Julia Nakhleh

Julia Nakhleh, Robert D. Nowak

We develop a unified function space theory of deep fully connected neural networks. Functions in our spaces are defined recursively as $\ell^1$-bounded linear combinations of activated functions from preceding layers, with a dictionary of affine functions at the first layer. Unlike existing theories that are largely specialized to homogeneous activations such as the ReLU, our framework provides a meaningful notion of functional complexity for deep networks with a broad range of homogeneous and non-homogeneous activation functions commonly used in practice. This simple construction unites several seemingly disparate ideas from the literature, including norm-based complexity bounds and variational characterizations of depth, and facilitates novel analyses of what kinds of functions deep norm-constrained networks can represent. To this end, we prove a novel representer theorem for our spaces and establish novel function-space complexity bounds showing that the associated function classes remain qualitatively small at arbitrary depth. In the univariate ReLU case, we prove a "depth saturation" result: depth in this setting yields only a small constant rescaling of the function class, with no added functional diversity. As a consequence, we show that deep norm-controlled ReLU functions in any dimension cannot exhibit high frequencies along any direction. This finding reveals that some commonly cited expressivity benefits of depth disappear once network complexity is controlled by an appropriate function space norm, rather than parameter count or other representational costs that permit compounded rescaling across layers. Overall, our results illustrate how a function space perspective yields new structural insights into the relationship between depth and complexity.

Julia Nakhleh, Joseph Shenouda, Robert D. Nowak

This paper studies the properties of solutions to multi-task shallow ReLU neural network learning problems, wherein the network is trained to fit a dataset with minimal sum of squared weights. Remarkably, the solutions learned for each individual task resemble those obtained by solving a kernel regression problem, revealing a novel connection between neural networks and kernel methods. It is known that single-task neural network learning problems are equivalent to a minimum norm interpolation problem in a non-Hilbertian Banach space, and that the solutions of such problems are generally non-unique. In contrast, we prove that the solutions to univariate-input, multi-task neural network interpolation problems are almost always unique, and coincide with the solution to a minimum-norm interpolation problem in a Sobolev (Reproducing Kernel) Hilbert Space. We also demonstrate a similar phenomenon in the multivariate-input case; specifically, we show that neural network learning problems with large numbers of tasks are approximately equivalent to an $\ell^2$ (Hilbert space) minimization problem over a fixed kernel determined by the optimal neurons.

Julia Nakhleh, Robert D. Nowak

Overparameterized neural networks can interpolate a given dataset in many different ways, prompting the fundamental question: which among these solutions should we prefer, and what explicit regularization strategies will provably yield these solutions? This paper addresses the challenge of finding the sparsest interpolating ReLU network--i.e., the network with the fewest nonzero parameters or neurons--a goal with wide-ranging implications for efficiency, generalization, interpretability, theory, and model compression. Unlike post hoc pruning approaches, we propose a continuous, almost-everywhere differentiable training objective whose global minima are guaranteed to correspond to the sparsest single-hidden-layer ReLU networks that fit the data. This result marks a conceptual advance: it recasts the combinatorial problem of sparse interpolation as a smooth optimization task, potentially enabling the use of gradient-based training methods. Our objective is based on minimizing $\ell^p$ quasinorms of the weights for $0 < p < 1$, a classical sparsity-promoting strategy in finite-dimensional settings. However, applying these ideas to neural networks presents new challenges: the function class is infinite-dimensional, and the weights are learned using a highly nonconvex objective. We prove that, under our formulation, global minimizers correspond exactly to sparsest solutions. Our work lays a foundation for understanding when and how continuous sparsity-inducing objectives can be leveraged to recover sparse networks through training.

Julian Katz-Samuels, Julia Nakhleh, Robert Nowak et al.

Out-of-distribution (OOD) detection is important for machine learning models deployed in the wild. Recent methods use auxiliary outlier data to regularize the model for improved OOD detection. However, these approaches make a strong distributional assumption that the auxiliary outlier data is completely separable from the in-distribution (ID) data. In this paper, we propose a novel framework that leverages wild mixture data, which naturally consists of both ID and OOD samples. Such wild data is abundant and arises freely upon deploying a machine learning classifier in their natural habitats. Our key idea is to formulate a constrained optimization problem and to show how to tractably solve it. Our learning objective maximizes the OOD detection rate, subject to constraints on the classification error of ID data and on the OOD error rate of ID examples. We extensively evaluate our approach on common OOD detection tasks and demonstrate superior performance.