Daniel Barcklow

Isha Hameed, Samuel Sharpe, Daniel Barcklow et al.

Explainable artificial intelligence (XAI) methods lack ground truth. In its place, method developers have relied on axioms to determine desirable properties for their explanations' behavior. For high stakes uses of machine learning that require explainability, it is not sufficient to rely on axioms as the implementation, or its usage, can fail to live up to the ideal. As a result, there exists active research on validating the performance of XAI methods. The need for validation is especially magnified in domains with a reliance on XAI. A procedure frequently used to assess their utility, and to some extent their fidelity, is an ablation study. By perturbing the input variables in rank order of importance, the goal is to assess the sensitivity of the model's performance. Perturbing important variables should correlate with larger decreases in measures of model capability than perturbing less important features. While the intent is clear, the actual implementation details have not been studied rigorously for tabular data. Using five datasets, three XAI methods, four baselines, and three perturbations, we aim to show 1) how varying perturbations and adding simple guardrails can help to avoid potentially flawed conclusions, 2) how treatment of categorical variables is an important consideration in both post-hoc explainability and ablation studies, and 3) how to identify useful baselines for XAI methods and viable perturbations for ablation studies.

Wenqing Zheng, Noah Fatsi, Daniel Barcklow et al.

Recent advances in recommendation with large language models (LLMs) often rely on either commonsense augmentation at the item-category level or implicit intent modeling on existing knowledge graphs. However, such approaches struggle to capture grounded user intents and to handle sparsity and cold-start scenarios. In this work, we present LLM-based Intent Knowledge Graph Recommender (IKGR), a novel framework that constructs an intent-centric knowledge graph where both users and items are explicitly linked to intent nodes extracted by a tuning-free, RAG-guided LLM pipeline. By grounding intents in external knowledge sources and user profiles, IKGR canonically represents what a user seeks and what an item satisfies as first-class entities. To alleviate sparsity, we further introduce a mutual-intent connectivity densification strategy, which shortens semantic paths between users and long-tail items without requiring cross-graph fusion. Finally, a lightweight GNN layer is employed on top of the intent-enhanced graph to produce recommendation signals with low latency. Extensive experiments on public and enterprise datasets demonstrate that IKGR consistently outperforms strong baselines, particularly on cold-start and long-tail slices, while remaining efficient through a fully offline LLM pipeline.

Wenqing Zheng, Dmitri Kalaev, Noah Fatsi et al.

Retrieval-Augmented Generation (RAG) systems rely critically on the retriever module to surface relevant context for large language models. Although numerous retrievers have recently been proposed, each built on different ranking principles such as lexical matching, dense embeddings, or graph citations, there remains a lack of systematic understanding of how these mechanisms differ and overlap. Existing benchmarks primarily compare entire RAG pipelines or introduce new datasets, providing little guidance on selecting or combining retrievers themselves. Those that do compare retrievers directly use a limited set of evaluation tools which fail to capture complementary and overlapping strengths. This work presents MIGRASCOPE, a Mutual Information based RAG Retriever Analysis Scope. We revisit state-of-the-art retrievers and introduce principled metrics grounded in information and statistical estimation theory to quantify retrieval quality, redundancy, synergy, and marginal contribution. We further show that if chosen carefully, an ensemble of retrievers outperforms any single retriever. We leverage the developed tools over major RAG corpora to provide unique insights on contribution levels of the state-of-the-art retrievers. Our findings provide a fresh perspective on the structure of modern retrieval techniques and actionable guidance for designing robust and efficient RAG systems.

Priyanka Dey, Daniele Rosa, Wenqing Zheng et al.

Personalization in LLMs often relies on costly human feedback or interaction logs, limiting scalability and neglecting deeper user attributes. To reduce the reliance on human annotations, we introduce GRAVITY (Generative Response with Aligned Values, Interests, and Traits of You), a framework for generating synthetic, profile-grounded preference data that captures users' interests, values, beliefs, and personality traits. By integrating demographic, cultural, and psychological frameworks -- including Hofstede's cultural dimensions, Schwartz's basic values, the World Values Survey, and Big Five OCEAN traits -- GRAVITY synthesizes preference pairs to guide personalized content generation. We evaluate GRAVITY on book descriptions for 400 Amazon users, comparing it to prompt-based conditioning, standard fine-tuning, and naive synthetic pair generation. Profile-grounded synthetic data consistently improves generation, especially across multiple cultures (USA, Brazil, Japan, India), achieving over 4% higher preference gains across baselines, with user studies showing that GRAVITY outputs are preferred over 86% of the time. Our results show that scenario-grounded synthetic data can capture richer user variation, reduce reliance on costly annotation, and produce more engaging, user-centered content, offering a scalable path for LLM personalization.