inner mechanism of CoT still remains largely unclear. In this paper, we empirically study the role of CoT tokens in LLMs on two compositional tasks: multi-digit multiplication and dynamic programming. While CoT is essential for solving these problems, we find that preserving only tokens that store intermediate results would achieve comparable performance. Furthermore, we observe that storing intermediate results in an alternative latent form will not affect model performance. We also randomly intervene some values in CoT, and notice that subsequent CoT tokens and the final answer would change correspondingly. These findings suggest that CoT tokens may function like variables in computer programs but with potential drawbacks like unintended shortcuts and computational complexity limits between tokens. The code and data are available at https://github.com/solitaryzero/CoTs_are_Variables.

Heming Xia, Zhe Yang, Qingxiu Dong et al. · pku

To mitigate the high inference latency stemming from autoregressive decoding in Large Language Models (LLMs), Speculative Decoding has emerged as a novel decoding paradigm for LLM inference. In each decoding step, this method first drafts several future tokens efficiently and then verifies them in parallel. Unlike autoregressive decoding, Speculative Decoding facilitates the simultaneous decoding of multiple tokens per step, thereby accelerating inference. This paper presents a comprehensive overview and analysis of this promising decoding paradigm. We begin by providing a formal definition and formulation of Speculative Decoding. Then, we organize in-depth discussions on its key facets, such as drafter selection and verification strategies. Furthermore, we present a comparative analysis of leading methods under third-party testing environments. We aim for this work to serve as a catalyst for further research on Speculative Decoding, ultimately contributing to more efficient LLM inference.

Peiyi Wang, Lei Li, Liang Chen et al.

In this paper, we uncover a systematic bias in the evaluation paradigm of adopting large language models~(LLMs), e.g., GPT-4, as a referee to score and compare the quality of responses generated by candidate models. We find that the quality ranking of candidate responses can be easily hacked by simply altering their order of appearance in the context. This manipulation allows us to skew the evaluation result, making one model appear considerably superior to the other, e.g., Vicuna-13B could beat ChatGPT on 66 over 80 tested queries with ChatGPT as an evaluator. To address this issue, we propose a calibration framework with three simple yet effective strategies: 1) Multiple Evidence Calibration, which requires the evaluator model to generate multiple evaluation evidence before assigning ratings; 2) Balanced Position Calibration, which aggregates results across various orders to determine the final score; 3) Human-in-the-Loop Calibration, which introduces a balanced position diversity entropy to measure the difficulty of each example and seeks human assistance when needed. We also manually annotate the "win/tie/lose" outcomes of responses from ChatGPT and Vicuna-13B in the Vicuna Benchmark's question prompt, and extensive experiments demonstrate that our approach successfully mitigates evaluation bias, resulting in closer alignment with human judgments. We release our code and human annotation at \url{https://github.com/i-Eval/FairEval} to facilitate future research.

Fangwei Zhu, Jifan Yu, Hailong Jin et al.

Entity linking models have achieved significant success via utilizing pretrained language models to capture semantic features. However, the NIL prediction problem, which aims to identify mentions without a corresponding entity in the knowledge base, has received insufficient attention. We categorize mentions linking to NIL into Missing Entity and Non-Entity Phrase, and propose an entity linking dataset NEL that focuses on the NIL prediction problem. NEL takes ambiguous entities as seeds, collects relevant mention context in the Wikipedia corpus, and ensures the presence of mentions linking to NIL by human annotation and entity masking. We conduct a series of experiments with the widely used bi-encoder and cross-encoder entity linking models, results show that both types of NIL mentions in training data have a significant influence on the accuracy of NIL prediction. Our code and dataset can be accessed at https://github.com/solitaryzero/NIL_EL

Heming Xia, Qingxiu Dong, Lei Li et al.

Recently, Large Language Models (LLMs) have been serving as general-purpose interfaces, posing a significant demand for comprehensive visual knowledge. However, it remains unclear how well current LLMs and their visually augmented counterparts (VaLMs) can master visual commonsense knowledge. To investigate this, we propose ImageNetVC, a human-annotated dataset specifically designed for zero- and few-shot visual commonsense evaluation across 1,000 ImageNet categories. Utilizing ImageNetVC, we benchmark the fundamental visual commonsense knowledge of both unimodal LLMs and VaLMs. Furthermore, we analyze the factors affecting the visual commonsense knowledge of large-scale models, providing insights into the development of language models enriched with visual commonsense knowledge. Our code and dataset are available at https://github.com/hemingkx/ImageNetVC.

Shaoxiang Wu, Damai Dai, Ziwei Qin et al.

Video multimodal fusion aims to integrate multimodal signals in videos, such as visual, audio and text, to make a complementary prediction with multiple modalities contents. However, unlike other image-text multimodal tasks, video has longer multimodal sequences with more redundancy and noise in both visual and audio modalities. Prior denoising methods like forget gate are coarse in the granularity of noise filtering. They often suppress the redundant and noisy information at the risk of losing critical information. Therefore, we propose a denoising bottleneck fusion (DBF) model for fine-grained video multimodal fusion. On the one hand, we employ a bottleneck mechanism to filter out noise and redundancy with a restrained receptive field. On the other hand, we use a mutual information maximization module to regulate the filter-out module to preserve key information within different modalities. Our DBF model achieves significant improvement over current state-of-the-art baselines on multiple benchmarks covering multimodal sentiment analysis and multimodal summarization tasks. It proves that our model can effectively capture salient features from noisy and redundant video, audio, and text inputs. The code for this paper is publicly available at https://github.com/WSXRHFG/DBF.

Heming Xia, Peiyi Wang, Tianyu Liu et al.

Continual relation extraction (CRE) models aim at handling emerging new relations while avoiding catastrophically forgetting old ones in the streaming data. Though improvements have been shown by previous CRE studies, most of them only adopt a vanilla strategy when models first learn representations of new relations. In this work, we point out that there exist two typical biases after training of this vanilla strategy: classifier bias and representation bias, which causes the previous knowledge that the model learned to be shaded. To alleviate those biases, we propose a simple yet effective classifier decomposition framework that splits the last FFN layer into separated previous and current classifiers, so as to maintain previous knowledge and encourage the model to learn more robust representations at this training stage. Experimental results on two standard benchmarks show that our proposed framework consistently outperforms the state-of-the-art CRE models, which indicates that the importance of the first training stage to CRE models may be underestimated. Our code is available at https://github.com/hemingkx/CDec.

Peiyi Wang, Runxin Xu, Tianyu Liu et al.

Few-Shot Sequence Labeling (FSSL) is a canonical paradigm for the tagging models, e.g., named entity recognition and slot filling, to generalize on an emerging, resource-scarce domain. Recently, the metric-based meta-learning framework has been recognized as a promising approach for FSSL. However, most prior works assign a label to each token based on the token-level similarities, which ignores the integrality of named entities or slots. To this end, in this paper, we propose ESD, an Enhanced Span-based Decomposition method for FSSL. ESD formulates FSSL as a span-level matching problem between test query and supporting instances. Specifically, ESD decomposes the span matching problem into a series of span-level procedures, mainly including enhanced span representation, class prototype aggregation and span conflicts resolution. Extensive experiments show that ESD achieves the new state-of-the-art results on two popular FSSL benchmarks, FewNERD and SNIPS, and is proven to be more robust in the nested and noisy tagging scenarios. Our code is available at https://github.com/Wangpeiyi9979/ESD.

Damai Dai, Li Dong, Yaru Hao et al.

Large-scale pretrained language models are surprisingly good at recalling factual knowledge presented in the training corpus. In this paper, we present preliminary studies on how factual knowledge is stored in pretrained Transformers by introducing the concept of knowledge neurons. Specifically, we examine the fill-in-the-blank cloze task for BERT. Given a relational fact, we propose a knowledge attribution method to identify the neurons that express the fact. We find that the activation of such knowledge neurons is positively correlated to the expression of their corresponding facts. In our case studies, we attempt to leverage knowledge neurons to edit (such as update, and erase) specific factual knowledge without fine-tuning. Our results shed light on understanding the storage of knowledge within pretrained Transformers. The code is available at https://github.com/Hunter-DDM/knowledge-neurons.

Fuli Luo, Peng Li, Jie Zhou et al.

Unsupervised text style transfer aims to transfer the underlying style of text but keep its main content unchanged without parallel data. Most existing methods typically follow two steps: first separating the content from the original style, and then fusing the content with the desired style. However, the separation in the first step is challenging because the content and style interact in subtle ways in natural language. Therefore, in this paper, we propose a dual reinforcement learning framework to directly transfer the style of the text via a one-step mapping model, without any separation of content and style. Specifically, we consider the learning of the source-to-target and target-to-source mappings as a dual task, and two rewards are designed based on such a dual structure to reflect the style accuracy and content preservation, respectively. In this way, the two one-step mapping models can be trained via reinforcement learning, without any use of parallel data. Automatic evaluations show that our model outperforms the state-of-the-art systems by a large margin, especially with more than 8 BLEU points improvement averaged on two benchmark datasets. Human evaluations also validate the effectiveness of our model in terms of style accuracy, content preservation and fluency. Our code and data, including outputs of all baselines and our model are available at https://github.com/luofuli/DualLanST.

Tianyu Liu, Kexiang Wang, Lei Sha et al.

Table-to-text generation aims to generate a description for a factual table which can be viewed as a set of field-value records. To encode both the content and the structure of a table, we propose a novel structure-aware seq2seq architecture which consists of field-gating encoder and description generator with dual attention. In the encoding phase, we update the cell memory of the LSTM unit by a field gate and its corresponding field value in order to incorporate field information into table representation. In the decoding phase, dual attention mechanism which contains word level attention and field level attention is proposed to model the semantic relevance between the generated description and the table. We conduct experiments on the \texttt{WIKIBIO} dataset which contains over 700k biographies and corresponding infoboxes from Wikipedia. The attention visualizations and case studies show that our model is capable of generating coherent and informative descriptions based on the comprehensive understanding of both the content and the structure of a table. Automatic evaluations also show our model outperforms the baselines by a great margin. Code for this work is available on https://github.com/tyliupku/wiki2bio.

Haoran Li, Qingxiu Dong, Zhengyang Tang et al. · microsoft-research, pku

We introduce Generalized Instruction Tuning (called GLAN), a general and scalable method for instruction tuning of Large Language Models (LLMs). Unlike prior work that relies on seed examples or existing datasets to construct instruction tuning data, GLAN exclusively utilizes a pre-curated taxonomy of human knowledge and capabilities as input and generates large-scale synthetic instruction data across all disciplines. Specifically, inspired by the systematic structure in human education system, we build the taxonomy by decomposing human knowledge and capabilities to various fields, sub-fields and ultimately, distinct disciplines semi-automatically, facilitated by LLMs. Subsequently, we generate a comprehensive list of subjects for every discipline and proceed to design a syllabus tailored to each subject, again utilizing LLMs. With the fine-grained key concepts detailed in every class session of the syllabus, we are able to generate diverse instructions with a broad coverage across the entire spectrum of human knowledge and skills. Extensive experiments on large language models (e.g., Mistral) demonstrate that GLAN excels in multiple dimensions from mathematical reasoning, coding, academic exams, logical reasoning to general instruction following without using task-specific training data of these tasks. In addition, GLAN allows for easy customization and new fields or skills can be added by simply incorporating a new node into our taxonomy.

Xiangdi Meng, Damai Dai, Weiyao Luo et al. · pku

Supervised fine-tuning is the most common method to adapt large language models (LLMs) to downstream tasks, but full fine-tuning LLMs requires massive computational resources. Recently, parameter-efficient fine-tuning (PEFT) methods have been widely studied due to its cost-effectiveness. LoRA is one of the most widely used methods, which assumes that the optimization process is essentially low-dimensional. Although LoRA fine-tuning is effective, there is still a performance gap compared to full fine-tuning, since its weight update is limited to low-rank matrices. In order to break the low-rank bottleneck in LoRA Optimization, we propose PeriodicLoRA (PLoRA), which accumulates low-rank update matrices multiple times to achieve a higher update rank. PLoRA has multiple training stages. During each stage, we still update only the LoRA weights. However, at the end of each stage, we unload the LoRA weights into the backbone parameters and then reinitialize the LoRA states. Experimental results show that PLoRA has stronger learning ability, approximately 1.8 times that of LoRA's learning ability at most, but it does not increase memory usage. Further, we introduce a momentum-based unloading strategy for PLoRA to mitigate the training instability.

Qingxiu Dong, Li Dong, Yao Tang et al. · tsinghua

In this work, we introduce Reinforcement Pre-Training (RPT) as a new scaling paradigm for large language models and reinforcement learning (RL). Specifically, we reframe next-token prediction as a reasoning task trained using RL, where it receives verifiable rewards for correctly predicting the next token for a given context. RPT offers a scalable method to leverage vast amounts of text data for general-purpose RL, rather than relying on domain-specific annotated answers. By incentivizing the capability of next-token reasoning, RPT significantly improves the language modeling accuracy of predicting the next tokens. Moreover, RPT provides a strong pre-trained foundation for further reinforcement fine-tuning. The scaling curves show that increased training compute consistently improves the next-token prediction accuracy. The results position RPT as an effective and promising scaling paradigm to advance language model pre-training.

Fangwei Zhu, Damai Dai, Zhifang Sui · pku

Large language models (LLMs) have exhibited impressive competence in various tasks, but their internal mechanisms on mathematical problems are still under-explored. In this paper, we study a fundamental question: how language models encode the value of numbers, a basic element in math. To study the question, we construct a synthetic dataset comprising addition problems and utilize linear probes to read out input numbers from the hidden states. Experimental results support the existence of encoded number values in LLMs on different layers, and these values can be extracted via linear probes. Further experiments show that LLMs store their calculation results in a similar manner, and we can intervene the output via simple vector additions, proving the causal connection between encoded numbers and language model outputs. Our research provides evidence that LLMs encode the value of numbers linearly, offering insights for better exploring, designing, and utilizing numeric information in LLMs.

Rui Li, Heming Xia, Xinfeng Yuan et al. · pku

Recently, LLMs have garnered increasing attention across academic disciplines for their potential as human digital twins, virtual proxies designed to replicate individuals and autonomously perform tasks such as decision-making, problem-solving, and reasoning on their behalf. However, current evaluations of LLMs primarily emphasize dialogue simulation while overlooking human behavior simulation, which is crucial for digital twins. To address this gap, we introduce BehaviorChain, the first benchmark for evaluating LLMs' ability to simulate continuous human behavior. BehaviorChain comprises diverse, high-quality, persona-based behavior chains, totaling 15,846 distinct behaviors across 1,001 unique personas, each with detailed history and profile metadata. For evaluation, we integrate persona metadata into LLMs and employ them to iteratively infer contextually appropriate behaviors within dynamic scenarios provided by BehaviorChain. Comprehensive evaluation results demonstrated that even state-of-the-art models struggle with accurately simulating continuous human behavior.

Yiyang Du, Xiaochen Wang, Chi Chen et al. · tsinghua

Recently, model merging methods have demonstrated powerful strengths in combining abilities on various tasks from multiple Large Language Models (LLMs). While previous model merging methods mainly focus on merging homogeneous models with identical architecture, they meet challenges when dealing with Multimodal Large Language Models (MLLMs) with inherent heterogeneous property, including differences in model architecture and the asymmetry in the parameter space. In this work, we propose AdaMMS, a novel model merging method tailored for heterogeneous MLLMs. Our method tackles the challenges in three steps: mapping, merging and searching. Specifically, we first design mapping function between models to apply model merging on MLLMs with different architecture. Then we apply linear interpolation on model weights to actively adapt the asymmetry in the heterogeneous MLLMs. Finally in the hyper-parameter searching step, we propose an unsupervised hyper-parameter selection method for model merging. As the first model merging method capable of merging heterogeneous MLLMs without labeled data, extensive experiments on various model combinations demonstrated that AdaMMS outperforms previous model merging methods on various vision-language benchmarks.

Jingyuan Ma, Rui Li, Zheng Li et al. · pku

Recently, preference optimization methods such as DPO have significantly enhanced large language models (LLMs) in wide tasks including dialogue and question-answering. However, current methods fail to account for the varying difficulty levels of training samples during preference optimization, leading to mediocre performance in tasks with high accuracy requirements, particularly in mathematical reasoning. To address this limitation, we propose a novel training framework, which employs multiple sampling to analyze output distributions, assign different weights to samples, and incorporate these weights into the preference optimization process. This plug-and-play approach enables LLMs to prioritize challenging examples during training, improving learning efficiency. Experimental results demonstrate that our framework integrates seamlessly with various preference optimization methods and achieves consistent improvements in mathematical reasoning tasks.

Wenhan Ma, Hailin Zhang, Liang Zhao et al. · pku

Reinforcement learning (RL) has emerged as a crucial approach for enhancing the capabilities of large language models. However, in Mixture-of-Experts (MoE) models, the routing mechanism often introduces instability, even leading to catastrophic RL training collapse. We analyze the training-inference consistency of MoE models and identify a notable discrepancy in routing behaviors between the two phases. Moreover, even under identical conditions, the routing framework can yield divergent expert selections across repeated forward passes. To address this foundational inconsistency, we propose Rollout Routing Replay (R3), a method that records routing distributions from the inference engine and replays them during training. R3 significantly reduces training-inference policy KL divergence and mitigates extreme discrepancies without compromising training speed. Extensive experiments on various settings confirm that R3 succeeds in stabilizing RL training, preventing collapse and outperforming methods such as GSPO and TIS. We believe this work can offer a new solution for stabilizing RL in MoE models.

Zhengyu Chen, Yudong Wang, Teng Xiao et al. · pku

Recent advancements in improving the reasoning capabilities of Large Language Models have underscored the efficacy of Process Reward Models (PRMs) in addressing intermediate errors through structured feedback mechanisms. This study analyzes PRMs from multiple perspectives, including training methodologies, scalability, and generalization capabilities. We investigate the interplay between pre-training and reward model training FLOPs to assess their influence on PRM efficiency and accuracy in complex reasoning tasks. Our analysis reveals a pattern of diminishing returns in performance with increasing PRM scale, highlighting the importance of balancing model size and computational cost. Furthermore, the diversity of training datasets significantly impacts PRM performance, emphasizing the importance of diverse data to enhance both accuracy and efficiency. We further examine test-time scaling strategies, identifying Monte Carlo Tree Search as the most effective method when computational resources are abundant, while Best-of-N Sampling serves as a practical alternative under resource-limited conditions. Notably, our findings indicate that PRMs trained on mathematical datasets exhibit performance comparable to those tailored for code generation, suggesting robust cross-domain generalization. Employing a gradient-based metric, we observe that PRMs exhibit a preference for selecting responses with similar underlying patterns, further informing their optimization.

Xiaochen Wang, Junqing He, Liang Chen et al. · pku

Large Language Models with chain-of-thought prompting, such as OpenAI-o1, have shown impressive capabilities in natural language inference tasks. However, Multi-hop Question Answering (MHQA) remains challenging for many existing models due to issues like hallucination, error propagation, and limited context length. To address these challenges and enhance LLMs' performance on MHQA, we propose the Self-Guiding prompting Finite State Machine (SG-FSM), designed to strengthen multi-hop reasoning abilities. Unlike traditional chain-of-thought methods, SG-FSM tackles MHQA by iteratively breaking down complex questions into sub-questions, correcting itself to improve accuracy. It processes one sub-question at a time, dynamically deciding the next step based on the current context and results, functioning much like an automaton. Experiments across various benchmarks demonstrate the effectiveness of our approach, outperforming strong baselines on challenging datasets such as Musique. SG-FSM reduces hallucination, enabling recovery of the correct final answer despite intermediate errors. It also improves adherence to specified output formats, simplifying evaluation significantly.

Rui Li, Jing Long, Muge Qi et al.

To facilitate robust and trustworthy deployment of large language models (LLMs), it is essential to quantify the reliability of their generations through uncertainty estimation. While recent efforts have made significant advancements by leveraging the internal logic and linguistic features of LLMs to estimate uncertainty scores, our empirical analysis highlights the pitfalls of these methods to strike a harmonized estimation between indication, balance, and calibration, which hinders their broader capability for accurate uncertainty estimation. To address this challenge, we propose CUE (Corrector for Uncertainty Estimation): A straightforward yet effective method that employs a lightweight model trained on data aligned with the target LLM's performance to adjust uncertainty scores. Comprehensive experiments across diverse models and tasks demonstrate its effectiveness, which achieves consistent improvements of up to 60% over existing methods.