Shenglai Zeng

Shenglai Zeng, Jiankun Zhang, Pengfei He et al.

Retrieval-augmented generation (RAG) is a powerful technique to facilitate language model with proprietary and private data, where data privacy is a pivotal concern. Whereas extensive research has demonstrated the privacy risks of large language models (LLMs), the RAG technique could potentially reshape the inherent behaviors of LLM generation, posing new privacy issues that are currently under-explored. In this work, we conduct extensive empirical studies with novel attack methods, which demonstrate the vulnerability of RAG systems on leaking the private retrieval database. Despite the new risk brought by RAG on the retrieval data, we further reveal that RAG can mitigate the leakage of the LLMs' training data. Overall, we provide new insights in this paper for privacy protection of retrieval-augmented LLMs, which benefit both LLMs and RAG systems builders. Our code is available at https://github.com/phycholosogy/RAG-privacy.

Jie Ren, Han Xu, Pengfei He et al.

Generative AI has witnessed rapid advancement in recent years, expanding their capabilities to create synthesized content such as text, images, audio, and code. The high fidelity and authenticity of contents generated by these Deep Generative Models (DGMs) have sparked significant copyright concerns. There have been various legal debates on how to effectively safeguard copyrights in DGMs. This work delves into this issue by providing a comprehensive overview of copyright protection from a technical perspective. We examine from two distinct viewpoints: the copyrights pertaining to the source data held by the data owners and those of the generative models maintained by the model builders. For data copyright, we delve into methods data owners can protect their content and DGMs can be utilized without infringing upon these rights. For model copyright, our discussion extends to strategies for preventing model theft and identifying outputs generated by specific models. Finally, we highlight the limitations of existing techniques and identify areas that remain unexplored. Furthermore, we discuss prospective directions for the future of copyright protection, underscoring its importance for the sustainable and ethical development of Generative AI.

Bo Wang, Weiyi He, Shenglai Zeng et al.

Large Language Model (LLM) agents have become increasingly prevalent across various real-world applications. They enhance decision-making by storing private user-agent interactions in the memory module for demonstrations, introducing new privacy risks for LLM agents. In this work, we systematically investigate the vulnerability of LLM agents to our proposed Memory EXTRaction Attack (MEXTRA) under a black-box setting. To extract private information from memory, we propose an effective attacking prompt design and an automated prompt generation method based on different levels of knowledge about the LLM agent. Experiments on two representative agents demonstrate the effectiveness of MEXTRA. Moreover, we explore key factors influencing memory leakage from both the agent designer's and the attacker's perspectives. Our findings highlight the urgent need for effective memory safeguards in LLM agent design and deployment.

Shenglai Zeng, Jiankun Zhang, Bingheng Li et al.

Retrieval-Augmented Generation (RAG) systems have shown promise in enhancing the performance of Large Language Models (LLMs). However, these systems face challenges in effectively integrating external knowledge with the LLM's internal knowledge, often leading to issues with misleading or unhelpful information. This work aims to provide a systematic study on knowledge checking in RAG systems. We conduct a comprehensive analysis of LLM representation behaviors and demonstrate the significance of using representations in knowledge checking. Motivated by the findings, we further develop representation-based classifiers for knowledge filtering. We show substantial improvements in RAG performance, even when dealing with noisy knowledge databases. Our study provides new insights into leveraging LLM representations for enhancing the reliability and effectiveness of RAG systems.

Jiankun Zhang, Shenglai Zeng, Jie Ren et al.

Multimodal Retrieval-Augmented Generation (MRAG) systems enhance LMMs by integrating external multimodal databases, but introduce unexplored privacy vulnerabilities. While text-based RAG privacy risks have been studied, multimodal data presents unique challenges. We provide the first systematic analysis of MRAG privacy vulnerabilities across vision-language and speech-language modalities. Using a novel compositional structured prompt attack in a black-box setting, we demonstrate how attackers can extract private information by manipulating queries. Our experiments reveal that LMMs can both directly generate outputs resembling retrieved content and produce descriptions that indirectly expose sensitive information, highlighting the urgent need for robust privacy-preserving MRAG techniques.

Shenglai Zeng, Pengfei He, Kai Guo et al.

Large Language Models (LLMs) enhanced with external contexts, such as through retrieval-augmented generation (RAG), often face challenges in handling imperfect evidence. They tend to over-rely on external knowledge, making them vulnerable to misleading and unhelpful contexts. To address this, we propose the concept of context-robust LLMs, which can effectively balance internal knowledge with external context, similar to human cognitive processes. Specifically, context-robust LLMs should rely on external context only when lacking internal knowledge, identify contradictions between internal and external knowledge, and disregard unhelpful contexts. To achieve this goal, we introduce Grft, a lightweight and plug-and-play gated representation fine-tuning approach. Grft consists of two key components: a gating mechanism to detect and filter problematic inputs, and low-rank representation adapters to adjust hidden representations. By training a lightweight intervention function with only 0.0004\% of model size on fewer than 200 examples, Grft can effectively adapt LLMs towards context-robust behaviors.